LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$570M |
| 2 |
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$501M |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$239M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$236M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$392M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$284M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$266M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$130M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$115M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.7% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2276
Everest Group
EG
$14.5B
| $1.39M | ﹤0.01% |
5,275
-452
| -8% | -$122K |
|
2277
Saratoga Investment
SAR
$312M
| $1.38M | ﹤0.01% |
66,552
+2,541
| +4% | +$61.1K |
|
2278
Dropbox
DBX
$7.6B
| $1.38M | ﹤0.01% |
66,495
-2,080
| -3% | -$46.6K |
|
2279
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.13B
| $1.38M | ﹤0.01% |
51,249
+4,107
| +9% | +$121K |
|
|
NFJ
2280
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
| $1.38M | ﹤0.01% |
128,858
+18,113
| +16% | +$222K |
|
2281
Integer Holdings
ITGR
$4.12B
| $1.37M | ﹤0.01% |
22,070
+539
| +3% | +$36.3K |
|
|
TGH
2282
DELISTED
Textainer Group Holdings limited
TGH
| $1.37M | ﹤0.01% |
51,100
+1,589
| +3% | +$48.3K |
|
|
WNS
2283
DELISTED
WNS Holdings
WNS
| $1.37M | ﹤0.01% |
16,738
-2,643
| -14% | -$220K |
|
|
BBT
2284
Beacon Financial Corp
BBT
$2.66B
| $1.37M | ﹤0.01% |
50,109
+40,970
| +448% | +$1.14M |
|
2285
CubeSmart
CUBE
$9.39B
| $1.37M | ﹤0.01% |
34,139
+1,366
| +4% | +$61.6K |
|
2286
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$637M
| $1.37M | ﹤0.01% |
116,489
-2,277
| -2% | -$29.7K |
|
2287
The 3D Printing ETF
PRNT
$59.5M
| $1.37M | ﹤0.01% |
69,249
+643
| +0.9% | +$14.3K |
|
2288
iShares Emerging Markets Equity Factor ETF
EMGF
$1.82B
| $1.37M | ﹤0.01% |
35,572
+2,357
| +7% | +$100K |
|
2289
Invesco New York AMT-Free Municipal Bond ETF
PZT
$138M
| $1.37M | ﹤0.01% |
64,054
+8,922
| +16% | +$202K |
|
2290
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
| $1.36M | ﹤0.01% |
82,731
+1,369
| +2% | +$23.5K |
|
2291
iShares S&P India Nifty 50 Index Fund
INDY
$562M
| $1.36M | ﹤0.01% |
32,304
+58
| +0.2% | +$2.53K |
|
|
WBII
2292
DELISTED
WBI BullBear Global Income ETF
WBII
| $1.36M | ﹤0.01% |
65,715
-117,576
| -64% | -$2.52M |
|
2293
Bloom Energy
BE
$60.6B
| $1.36M | ﹤0.01% |
68,031
+10,338
| +18% | +$233K |
|
|
BWG
2294
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
| $1.36M | ﹤0.01% |
178,516
-735
| -0.4% | -$6.38K |
|
2295
Nuveen ESG International Developed Markets Equity ETF
NUDM
$707M
| $1.36M | ﹤0.01% |
60,864
+10,550
| +21% | +$264K |
|
2296
GATX Corp
GATX
$6.35B
| $1.36M | ﹤0.01% |
15,947
-1,190
| -7% | -$115K |
|
|
HYLD
2297
DELISTED
High Yield ETF
HYLD
| $1.36M | ﹤0.01% |
52,660
+608
| +1% | +$16.5K |
|
2298
BorgWarner
BWA
$13.1B
| $1.36M | ﹤0.01% |
49,105
+6,954
| +16% | +$224K |
|
2299
Home BancShares
HOMB
$6.23B
| $1.36M | ﹤0.01% |
60,292
+17,099
| +40% | +$397K |
|
2300
HDFC Bank
HDB
$123B
| $1.36M | ﹤0.01% |
46,406
-1,108
| -2% | -$34.1K |
|
Similar funds
LPL Financial's Q3 2022 Portfolio in Review
As of Q3 2022, LPL Financial held 4,600 positions worth $104B, down 1.5% from $105B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $4.57B of net new capital in Q3 2022, opening 186 new positions and adding to 2,380 existing holdings. Its largest new stake was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
By sector, the portfolio is most concentrated in Technology at 5.5% of assets, down from 5.7% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Blackstone Senior Loan ETF, an estimated $392M trimmed.
- LPL Financial's largest Q3 2022 buy was CCM Affordable Housing MBS ETF: 315,165 shares worth $5.32M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q3 2022, an estimated $570M increase.
- LPL Financial's biggest Q3 2022 reduction was State Street Blackstone Senior Loan ETF, cutting an estimated $392M.
- LPL Financial fully exited Global X MSCI China Consumer Staples ETF in Q3 2022, selling an estimated $8.9M.
- LPL Financial's ten largest holdings make up 18% of its $104B portfolio in Q3 2022.
- LPL Financial opened 186 new positions and closed 183 in Q3 2022.
- LPL Financial's portfolio value fell 1.5% quarter-over-quarter to $104B.
Based on LPL Financial's 13F filing for Q3 2022, filed 14 Nov 2022.