LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$337M |
| 2 |
iShares Core Universal USD Bond ETF
IUSB
|
+$308M |
| 3 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$228M |
| 4 |
Microsoft
MSFT
|
+$197M |
| 5 |
Apple
AAPL
|
+$196M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Energy Select Sector SPDR ETF
XLE
|
+$89.7M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$79.9M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$77.7M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$48.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$43.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.9% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.79% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Innovative Industrial Properties
IIPR
$1.71B
| $4.12M | ﹤0.01% |
30,607
+3,539
| +13% | +$431K |
|
2152
Crane Co
CR
$12.6B
| $4.12M | ﹤0.01% |
25,999
+437
| +2% | +$65.8K |
|
2153
FT Vest US Equity Buffer ETF April
FAPR
$1.28B
| $4.1M | ﹤0.01% |
101,306
+5,487
| +6% | +$217K |
|
|
ORAN
2154
DELISTED
Orange
ORAN
| $4.09M | ﹤0.01% |
356,588
-23,425
| -6% | -$266K |
|
|
QQQH
2155
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$377M
| $4.09M | ﹤0.01% |
80,016
-2,389
| -3% | -$119K |
|
2156
Petrobras
PBR
$124B
| $4.08M | ﹤0.01% |
283,163
-105,249
| -27% | -$1.55M |
|
2157
Aaon
AAON
$7.58B
| $4.08M | ﹤0.01% |
37,804
+7,584
| +25% | +$693K |
|
2158
Nutanix
NTNX
$16.5B
| $4.06M | ﹤0.01% |
68,456
+7,510
| +12% | +$413K |
|
|
SW
2159
Smurfit Westrock
SW
$24.1B
| $4.05M | ﹤0.01% |
+82,021
| New | +$3.73M |
|
2160
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$187M
| $4.05M | ﹤0.01% |
189,991
+44,206
| +30% | +$937K |
|
2161
Nextpower Inc
NXT
$13.9B
| $4.04M | ﹤0.01% |
107,688
+27,941
| +35% | +$1.16M |
|
|
SKX
2162
DELISTED
Skechers
SKX
| $4.03M | ﹤0.01% |
60,185
+4,069
| +7% | +$267K |
|
2163
Lakeland Financial Corp
LKFN
$1.56B
| $4.02M | ﹤0.01% |
61,781
+1,896
| +3% | +$123K |
|
|
ETG
2164
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.82B
| $4.02M | ﹤0.01% |
206,889
+3,901
| +2% | +$73.1K |
|
2165
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.18B
| $4.02M | ﹤0.01% |
93,057
-35,424
| -28% | -$1.4M |
|
2166
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$429M
| $4.02M | ﹤0.01% |
32,613
+10,375
| +47% | +$1.17M |
|
|
STK
2167
Columbia Seligman Premium Technology Growth Fund
STK
$873M
| $4.01M | ﹤0.01% |
119,770
+16,814
| +16% | +$548K |
|
2168
Angel Oak UltraShort Income ETF
UYLD
$1.57B
| $4M | ﹤0.01% |
78,203
+8,965
| +13% | +$459K |
|
2169
Campbell Soup
CPB
$6.65B
| $3.97M | ﹤0.01% |
81,234
+9,840
| +14% | +$479K |
|
|
THW
2170
abrdn World Healthcare Fund
THW
$541M
| $3.97M | ﹤0.01% |
299,139
-10,711
| -3% | -$141K |
|
2171
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.4B
| $3.96M | ﹤0.01% |
171,720
+44,952
| +35% | +$1.02M |
|
2172
Nuveen Global High Income Fund
JGH
$353M
| $3.96M | ﹤0.01% |
295,834
+5,485
| +2% | +$70.5K |
|
2173
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$157M
| $3.96M | ﹤0.01% |
123,097
+6,151
| +5% | +$193K |
|
2174
Jabil
JBL
$33.3B
| $3.95M | ﹤0.01% |
33,001
-3,425
| -9% | -$372K |
|
2175
First Trust Multi Cap Value AlphaDEX Fund
FAB
$170M
| $3.95M | ﹤0.01% |
46,795
-1,997
| -4% | -$164K |
|
Similar funds
LPL Financial's Q3 2024 Portfolio in Review
As of Q3 2024, LPL Financial held 5,335 positions worth $224B, up 12% from $201B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
LPL Financial deployed $12.1B of net new capital in Q3 2024, opening 324 new positions and adding to 3,037 existing holdings. Its largest new stake was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
By sector, the portfolio is most concentrated in Technology at 7.9% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street Energy Select Sector SPDR ETF, an estimated $89.7M trimmed.
- LPL Financial's largest Q3 2024 buy was AB International Low Volatility Equity ETF: 419,588 shares worth $15.4M.
- LPL Financial added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $337M increase.
- LPL Financial's biggest Q3 2024 reduction was State Street Energy Select Sector SPDR ETF, cutting an estimated $89.7M.
- LPL Financial fully exited Encore Wire Corp in Q3 2024, selling an estimated $15.2M.
- LPL Financial's ten largest holdings make up 16% of its $224B portfolio in Q3 2024.
- LPL Financial opened 324 new positions and closed 179 in Q3 2024.
- LPL Financial's portfolio value rose 12% quarter-over-quarter to $224B.
Based on LPL Financial's 13F filing for Q3 2024, filed 8 Nov 2024.