LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$393M |
| 2 |
iShares Treasury Floating Rate Bond ETF
TFLO
|
+$317M |
| 3 |
SPDR S&P 500 ETF Trust
SPY
|
+$260M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$207M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$178M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$273M |
| 2 |
iShares US Technology ETF
IYW
|
+$137M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$133M |
| 4 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$112M |
| 5 |
iShares MSCI EAFE Growth ETF
EFG
|
+$85.2M |
Sector Composition
| 1 | Technology | 6.51% |
| 2 | Financials | 3.09% |
| 3 | Healthcare | 2.97% |
| 4 | Consumer Discretionary | 2.6% |
| 5 | Industrials | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
CCD
2126
Calamos Dynamic Convertible & Income Fund
CCD
$570M
| $2.47M | ﹤0.01% |
132,435
-1,942
| -1% | -$36.2K |
|
2127
American Homes 4 Rent
AMH
$12.4B
| $2.47M | ﹤0.01% |
73,248
+667
| +0.9% | +$22.5K |
|
2128
Franklin Resources
BEN
$12.6B
| $2.47M | ﹤0.01% |
100,309
-15,710
| -14% | -$386K |
|
|
MMT
2129
MFS Multimarket Income Trust
MMT
$266M
| $2.46M | ﹤0.01% |
578,349
+5,455
| +1% | +$23.2K |
|
2130
Sociedad Química y Minera de Chile
SQM
$12.4B
| $2.46M | ﹤0.01% |
41,265
+7,284
| +21% | +$435K |
|
2131
Carlyle Group
CG
$24.2B
| $2.46M | ﹤0.01% |
81,507
-6,952
| -8% | -$210K |
|
2132
Coca-Cola Femsa
KOF
$18.3B
| $2.46M | ﹤0.01% |
31,307
-11,527
| -27% | -$904K |
|
2133
Novanta
NOVT
$4.09B
| $2.45M | ﹤0.01% |
17,177
-307
| -2% | -$43.7K |
|
2134
Global X Social Media ETF
SOCL
$159M
| $2.44M | ﹤0.01% |
67,985
+6,153
| +10% | +$221K |
|
2135
Barings BDC
BBDC
$965M
| $2.44M | ﹤0.01% |
273,445
+36,568
| +15% | +$326K |
|
2136
iShares Russell 2500 ETF
SMMD
$1.66B
| $2.43M | ﹤0.01% |
44,604
-4,755
| -10% | -$259K |
|
2137
Moelis & Co
MC
$5.52B
| $2.43M | ﹤0.01% |
53,833
+836
| +2% | +$37.7K |
|
2138
Innovator US Equity Power Buffer ETF April
PAPR
$825M
| $2.43M | ﹤0.01% |
79,332
+32,989
| +71% | +$1.01M |
|
|
SBOW
2139
DELISTED
SilverBow Resources, Inc.
SBOW
| $2.43M | ﹤0.01% |
+67,847
| New | +$2.43M |
|
2140
Crane Co
CR
$10.5B
| $2.43M | ﹤0.01% |
27,305
+3,246
| +13% | +$288K |
|
2141
iShares Global Financials ETF
IXG
$585M
| $2.42M | ﹤0.01% |
34,405
+167
| +0.5% | +$11.8K |
|
2142
WisdomTree Mortgage Plus Bond Fund
MTGP
$67.4M
| $2.41M | ﹤0.01% |
57,773
+6,576
| +13% | +$274K |
|
2143
Vertiv
VRT
$52.8B
| $2.41M | ﹤0.01% |
64,702
+2,888
| +5% | +$107K |
|
2144
UiPath
PATH
$6.2B
| $2.41M | ﹤0.01% |
140,630
-42,699
| -23% | -$731K |
|
2145
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$327M
| $2.4M | ﹤0.01% |
162,137
+464
| +0.3% | +$6.88K |
|
|
HPI
2146
John Hancock Preferred Income Fund
HPI
$452M
| $2.4M | ﹤0.01% |
164,883
+2,807
| +2% | +$40.9K |
|
2147
iShares Global Comm Services ETF
IXP
$631M
| $2.4M | ﹤0.01% |
35,140
+1,012
| +3% | +$69.1K |
|
2148
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$76.5M
| $2.4M | ﹤0.01% |
160,725
-4,098
| -2% | -$61.2K |
|
|
CTLT
2149
DELISTED
CATALENT, INC.
CTLT
| $2.4M | ﹤0.01% |
52,619
+40,661
| +340% | +$1.85M |
|
|
NS
2150
DELISTED
NuStar Energy L.P.
NS
| $2.4M | ﹤0.01% |
137,337
-705
| -0.5% | -$12.3K |
|