LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2451
Mettler-Toledo International
MTD
$29B
| $1.21M | ﹤0.01% |
882
-253
| -22% | -$365K |
|
2452
InfraCap MLP ETF
AMZA
$468M
| $1.21M | ﹤0.01% |
40,083
+13
| +0% | +$381 |
|
2453
Franklin FTSE Europe ETF
FLEE
$120M
| $1.21M | ﹤0.01% |
44,811
+7,082
| +19% | +$196K |
|
|
NCZ
2454
Virtus Convertible & Income Fund II
NCZ
$296M
| $1.2M | ﹤0.01% |
69,494
-8,944
| -11% | -$161K |
|
2455
Commercial Vehicle Group
CVGI
$156M
| $1.2M | ﹤0.01% |
142,359
+5,500
| +4% | +$44.5K |
|
2456
FIVE9
FIVN
$2.22B
| $1.2M | ﹤0.01% |
10,422
+6,770
| +185% | +$788K |
|
|
BRG
2457
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $1.2M | ﹤0.01% |
45,295
+25,962
| +134% | +$689K |
|
2458
Wayfair
W
$15.3B
| $1.2M | ﹤0.01% |
10,799
+1,459
| +16% | +$205K |
|
2459
Dorman Products
DORM
$3.82B
| $1.2M | ﹤0.01% |
12,659
+3,371
| +36% | +$327K |
|
2460
GraniteShares HIPS US High Income ETF
HIPS
$113M
| $1.2M | ﹤0.01% |
82,864
-8,399
| -9% | -$123K |
|
2461
Pacific Biosciences
PACB
$441M
| $1.19M | ﹤0.01% |
131,230
+30,597
| +30% | +$352K |
|
|
CSR
2462
Centerspace
CSR
$932M
| $1.19M | ﹤0.01% |
12,150
-473
| -4% | -$46K |
|
2463
Equitable Holdings
EQH
$13.1B
| $1.19M | ﹤0.01% |
38,551
+1,202
| +3% | +$39.6K |
|
2464
Five Below
FIVE
$12B
| $1.19M | ﹤0.01% |
7,497
+865
| +13% | +$144K |
|
|
DCP
2465
DELISTED
DCP Midstream, LP
DCP
| $1.19M | ﹤0.01% |
35,352
-1,296
| -4% | -$39.9K |
|
2466
Stellantis
STLA
$22.1B
| $1.19M | ﹤0.01% |
72,816
-22,117
| -23% | -$404K |
|
|
UCTT
2467
Ultra Clean Holdings
UCTT
$4B
| $1.18M | ﹤0.01% |
27,846
-2,720
| -9% | -$130K |
|
2468
Planet Fitness
PLNT
$4.45B
| $1.18M | ﹤0.01% |
13,947
+549
| +4% | +$47.7K |
|
|
SF
2469
Stifel
SF
$12.7B
| $1.18M | ﹤0.01% |
26,015
-279
| -1% | -$13.4K |
|
2470
Suburban Propane Partners
SPH
$1.25B
| $1.18M | ﹤0.01% |
73,112
+5,919
| +9% | +$89.7K |
|
|
EFR
2471
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
| $1.17M | ﹤0.01% |
87,451
+4,862
| +6% | +$68.3K |
|
|
CIF
2472
DELISTED
MFS Intermediate High Income Fund
CIF
| $1.17M | ﹤0.01% |
482,198
+1,522
| +0.3% | +$3.65K |
|
2473
Dentsply Sirona
XRAY
$2.83B
| $1.17M | ﹤0.01% |
23,815
-11,149
| -32% | -$589K |
|
|
TUP
2474
DELISTED
Tupperware Brands Corporation
TUP
| $1.17M | ﹤0.01% |
+60,217
| New | +$1.03M |
|
2475
VanEck Durable High Dividend ETF
DURA
$38.7M
| $1.17M | ﹤0.01% |
35,767
+7,358
| +26% | +$235K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.