LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares US Treasury Bond ETF
GOVT
|
$114M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
$106M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
$91.3M |
| 4 |
iShares Short Treasury Bond ETF
SHV
|
$86M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
$62M |
Top Sells
| 1 |
SPDR Bloomberg High Yield Bond ETF
JNK
|
$294M |
| 2 |
Vanguard Total Bond Market
BND
|
$138M |
| 3 |
iShares Core MSCI EAFE ETF
IEFA
|
$44.4M |
| 4 |
WisdomTree US Total Dividend Fund
DTD
|
$36.8M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
$36.2M |
Sector Composition
| 1 | Technology | 3.59% |
| 2 | Financials | 2.78% |
| 3 | Healthcare | 2.32% |
| 4 | Consumer Discretionary | 2.14% |
| 5 | Industrials | 2.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
201
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$21.5B
| $42.1M | 0.09% |
787,457
+56,340
| +8% | +$3.01M |
|
202
RTX Corp
RTX
$211B
| $41.6M | 0.09% |
319,605
-24,015
| -7% | -$3.13M |
|
203
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.2B
| $40.9M | 0.09% |
936,116
+117,322
| +14% | +$5.12M |
|
204
IBM
IBM
$224B
| $40.6M | 0.09% |
294,601
+27,735
| +10% | +$3.82M |
|
205
Vanguard Short-Term Treasury ETF
VGSH
$22.8B
| $40.5M | 0.09% |
664,798
+51,145
| +8% | +$3.12M |
|
206
VanEck Morningstar Wide Moat ETF
MOAT
$12.6B
| $40.2M | 0.09% |
836,594
+30,982
| +4% | +$1.49M |
|
207
iShares MSCI USA Quality Factor ETF
QUAL
$53.5B
| $39.5M | 0.08% |
431,454
+34,691
| +9% | +$3.17M |
|
208
iShares S&P Small-Cap 600 Value ETF
IJS
$6.51B
| $39.4M | 0.08% |
265,013
+6,542
| +3% | +$972K |
|
209
Qualcomm
QCOM
$169B
| $39.3M | 0.08% |
517,147
+28,793
| +6% | +$2.19M |
|
210
John Hancock Multifactor Mid Cap ETF
JHMM
$4.27B
| $39.2M | 0.08% |
1,073,369
+62,917
| +6% | +$2.3M |
|
211
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$113M
| $39.1M | 0.08% |
1,456,667
-22,470
| -2% | -$604K |
|
212
First Trust Smith Unconstrained Bond ETF
UCON
$2.94B
| $39M | 0.08% |
1,514,551
+638,383
| +73% | +$16.4M |
|
213
VanEck Gold Miners ETF
GDX
$19.5B
| $38.8M | 0.08% |
1,517,961
+149,309
| +11% | +$3.82M |
|
214
First Trust NASDAQ-100 Technology Index Fund
QTEC
$2.63B
| $38.5M | 0.08% |
450,808
+26,709
| +6% | +$2.28M |
|
215
3M
MMM
$82B
| $38.4M | 0.08% |
221,337
+3,590
| +2% | +$622K |
|
216
Abbott
ABT
$228B
| $38.2M | 0.08% |
454,712
+13,174
| +3% | +$1.11M |
|
217
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.14B
| $38M | 0.08% |
728,585
+30,775
| +4% | +$1.6M |
|
218
Schwab US Large- Cap ETF
SCHX
$58.2B
| $37.9M | 0.08% |
540,542
+93,514
| +21% | +$6.56M |
|
219
First Trust Rising Dividend Achievers ETF
RDVY
$16.2B
| $37.3M | 0.08% |
1,200,261
+5,235
| +0.4% | +$163K |
|
220
W.P. Carey
WPC
$14.5B
| $36.9M | 0.08% |
454,421
+28,400
| +7% | +$2.31M |
|
221
NextEra Energy, Inc.
NEE
$148B
| $36.3M | 0.08% |
176,990
+29,235
| +20% | +$5.99M |
|
222
Dominion Energy
D
$50.5B
| $36.2M | 0.08% |
468,389
+29,931
| +7% | +$2.31M |
|
223
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$4.16B
| $36.2M | 0.08% |
1,261,681
+1,057,266
| +517% | +$30.3M |
|
224
Waste Management
WM
$90.6B
| $36M | 0.08% |
312,332
+43,287
| +16% | +$4.99M |
|
225
First Trust Health Care AlphaDEX Fund
FXH
$919M
| $35.6M | 0.08% |
459,737
-82,621
| -15% | -$6.4M |
|