LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$757M |
| 2 |
State Street Blackstone Senior Loan ETF
SRLN
|
+$687M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$513M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$300M |
| 5 |
iShares Core Universal USD Bond ETF
IUSB
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$521M |
| 2 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$436M |
| 3 |
Dimensional US Core Equity 2 ETF
DFAC
|
+$391M |
| 4 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$373M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$216M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.35% |
| 2 | Financials | 3.13% |
| 3 | Consumer Discretionary | 2.91% |
| 4 | Healthcare | 2.88% |
| 5 | Industrials | 2.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SI
2201
DELISTED
Silvergate Capital Corporation
SI
| $1.67M | ﹤0.01% |
11,073
+4,718
| +74% | +$583K |
|
2202
Hubbell
HUBB
$25.2B
| $1.67M | ﹤0.01% |
9,061
-4,610
| -34% | -$865K |
|
2203
Columbia EM Core ex-China ETF
XCEM
$1.93B
| $1.66M | ﹤0.01% |
54,392
+19,921
| +58% | +$623K |
|
2204
Ferguson
FERG
$48.5B
| $1.66M | ﹤0.01% |
12,392
-184
| -1% | -$28.4K |
|
2205
US Commodity Index
USCI
$362M
| $1.66M | ﹤0.01% |
30,110
+9,550
| +46% | +$480K |
|
|
QQQN
2206
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
| $1.66M | ﹤0.01% |
57,324
-79,556
| -58% | -$2.34M |
|
2207
Cedar Fair
FUN
$1.8B
| $1.65M | ﹤0.01% |
30,165
+763
| +3% | +$40.9K |
|
2208
Hess Midstream
HESM
$5.23B
| $1.65M | ﹤0.01% |
55,066
+2,626
| +5% | +$79.3K |
|
2209
iShares Global Consumer Discretionary ETF
RXI
$274M
| $1.65M | ﹤0.01% |
10,568
+1,043
| +11% | +$168K |
|
|
CTLT
2210
DELISTED
CATALENT, INC.
CTLT
| $1.65M | ﹤0.01% |
14,854
+2,127
| +17% | +$222K |
|
2211
Hartford Total Return Bond ETF
HTRB
$2.21B
| $1.64M | ﹤0.01% |
44,566
-11,367
| -20% | -$433K |
|
|
KRMA
2212
DELISTED
Global X Conscious Companies ETF
KRMA
| $1.64M | ﹤0.01% |
50,554
-19,327
| -28% | -$615K |
|
2213
LCI Industries
LCII
$2.52B
| $1.64M | ﹤0.01% |
15,729
+9,388
| +148% | +$1.18M |
|
2214
Fidelity Quality Factor ETF
FQAL
$1.43B
| $1.63M | ﹤0.01% |
31,219
+23,527
| +306% | +$1.22M |
|
2215
iShares US Telecommunications ETF
IYZ
$1.21B
| $1.63M | ﹤0.01% |
54,552
-4,782
| -8% | -$146K |
|
2216
iShares MSCI Intl Momentum Factor ETF
IMTM
$4.17B
| $1.63M | ﹤0.01% |
45,954
+4,655
| +11% | +$166K |
|
|
BBBY
2217
Bed Bath & Beyond
BBBY
$507M
| $1.63M | ﹤0.01% |
40,708
+132
| +0.3% | +$5.87K |
|
|
IEHS
2218
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
| $1.63M | ﹤0.01% |
37,287
+32,648
| +704% | +$1.38M |
|
2219
Gray Television
GTN
$434M
| $1.63M | ﹤0.01% |
73,740
+7,621
| +12% | +$168K |
|
|
TELL
2220
DELISTED
Tellurian Inc.
TELL
| $1.63M | ﹤0.01% |
306,595
+126,345
| +70% | +$425K |
|
|
WEA
2221
Western Asset Premier Bond Fund
WEA
$124M
| $1.62M | ﹤0.01% |
134,641
+16,118
| +14% | +$205K |
|
|
AWP
2222
abrdn Global Premier Properties Fund
AWP
$369M
| $1.61M | ﹤0.01% |
83,350
+13,383
| +19% | +$251K |
|
2223
United States Natural Gas Fund
UNG
$473M
| $1.6M | ﹤0.01% |
20,346
-1,228
| -6% | -$77.5K |
|
2224
Integer Holdings
ITGR
$4.23B
| $1.6M | ﹤0.01% |
20,316
+4,790
| +31% | +$387K |
|
2225
Dorchester Minerals
DMLP
$1.24B
| $1.6M | ﹤0.01% |
61,740
+20,175
| +49% | +$466K |
|
Similar funds
LPL Financial's Q1 2022 Portfolio in Review
As of Q1 2022, LPL Financial held 4,507 positions worth $116B, down 2.3% from $119B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2022 filing shows 176 new, 2,291 increased, 1,601 reduced and 331 closed positions. Its largest new stake was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M. The largest sale was iShares Core MSCI Emerging Markets ETF, an estimated $521M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Discretionary.
- LPL Financial's largest Q1 2022 buy was Janus Henderson AAA CLO ETF: 212,587 shares worth $10.7M.
- LPL Financial added most to Vanguard Morningstar Total Stock Market ETF in Q1 2022, an estimated $757M increase.
- LPL Financial's biggest Q1 2022 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $521M.
- LPL Financial fully exited Dimensional US Core Equity 2 ETF in Q1 2022, selling an estimated $391M.
- LPL Financial's ten largest holdings make up 19% of its $116B portfolio in Q1 2022.
- LPL Financial opened 176 new positions and closed 331 in Q1 2022.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $116B.
Based on LPL Financial's 13F filing for Q1 2022, filed 16 May 2022.