LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
Quaker Houghton
KWR
$2.69B
| $398K | ﹤0.01% |
2,687
-92
| -3% | -$13.9K |
|
2352
abrdn Physical Palladium Shares ETF
PALL
$635M
| $398K | ﹤0.01% |
21,960
-14,495
| -40% | -$285K |
|
|
PRAH
2353
DELISTED
PRA Health Sciences, Inc.
PRAH
| $398K | ﹤0.01% |
4,797
-6,870
| -59% | -$610K |
|
|
KRA
2354
DELISTED
Kraton Corporation
KRA
| $397K | ﹤0.01% |
8,325
+1,040
| +14% | +$50.3K |
|
2355
Donaldson
DCI
$10.7B
| $396K | ﹤0.01% |
8,800
+1,505
| +21% | +$72.1K |
|
2356
ICF International
ICFI
$1.46B
| $396K | ﹤0.01% |
6,775
-2,097
| -24% | -$118K |
|
|
CHK
2357
DELISTED
Chesapeake Energy Corporation
CHK
| $395K | ﹤0.01% |
654
+200
| +44% | +$134K |
|
2358
NETGEAR
NTGR
$616M
| $394K | ﹤0.01% |
6,889
+1,906
| +38% | +$117K |
|
2359
First Trust Nasdaq Oil & Gas ETF
FTXN
$164M
| $393K | ﹤0.01% |
19,726
+6,300
| +47% | +$130K |
|
|
HPS
2360
John Hancock Preferred Income Fund III
HPS
$456M
| $393K | ﹤0.01% |
22,301
+6,376
| +40% | +$113K |
|
2361
United Natural Foods
UNFI
$3.01B
| $393K | ﹤0.01% |
9,175
-649
| -7% | -$29.4K |
|
2362
Petrobras
PBR
$123B
| $392K | ﹤0.01% |
27,693
+7,124
| +35% | +$93.7K |
|
2363
Primerica
PRI
$10.1B
| $392K | ﹤0.01% |
+4,061
| New | +$408K |
|
|
PDCE
2364
DELISTED
PDC Energy, Inc.
PDCE
| $392K | ﹤0.01% |
7,997
+2,320
| +41% | +$122K |
|
2365
Community Trust Bancorp
CTBI
$1.42B
| $391K | ﹤0.01% |
8,649
+140
| +2% | +$6.51K |
|
|
MMT
2366
Aberdeen Multi-Market Income Fund
MMT
$237M
| $390K | ﹤0.01% |
67,537
+54,542
| +420% | +$320K |
|
|
PPBI
2367
DELISTED
Pacific Premier Bancorp
PPBI
| $390K | ﹤0.01% |
9,703
-184
| -2% | -$7.67K |
|
2368
Timken Company
TKR
$9.46B
| $389K | ﹤0.01% |
8,522
+3,773
| +79% | +$182K |
|
|
UCB
2369
United Community Banks
UCB
$4.23B
| $389K | ﹤0.01% |
+12,293
| New | +$385K |
|
|
TMX
2370
DELISTED
Terminix Global Holdings, Inc.
TMX
| $388K | ﹤0.01% |
11,393
+876
| +8% | +$30.5K |
|
|
EV
2371
DELISTED
Eaton Vance Corp.
EV
| $388K | ﹤0.01% |
6,973
+1,765
| +34% | +$100K |
|
2372
Clearwater Paper
CLW
$341M
| $387K | ﹤0.01% |
9,898
-395
| -4% | -$16.4K |
|
2373
Invesco WilderHill Clean Energy ETF
PBW
$407M
| $386K | ﹤0.01% |
15,421
-90
| -0.6% | -$2.25K |
|
2374
Trustmark
TRMK
$2.77B
| $386K | ﹤0.01% |
12,378
+1,799
| +17% | +$57.9K |
|
|
GM.WS.B
2375
DELISTED
General Motors Company
GM.WS.B
| $386K | ﹤0.01% |
20,616
+290
| +1% | +$6.67K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.