LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
Commercial Metals
CMC
$7.77B
| $1.27M | ﹤0.01% |
41,724
+6,727
| +19% | +$214K |
|
2427
Lithia Motors
LAD
$8.31B
| $1.27M | ﹤0.01% |
4,009
+600
| +18% | +$209K |
|
|
EVBG
2428
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $1.27M | ﹤0.01% |
8,418
+1,224
| +17% | +$181K |
|
2429
Energy Recovery
ERII
$459M
| $1.27M | ﹤0.01% |
66,566
+5,712
| +9% | +$116K |
|
2430
iShares MSCI Emerging Markets Asia ETF
EEMA
$840M
| $1.26M | ﹤0.01% |
14,982
-4,651
| -24% | -$405K |
|
2431
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.45B
| $1.26M | ﹤0.01% |
49,453
+8,659
| +21% | +$227K |
|
2432
Americold
COLD
$4.03B
| $1.26M | ﹤0.01% |
43,416
-26,993
| -38% | -$989K |
|
2433
ProShares Ultra QQQ
QLD
$13.2B
| $1.26M | ﹤0.01% |
34,644
+126
| +0.4% | +$4.87K |
|
2434
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
| $1.26M | ﹤0.01% |
14,670
+4,118
| +39% | +$361K |
|
2435
Shake Shack
SHAK
$2.61B
| $1.26M | ﹤0.01% |
16,072
-17,180
| -52% | -$1.56M |
|
|
CHX
2436
DELISTED
ChampionX
CHX
| $1.26M | ﹤0.01% |
56,293
+23,448
| +71% | +$536K |
|
2437
GATX Corp
GATX
$6.4B
| $1.26M | ﹤0.01% |
14,044
+1,187
| +9% | +$106K |
|
2438
iShares MSCI Australia ETF
EWA
$1.41B
| $1.26M | ﹤0.01% |
50,650
-1,838
| -4% | -$47.5K |
|
2439
Cogent Communications
CCOI
$663M
| $1.26M | ﹤0.01% |
17,733
+2,168
| +14% | +$161K |
|
|
FLNA
2440
Filana Therapeutics
FLNA
$49.8M
| $1.26M | ﹤0.01% |
+20,227
| New | +$1.69M |
|
|
UCTT
2441
Ultra Clean Holdings
UCTT
$4B
| $1.25M | ﹤0.01% |
29,471
+3,474
| +13% | +$164K |
|
2442
Emcor
EME
$36.1B
| $1.25M | ﹤0.01% |
10,864
+4,588
| +73% | +$550K |
|
|
OLD
2443
DELISTED
The Long-Term Care ETF
OLD
| $1.25M | ﹤0.01% |
40,826
-582
| -1% | -$18.9K |
|
2444
BlackRock MuniYield Quality Fund
MQY
$806M
| $1.25M | ﹤0.01% |
77,048
+15,313
| +25% | +$256K |
|
2445
Sabre
SABR
$779M
| $1.25M | ﹤0.01% |
105,379
+13,443
| +15% | +$152K |
|
2446
Blink Charging
BLNK
$78M
| $1.25M | ﹤0.01% |
43,580
+15,731
| +56% | +$510K |
|
2447
Innovator US Equity Power Buffer ETF April
PAPR
$956M
| $1.25M | ﹤0.01% |
43,561
-102
| -0.2% | -$2.92K |
|
|
COHR
2448
DELISTED
Coherent Inc
COHR
| $1.24M | ﹤0.01% |
4,965
-379
| -7% | -$95.1K |
|
2449
iShares S&P India Nifty 50 Index Fund
INDY
$567M
| $1.24M | ﹤0.01% |
24,055
+2,326
| +11% | +$114K |
|
2450
Global X DAX Germany ETF
DAX
$233M
| $1.24M | ﹤0.01% |
+38,733
| New | +$1.3M |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.