LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$378M |
| 2 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$252M |
| 3 |
iShares Gold Trust
IAU
|
+$227M |
| 4 |
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
|
+$226M |
| 5 |
WisdomTree Floating Rate Treasury Fund
USFR
|
+$168M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$140M |
| 2 |
iShares ESG Aware MSCI EM ETF
ESGE
|
+$140M |
| 3 |
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
|
+$116M |
| 4 |
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
|
+$109M |
| 5 |
iShares Core S&P Small-Cap ETF
IJR
|
+$85M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.66% |
| 2 | Healthcare | 3.17% |
| 3 | Financials | 3.02% |
| 4 | Consumer Discretionary | 2.48% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RTL
2251
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $1.51M | ﹤0.01% |
206,951
+49,679
| +32% | +$374K |
|
2252
Integer Holdings
ITGR
$4.12B
| $1.5M | ﹤0.01% |
21,531
+1,215
| +6% | +$92.8K |
|
2253
InfraCap MLP ETF
AMZA
$470M
| $1.5M | ﹤0.01% |
56,670
+16,587
| +41% | +$502K |
|
2254
Moelis & Co
MC
$4.97B
| $1.5M | ﹤0.01% |
38,154
-12,456
| -25% | -$543K |
|
|
LSXMK
2255
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $1.5M | ﹤0.01% |
53,690
+2,930
| +6% | +$92.4K |
|
2256
Post Holdings
POST
$4.14B
| $1.49M | ﹤0.01% |
18,131
-1,451
| -7% | -$113K |
|
2257
Smith & Nephew
SNN
$13.3B
| $1.49M | ﹤0.01% |
53,446
+4,231
| +9% | +$132K |
|
|
BERY
2258
DELISTED
Berry Global Group, Inc.
BERY
| $1.49M | ﹤0.01% |
29,719
+4,932
| +20% | +$256K |
|
2259
First Trust Dow Jones International Internet ETF
FDNI
$31.9M
| $1.49M | ﹤0.01% |
62,704
-15,140
| -19% | -$351K |
|
2260
Goldman Sachs BDC
GSBD
$969M
| $1.49M | ﹤0.01% |
88,453
+43,473
| +97% | +$802K |
|
2261
Boston Beer
SAM
$1.91B
| $1.48M | ﹤0.01% |
4,893
-144
| -3% | -$50.1K |
|
2262
Aptus Collared Investment Opportunity ETF
ACIO
$2.36B
| $1.48M | ﹤0.01% |
51,226
-3,108
| -6% | -$92.9K |
|
2263
Imperial Oil
IMO
$62.7B
| $1.47M | ﹤0.01% |
31,244
+4,769
| +18% | +$244K |
|
|
FEN
2264
DELISTED
First Trust Energy Income and Growth Fund
FEN
| $1.47M | ﹤0.01% |
92,359
+39,794
| +76% | +$628K |
|
2265
Cboe Global Markets
CBOE
$32.5B
| $1.46M | ﹤0.01% |
12,938
-2,654
| -17% | -$298K |
|
2266
Coherent
COHR
$51.4B
| $1.46M | ﹤0.01% |
28,702
+3,602
| +14% | +$220K |
|
2267
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
| $1.46M | ﹤0.01% |
81,362
+12,246
| +18% | +$228K |
|
2268
PagerDuty
PD
$816M
| $1.46M | ﹤0.01% |
58,934
-1,175
| -2% | -$32.3K |
|
2269
Sociedad Química y Minera de Chile
SQM
$19.2B
| $1.46M | ﹤0.01% |
17,454
+3,906
| +29% | +$344K |
|
2270
The 3D Printing ETF
PRNT
$59.5M
| $1.45M | ﹤0.01% |
68,606
-8,464
| -11% | -$203K |
|
|
WNS
2271
DELISTED
WNS Holdings
WNS
| $1.45M | ﹤0.01% |
19,381
+7,274
| +60% | +$556K |
|
2272
Bath & Body Works
BBWI
$4.06B
| $1.45M | ﹤0.01% |
+53,678
| New | +$2.33M |
|
2273
iShares Global Industrials ETF
EXI
$1.42B
| $1.45M | ﹤0.01% |
15,036
+5,129
| +52% | +$539K |
|
2274
Delek Logistics
DKL
$3.21B
| $1.44M | ﹤0.01% |
29,646
+415
| +1% | +$21K |
|
2275
Nuveen Core Equity Alpha Fund
JCE
$278M
| $1.44M | ﹤0.01% |
108,087
+747
| +0.7% | +$10.9K |
|
Similar funds
LPL Financial's Q2 2022 Portfolio in Review
As of Q2 2022, LPL Financial held 4,602 positions worth $105B, down 9.5% from $116B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
LPL Financial deployed $5.93B of net new capital in Q2 2022, opening 421 new positions and adding to 2,316 existing holdings. Its largest new stake was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.3% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $140M trimmed.
- LPL Financial's largest Q2 2022 buy was Dimensional US Core Equity 2 ETF: 14,943,726 shares worth $348M.
- LPL Financial added most to State Street Health Care Select Sector SPDR ETF in Q2 2022, an estimated $252M increase.
- LPL Financial's biggest Q2 2022 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $140M.
- LPL Financial fully exited MGM Growth Properties LLC Class A common shares representing limited liability company interests in Q2 2022, selling an estimated $4.43M.
- LPL Financial's ten largest holdings make up 18% of its $105B portfolio in Q2 2022.
- LPL Financial opened 421 new positions and closed 184 in Q2 2022.
- LPL Financial's portfolio value fell 9.5% quarter-over-quarter to $105B.
Based on LPL Financial's 13F filing for Q2 2022, filed 12 Aug 2022.