LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Value ETF
VTV
|
+$117M |
| 2 |
Vanguard Total Stock Market ETF
VTI
|
+$108M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$102M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$101M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$97.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$41.1M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$32.7M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$23.3M |
| 4 |
iShare MSCI Eurozone ETF
EZU
|
+$21.6M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$18.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 2.98% |
| 2 | Financials | 2.85% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.3% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MBFI
2351
DELISTED
MB Financial Corp
MBFI
| $352K | ﹤0.01% |
+7,903
| New | +$357K |
|
2352
Marten Transport
MRTN
$1.26B
| $351K | ﹤0.01% |
25,953
+136
| +0.5% | +$1.78K |
|
2353
Invesco Oil & Gas Services ETF
PXJ
$65M
| $351K | ﹤0.01% |
7,352
-5,692
| -44% | -$264K |
|
2354
Williams-Sonoma
WSM
$27.6B
| $351K | ﹤0.01% |
13,570
+2,748
| +25% | +$70K |
|
|
KRA
2355
DELISTED
Kraton Corporation
KRA
| $351K | ﹤0.01% |
7,285
+204
| +3% | +$9.45K |
|
2356
Akebia Therapeutics
AKBA
$343M
| $350K | ﹤0.01% |
+23,559
| New | +$391K |
|
|
CBPX
2357
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
| $349K | ﹤0.01% |
12,392
-1,898
| -13% | -$51.4K |
|
2358
Watsco Inc
WSO
$15B
| $348K | ﹤0.01% |
2,045
+31
| +2% | +$5.12K |
|
|
TIS
2359
DELISTED
Orchids Paper Products, Inc.
TIS
| $348K | ﹤0.01% |
+27,187
| New | +$359K |
|
|
OLD
2360
DELISTED
The Long-Term Care ETF
OLD
| $347K | ﹤0.01% |
14,489
+181
| +1% | +$4.47K |
|
|
NTRI
2361
DELISTED
NutriSystem, Inc.
NTRI
| $346K | ﹤0.01% |
6,585
-1,071
| -14% | -$56.3K |
|
2362
Bank of Hawaii
BOH
$3.17B
| $345K | ﹤0.01% |
4,020
+73
| +2% | +$6.08K |
|
|
FL
2363
DELISTED
Foot Locker
FL
| $345K | ﹤0.01% |
+7,353
| New | +$275K |
|
2364
Guidewire Software
GWRE
$12.4B
| $345K | ﹤0.01% |
4,650
+341
| +8% | +$26.3K |
|
|
NSL
2365
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $345K | ﹤0.01% |
52,924
-4,710
| -8% | -$31.1K |
|
2366
Korn Ferry
KFY
$4.13B
| $344K | ﹤0.01% |
8,313
-10
| -0.1% | -$415 |
|
2367
Moog Inc Class A
MOG.A
$13.2B
| $344K | ﹤0.01% |
3,958
+33
| +0.8% | +$2.83K |
|
|
ACC
2368
DELISTED
American Campus Communities, Inc.
ACC
| $344K | ﹤0.01% |
+8,380
| New | +$358K |
|
|
EPAY
2369
DELISTED
Bottomline Technologies Inc
EPAY
| $344K | ﹤0.01% |
9,879
-61
| -0.6% | -$2.04K |
|
2370
iShares MSCI Spain ETF
EWP
$2.08B
| $343K | ﹤0.01% |
10,461
+2,110
| +25% | +$69.8K |
|
2371
Rayonier
RYN
$6.52B
| $343K | ﹤0.01% |
11,936
+1,662
| +16% | +$46.2K |
|
2372
Alnylam Pharmaceuticals
ALNY
$37.2B
| $342K | ﹤0.01% |
2,692
-126
| -4% | -$15.8K |
|
2373
Silicon Motion
SIMO
$8.29B
| $342K | ﹤0.01% |
6,463
-1,287
| -17% | -$65.2K |
|
2374
Global X FinTech ETF
FINX
$170M
| $341K | ﹤0.01% |
+15,523
| New | +$336K |
|
|
LDRI
2375
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
| $341K | ﹤0.01% |
13,687
+502
| +4% | +$12.5K |
|
Similar funds
LPL Financial's Q4 2017 Portfolio in Review
As of Q4 2017, LPL Financial held 3,144 positions worth $32.9B, up 16% from $28.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $3.28B of net new capital in Q4 2017, opening 280 new positions and adding to 1,728 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,839,393 shares worth $29.4M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street Health Care Select Sector SPDR ETF, an estimated $41.1M trimmed.
- LPL Financial's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,839,393 shares worth $29.4M.
- LPL Financial added most to Vanguard Value ETF in Q4 2017, an estimated $117M increase.
- LPL Financial's biggest Q4 2017 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $41.1M.
- LPL Financial fully exited iShares iBonds Dec 2017 Term Corporate ETF in Q4 2017, selling an estimated $4.66M.
- LPL Financial's ten largest holdings make up 24% of its $32.9B portfolio in Q4 2017.
- LPL Financial opened 280 new positions and closed 123 in Q4 2017.
- LPL Financial's portfolio value rose 16% quarter-over-quarter to $32.9B.
Based on LPL Financial's 13F filing for Q4 2017, filed 14 Feb 2018.