LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.22B |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$538M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$473M |
| 4 |
iShares MBS ETF
MBB
|
+$439M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$287M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 2.85% |
| 2 | Energy | 2.77% |
| 3 | Healthcare | 2.59% |
| 4 | Financials | 2.46% |
| 5 | Consumer Staples | 2.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MGN
2401
DELISTED
MINES MGMT INC
MGN
| $6K | ﹤0.01% |
+12,235
| New | +$9.25K |
|
2402
Riley Exploration Permian
REPX
$770M
| $5K | ﹤0.01% |
+83
| New | +$5.63K |
|
|
EGI
2403
DELISTED
Entre Resources Ltd. Common Shares
EGI
| $4K | ﹤0.01% |
+10,000
| New | +$3.33K |
|
|
SVBL
2404
DELISTED
SILVER BULL RESOURCES, INC
SVBL
| $4K | ﹤0.01% |
+11,050
| New | +$4.41K |
|
Similar funds
LPL Financial's Q2 2013 Portfolio in Review
Q2 2013 is the first quarter with a 13F filing on record for LPL Financial, which disclosed 2,419 positions worth $13.9B. Its ten largest holdings account for 21% of the portfolio.
Its largest position is iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
By sector, the portfolio is most concentrated in Technology at 2.8% of assets, followed by Energy and Healthcare.
- LPL Financial's largest Q2 2013 buy was iShares TIPS Bond ETF: 10,326,273 shares worth $116M.
- LPL Financial's ten largest holdings make up 21% of its $13.9B portfolio in Q2 2013.
- LPL Financial disclosed 2,419 positions in Q2 2013, its first 13F filing on record.
Based on LPL Financial's 13F filing for Q2 2013, filed 15 Aug 2013.