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LPL Financial

LPL Financial Portfolio holdings

AUM $377B
1-Year Est. Return 19.32%
 

LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.

This Fund
S&P 500
This Quarter Est. Return
+8.01%
1 Year Est. Return
+19.32%
3 Year Est. Return
+55.16%
5 Year Est. Return
+57.65%
10 Year Est. Return
+202.62%
AUM
$186B
AUM Growth
+$21.2B
Cap. Flow
+$9.13B
Cap. Flow %
4.9%
Top 10 Hldgs %
16.5%
Holding
5,089
New
298
Increased
2,838
Reduced
1,695
Closed
179

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.1B
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$559M
3
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$548M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$408M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$368M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.4B
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$380M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$360M
4
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$298M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$149M

Sector Composition

Rank Sector Weight
1 Technology 7.21%
2 Financials 3.26%
3 Healthcare 2.83%
4 Consumer Discretionary 2.64%
5 Industrials 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
2351
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$2.49M ﹤0.01%
248,638
-215
-0.1% -$1.94K
EEMS icon
2352
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$371M
$2.48M ﹤0.01%
42,221
+4,010
+10% +$232K
XRLV
2353
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$2.48M ﹤0.01%
49,678
-4,362
-8% -$211K
HELE icon
2354
Helen of Troy
HELE
$671M
$2.48M ﹤0.01%
21,542
-1,740
-7% -$208K
MJ icon
2355
Amplify Alternative Harvest ETF
MJ
$103M
$2.48M ﹤0.01%
49,466
-5,513
-10% -$233K
CCK icon
2356
Crown Holdings
CCK
$13.2B
$2.48M ﹤0.01%
31,296
-2,560
-8% -$210K
AFT
2357
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.48M ﹤0.01%
173,956
+19,091
+12% +$266K
SGI
2358
Somnigroup International
SGI
$13.6B
$2.47M ﹤0.01%
43,524
-1,226
-3% -$63.9K
SGLC icon
2359
SGI US Large Cap Core ETF
SGLC
$211M
$2.47M ﹤0.01%
74,059
-75,075
-50% -$2.36M
APAM icon
2360
Artisan Partners
APAM
$3.06B
$2.46M ﹤0.01%
53,806
+47,910
+813% +$2.06M
THRM icon
2361
Gentherm
THRM
$1.24B
$2.46M ﹤0.01%
42,766
+17,248
+68% +$898K
WBIF icon
2362
WBI BullBear Value 3000 ETF
WBIF
$23.3M
$2.46M ﹤0.01%
80,174
-4,587
-5% -$132K
MUR icon
2363
Murphy Oil
MUR
$4.74B
$2.45M ﹤0.01%
53,711
+2,239
+4% +$90.3K
BTO
2364
John Hancock Financial Opportunities Fund
BTO
$800M
$2.45M ﹤0.01%
82,924
+4,105
+5% +$120K
PBF icon
2365
PBF Energy
PBF
$7.26B
$2.45M ﹤0.01%
42,563
+3,714
+10% +$182K
RVTY icon
2366
Revvity
RVTY
$12.7B
$2.45M ﹤0.01%
23,321
+7,048
+43% +$750K
EWBC icon
2367
East-West Bancorp
EWBC
$18.1B
$2.44M ﹤0.01%
30,890
+297
+1% +$21.7K
IBHG icon
2368
iShares iBonds 2027 Term High Yield and Income ETF
IBHG
$507M
$2.44M ﹤0.01%
109,690
+88,324
+413% +$1.96M
EMNT icon
2369
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$211M
$2.44M ﹤0.01%
24,746
+5,441
+28% +$535K
CARZ icon
2370
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$47.7M
$2.44M ﹤0.01%
41,434
-2,558
-6% -$144K
NPO icon
2371
Enpro
NPO
$7.12B
$2.44M ﹤0.01%
14,451
+461
+3% +$71.5K
STXF
2372
Strive 500 ETF
STXF
$1.16B
$2.44M ﹤0.01%
72,455
+51,135
+240% +$1.64M
FR icon
2373
First Industrial Realty Trust
FR
$8.4B
$2.44M ﹤0.01%
46,386
-1,640
-3% -$86.6K
MMU
2374
Western Asset Managed Municipals Fund
MMU
$548M
$2.43M ﹤0.01%
232,618
+39,514
+20% +$402K
MKSI icon
2375
MKS Inc
MKSI
$19.7B
$2.43M ﹤0.01%
18,265
-116
-0.6% -$13.5K
93 94
95
96 97

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LPL Financial's Q1 2024 Portfolio in Review

As of Q1 2024, LPL Financial held 5,089 positions worth $186B, up 13% from $165B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

LPL Financial deployed $9.13B of net new capital in Q1 2024, opening 298 new positions and adding to 2,838 existing holdings. Its largest new stake was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.4B trimmed.

  • LPL Financial's largest Q1 2024 buy was JPMorgan Global Select Equity ETF: 859,035 shares worth $49.3M.
  • LPL Financial added most to iShares US Treasury Bond ETF in Q1 2024, an estimated $2.1B increase.
  • LPL Financial's biggest Q1 2024 reduction was Vanguard Total Bond Market, cutting an estimated $1.4B.
  • LPL Financial fully exited WisdomTree Emerging Currency Strategy Fund in Q1 2024, selling an estimated $13.1M.
  • LPL Financial's ten largest holdings make up 16% of its $186B portfolio in Q1 2024.
  • LPL Financial opened 298 new positions and closed 179 in Q1 2024.
  • LPL Financial's portfolio value rose 13% quarter-over-quarter to $186B.

Based on LPL Financial's 13F filing for Q1 2024, filed 10 May 2024.