LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Value ETF
VTV
|
+$117M |
| 2 |
Vanguard Total Stock Market ETF
VTI
|
+$108M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$102M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$101M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$97.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$41.1M |
| 2 |
iShares Russell 1000 ETF
IWB
|
+$32.7M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$23.3M |
| 4 |
iShare MSCI Eurozone ETF
EZU
|
+$21.6M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$18.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 2.98% |
| 2 | Financials | 2.85% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.3% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SEVN
2276
Seven Hills Realty Trust
SEVN
$181M
| $385K | ﹤0.01% |
20,168
+5,123
| +34% | +$99.6K |
|
2277
PUT
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
| $384K | ﹤0.01% |
+16,200
| New | +$380K |
|
|
EFR
2278
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
| $383K | ﹤0.01% |
26,520
+7,124
| +37% | +$103K |
|
2279
Fortinet
FTNT
$108B
| $383K | ﹤0.01% |
43,855
-53,310
| -55% | -$434K |
|
|
WP
2280
DELISTED
Worldpay, Inc.
WP
| $383K | ﹤0.01% |
5,195
-130
| -2% | -$9.29K |
|
2281
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
| $382K | ﹤0.01% |
+19,162
| New | +$382K |
|
2282
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$473M
| $382K | ﹤0.01% |
7,875
+12
| +0.2% | +$568 |
|
2283
PTC
PTC
$15B
| $382K | ﹤0.01% |
6,285
-530
| -8% | -$32.9K |
|
2284
Hartford Multifactor US Equity ETF
ROUS
$691M
| $382K | ﹤0.01% |
+12,208
| New | +$367K |
|
2285
iShares Global Financials ETF
IXG
$675M
| $381K | ﹤0.01% |
5,452
+1,454
| +36% | +$99.3K |
|
2286
H.B. Fuller
FUL
$3.12B
| $380K | ﹤0.01% |
+7,018
| New | +$390K |
|
2287
PENN Entertainment
PENN
$2.83B
| $380K | ﹤0.01% |
12,116
-27
| -0.2% | -$729 |
|
2288
Wayfair
W
$12.5B
| $380K | ﹤0.01% |
4,730
-2,725
| -37% | -$191K |
|
2289
Fabrinet
FN
$15.7B
| $379K | ﹤0.01% |
13,196
-49
| -0.4% | -$1.62K |
|
2290
AdvanSix
ASIX
$560M
| $378K | ﹤0.01% |
8,991
+3,883
| +76% | +$166K |
|
2291
National Health Investors
NHI
$3.85B
| $378K | ﹤0.01% |
5,009
+1,575
| +46% | +$122K |
|
2292
Yelp
YELP
$1.51B
| $378K | ﹤0.01% |
9,020
-400
| -4% | -$17.8K |
|
2293
Fidelity MSCI Energy Index ETF
FENY
$1.96B
| $377K | ﹤0.01% |
18,798
+8,123
| +76% | +$155K |
|
2294
Hain Celestial
HAIN
$46M
| $377K | ﹤0.01% |
8,887
-842
| -9% | -$33.3K |
|
2295
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $377K | ﹤0.01% |
33,633
-98,038
| -74% | -$1.11M |
|
2296
Kearny Financial
KRNY
$604M
| $377K | ﹤0.01% |
26,066
+2,205
| +9% | +$32.8K |
|
2297
Neogen
NEOG
$2.05B
| $377K | ﹤0.01% |
12,221
+5,096
| +72% | +$154K |
|
2298
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$155M
| $377K | ﹤0.01% |
7,747
-124
| -2% | -$5.86K |
|
2299
iShares MSCI Mexico ETF
EWW
$1.94B
| $376K | ﹤0.01% |
7,630
+370
| +5% | +$18.8K |
|
2300
Invesco California Value Municipal Income Trust
VCV
$516M
| $376K | ﹤0.01% |
29,914
+116
| +0.4% | +$1.49K |
|
Similar funds
LPL Financial's Q4 2017 Portfolio in Review
As of Q4 2017, LPL Financial held 3,144 positions worth $32.9B, up 16% from $28.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $3.28B of net new capital in Q4 2017, opening 280 new positions and adding to 1,728 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,839,393 shares worth $29.4M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was State Street Health Care Select Sector SPDR ETF, an estimated $41.1M trimmed.
- LPL Financial's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,839,393 shares worth $29.4M.
- LPL Financial added most to Vanguard Value ETF in Q4 2017, an estimated $117M increase.
- LPL Financial's biggest Q4 2017 reduction was State Street Health Care Select Sector SPDR ETF, cutting an estimated $41.1M.
- LPL Financial fully exited iShares iBonds Dec 2017 Term Corporate ETF in Q4 2017, selling an estimated $4.66M.
- LPL Financial's ten largest holdings make up 24% of its $32.9B portfolio in Q4 2017.
- LPL Financial opened 280 new positions and closed 123 in Q4 2017.
- LPL Financial's portfolio value rose 16% quarter-over-quarter to $32.9B.
Based on LPL Financial's 13F filing for Q4 2017, filed 14 Feb 2018.