LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
Goldman Sachs ActiveBeta Europe Equity ETF
GSEU
$125M
| $1.53M | ﹤0.01% |
45,404
-800
| -2% | -$27.9K |
|
2252
Bloom Energy
BE
$68.5B
| $1.52M | ﹤0.01% |
63,078
+7,735
| +14% | +$151K |
|
|
JHG
2253
DELISTED
Janus Henderson
JHG
| $1.52M | ﹤0.01% |
43,488
+25,980
| +148% | +$936K |
|
2254
Cohen & Steers Duration Preferred & Income Fund
LDP
$599M
| $1.52M | ﹤0.01% |
66,379
-3,694
| -5% | -$87.1K |
|
|
CUK
2255
DELISTED
Carnival PLC
CUK
| $1.52M | ﹤0.01% |
83,190
-4,800
| -5% | -$89.6K |
|
2256
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$143M
| $1.52M | ﹤0.01% |
58,376
+5,337
| +10% | +$144K |
|
2257
RH
RH
$3.57B
| $1.52M | ﹤0.01% |
4,655
-410
| -8% | -$164K |
|
2258
Sprott Gold Miners ETF
SGDM
$574M
| $1.52M | ﹤0.01% |
45,963
-6,134
| -12% | -$179K |
|
|
ATCO
2259
DELISTED
Atlas Corp.
ATCO
| $1.52M | ﹤0.01% |
103,371
-14,782
| -13% | -$219K |
|
2260
10x Genomics
TXG
$5.87B
| $1.51M | ﹤0.01% |
19,913
+3,611
| +22% | +$316K |
|
2261
America Movil
AMX
$75.2B
| $1.51M | ﹤0.01% |
71,528
+2,154
| +3% | +$41.6K |
|
2262
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.9M
| $1.51M | ﹤0.01% |
20,190
-45,488
| -69% | -$3.6M |
|
2263
Marriott Vacations Worldwide
VAC
$3.39B
| $1.51M | ﹤0.01% |
9,580
+312
| +3% | +$50.2K |
|
2264
CVB Financial
CVBF
$4.08B
| $1.51M | ﹤0.01% |
64,983
+48,553
| +296% | +$1.12M |
|
2265
iShares MSCI Europe Financials ETF
EUFN
$4.27B
| $1.51M | ﹤0.01% |
79,745
+25,091
| +46% | +$497K |
|
|
SNV
2266
DELISTED
Synovus
SNV
| $1.51M | ﹤0.01% |
30,771
+14,305
| +87% | +$724K |
|
2267
WisdomTree Europe Quality Dividend Growth Fund
EUDG
$70M
| $1.51M | ﹤0.01% |
48,155
+23,288
| +94% | +$748K |
|
2268
Omnicell
OMCL
$1.68B
| $1.5M | ﹤0.01% |
11,737
+905
| +8% | +$130K |
|
2269
Kimco Realty
KIM
$17B
| $1.5M | ﹤0.01% |
60,718
+18,773
| +45% | +$453K |
|
2270
Coca-Cola Europacific Partners
CCEP
$46.1B
| $1.5M | ﹤0.01% |
30,810
+19,359
| +169% | +$1.04M |
|
2271
Fidelity MSCI Materials Index ETF
FMAT
$594M
| $1.5M | ﹤0.01% |
30,140
+7,593
| +34% | +$363K |
|
2272
NiSource
NI
$21.3B
| $1.49M | ﹤0.01% |
46,892
+1,310
| +3% | +$38K |
|
|
MCA
2273
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
| $1.49M | ﹤0.01% |
113,498
+12,293
| +12% | +$173K |
|
2274
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
| $1.49M | ﹤0.01% |
22,803
+3,046
| +15% | +$203K |
|
2275
Nice
NICE
$5.96B
| $1.49M | ﹤0.01% |
6,792
+485
| +8% | +$118K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.