LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$85.6M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$80.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$75M |
| 4 |
Vanguard Total Bond Market
BND
|
+$72.2M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$55.2M |
Top Sells
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 2 |
Consumer Discretionary Select Sector SPDR Fund
XLY
|
+$37.7M |
| 3 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$24.2M |
| 4 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$23.3M |
| 5 |
Vanguard S&P 500 Growth ETF
VOOG
|
+$20.8M |
Sector Composition
| 1 | Technology | 2.96% |
| 2 | Financials | 2.89% |
| 3 | Healthcare | 2.5% |
| 4 | Industrials | 2.34% |
| 5 | Communication Services | 2.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Moody's
MCO
$93B
| $391K | ﹤0.01% |
2,806
-396
| -12% | -$55.2K |
|
2127
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$147M
| $391K | ﹤0.01% |
27,108
| – | – |
|
2128
Banco Santander
SAN
$150B
| $391K | ﹤0.01% |
58,849
-2,368
| -4% | -$15.7K |
|
2129
Invesco California Value Municipal Income Trust
VCV
$505M
| $391K | ﹤0.01% |
29,798
+5,512
| +23% | +$72.3K |
|
|
SPYB
2130
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
| $391K | ﹤0.01% |
6,750
-103
| -2% | -$5.97K |
|
2131
RingCentral
RNG
$2.83B
| $390K | ﹤0.01% |
9,332
+1,957
| +27% | +$81.8K |
|
2132
Deutsche Bank
DB
$71.4B
| $389K | ﹤0.01% |
22,506
-4,611
| -17% | -$79.7K |
|
2133
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$330M
| $388K | ﹤0.01% |
24,810
-72
| -0.3% | -$1.13K |
|
|
PFPT
2134
DELISTED
Proofpoint, Inc.
PFPT
| $388K | ﹤0.01% |
4,450
-18
| -0.4% | -$1.57K |
|
|
EMES
2135
DELISTED
Emerge Energy Services LP
EMES
| $388K | ﹤0.01% |
47,050
+28,713
| +157% | +$237K |
|
2136
T-Mobile US
TMUS
$272B
| $387K | ﹤0.01% |
+6,270
| New | +$387K |
|
|
NSL
2137
DELISTED
NUVEEN SENIOR INCM FD
NSL
| $386K | ﹤0.01% |
57,634
-19,318
| -25% | -$129K |
|
2138
Allete
ALE
$3.68B
| $385K | ﹤0.01% |
4,981
-129
| -3% | -$9.97K |
|
2139
Kinsale Capital Group
KNSL
$10.2B
| $385K | ﹤0.01% |
8,916
+328
| +4% | +$14.2K |
|
2140
PhenixFIN
PFX
| $384K | ﹤0.01% |
3,213
-511
| -14% | -$61.1K |
|
2141
PTC
PTC
$24.8B
| $384K | ﹤0.01% |
6,815
-205
| -3% | -$11.6K |
|
2142
Sprott Junior Gold Miners ETF
SGDJ
$237M
| $384K | ﹤0.01% |
10,902
-1,650
| -13% | -$58.1K |
|
2143
Semtech
SMTC
$5.29B
| $384K | ﹤0.01% |
10,226
-1,334
| -12% | -$50.1K |
|
2144
iShares International Small Cap Equity Factor ETF
ISCF
$469M
| $381K | ﹤0.01% |
12,382
-795
| -6% | -$24.5K |
|
|
HA
2145
DELISTED
Hawaiian Holdings, Inc.
HA
| $381K | ﹤0.01% |
10,147
+1,106
| +12% | +$41.5K |
|
2146
Commerce Bancshares
CBSH
$8.02B
| $379K | ﹤0.01% |
9,692
-104
| -1% | -$4.07K |
|
2147
Global X MLP ETF
MLPA
$1.84B
| $379K | ﹤0.01% |
6,139
+353
| +6% | +$21.8K |
|
2148
RiverFront Strategic Income Fund
RIGS
$93.4M
| $379K | ﹤0.01% |
+14,900
| New | +$379K |
|
|
TMX
2149
DELISTED
Terminix Global Holdings, Inc.
TMX
| $379K | ﹤0.01% |
+12,104
| New | +$379K |
|
|
IDTI
2150
DELISTED
Integrated Device Technology I
IDTI
| $379K | ﹤0.01% |
14,242
+3,113
| +28% | +$82.8K |
|