LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HCRF
2276
DELISTED
iShares Edge MSCI Multifactor Healthcare ETF
HCRF
| $437K | ﹤0.01% |
13,978
+760
| +6% | +$24.9K |
|
2277
Alnylam Pharmaceuticals
ALNY
$27.5B
| $435K | ﹤0.01% |
3,650
+958
| +36% | +$124K |
|
2278
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.51B
| $435K | ﹤0.01% |
15,614
+1,877
| +14% | +$54.9K |
|
|
PHK
2279
PIMCO High Income Fund
PHK
$867M
| $435K | ﹤0.01% |
57,451
+22,888
| +66% | +$173K |
|
2280
Nokia
NOK
$50.7B
| $434K | ﹤0.01% |
79,404
+44,025
| +124% | +$237K |
|
|
HRC
2281
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $432K | ﹤0.01% |
4,973
+313
| +7% | +$26.8K |
|
2282
Alliance Resource Partners
ARLP
$3.37B
| $430K | ﹤0.01% |
24,352
-4,372
| -15% | -$83K |
|
2283
Acuity Brands
AYI
$10.1B
| $430K | ﹤0.01% |
3,106
+92
| +3% | +$14.2K |
|
2284
Axogen
AXGN
$2.22B
| $429K | ﹤0.01% |
11,752
+155
| +1% | +$4.75K |
|
2285
EPAM Systems
EPAM
$5.42B
| $429K | ﹤0.01% |
3,769
+1,336
| +55% | +$153K |
|
2286
Xerox
XRX
$456M
| $429K | ﹤0.01% |
14,910
-12,706
| -46% | -$391K |
|
|
CONE
2287
DELISTED
CyrusOne Inc Common Stock
CONE
| $429K | ﹤0.01% |
8,375
+3,607
| +76% | +$193K |
|
|
SAFE
2288
Safehold
SAFE
$1.13B
| $428K | ﹤0.01% |
8,641
| – | – |
|
2289
Banco Santander
SAN
$202B
| $428K | ﹤0.01% |
68,213
+4,249
| +7% | +$28.1K |
|
|
ABFL
2290
Abacus FCF Leaders ETF
ABFL
$520M
| $428K | ﹤0.01% |
+12,400
| New | +$433K |
|
|
NSL
2291
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $428K | ﹤0.01% |
65,359
+12,435
| +23% | +$80.3K |
|
|
WES
2292
DELISTED
Western Gas Partners Lp
WES
| $428K | ﹤0.01% |
10,021
+644
| +7% | +$31.3K |
|
2293
Ferrari
RACE
$69.9B
| $427K | ﹤0.01% |
3,545
-1,494
| -30% | -$181K |
|
2294
Alkermes
ALKS
$8.39B
| $426K | ﹤0.01% |
+7,343
| New | +$430K |
|
2295
Mueller Water Products
MWA
$3.9B
| $426K | ﹤0.01% |
39,175
+1,904
| +5% | +$21.9K |
|
2296
Veeco
VECO
$2.95B
| $426K | ﹤0.01% |
25,065
+3,988
| +19% | +$69.4K |
|
|
GAP
2297
The Gap Inc
GAP
$7.34B
| $426K | ﹤0.01% |
13,647
+1,783
| +15% | +$58.3K |
|
|
BNCL
2298
DELISTED
Beneficial Bancorp, Inc.
BNCL
| $426K | ﹤0.01% |
27,414
+327
| +1% | +$5.21K |
|
|
HIO
2299
Western Asset High Income Opportunity Fund
HIO
$334M
| $425K | ﹤0.01% |
88,379
+17,390
| +24% | +$85.9K |
|
2300
Nu Skin
NUS
$254M
| $425K | ﹤0.01% |
5,768
+87
| +2% | +$6.17K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.