LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$121M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$90.5M |
| 3 |
SPDR Gold Trust
GLD
|
+$50.7M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$42.4M |
| 5 |
FS KKR Capital
FSK
|
+$34.7M |
Top Sells
Sector Composition
| 1 | Energy | 3.14% |
| 2 | Technology | 3.07% |
| 3 | Financials | 2.98% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.63% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
AV
2126
DELISTED
Aviva Plc
AV
| $322K | ﹤0.01% |
+18,270
| New | +$322K |
|
2127
AES
AES
$9.05B
| $321K | ﹤0.01% |
20,613
-3,009
| -13% | -$46.9K |
|
2128
ServiceNow
NOW
$193B
| $321K | ﹤0.01% |
5,174
+996
| +24% | +$61.8K |
|
2129
VanEck Low Carbon Energy ETF
SMOG
$123M
| $321K | ﹤0.01% |
4,875
-550
| -10% | -$36.2K |
|
2130
Middleby
MIDD
$6.99B
| $320K | ﹤0.01% |
3,868
-4,463
| -54% | -$369K |
|
2131
Casey's General Stores
CASY
$20.2B
| $320K | ﹤0.01% |
+4,552
| New | +$320K |
|
|
AIF
2132
DELISTED
Apollo Tactical Income Fund Inc.
AIF
| $320K | ﹤0.01% |
17,450
+1,700
| +11% | +$31.2K |
|
|
GTIP
2133
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
| $320K | ﹤0.01% |
6,064
+491
| +9% | +$25.9K |
|
|
NNJ
2134
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
| $320K | ﹤0.01% |
22,635
| – | – |
|
2135
Rithm Capital
RITM
$6.61B
| $319K | ﹤0.01% |
25,320
-2,818
| -10% | -$35.5K |
|
|
ASA
2136
ASA Gold and Precious Metals
ASA
$760M
| $318K | ﹤0.01% |
21,730
+466
| +2% | +$6.82K |
|
2137
International Bancshares
IBOC
$4.37B
| $318K | ﹤0.01% |
11,781
+374
| +3% | +$10.1K |
|
2138
Tanger
SKT
$3.89B
| $318K | ﹤0.01% |
9,105
+436
| +5% | +$15.2K |
|
2139
Ulta Beauty
ULTA
$23.1B
| $318K | ﹤0.01% |
3,478
+1,365
| +65% | +$125K |
|
|
MHR
2140
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
| $318K | ﹤0.01% |
38,839
+8,905
| +30% | +$72.9K |
|
|
GEQ
2141
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
| $317K | ﹤0.01% |
15,835
+5,600
| +55% | +$112K |
|
|
CLDT
2142
Chatham Lodging
CLDT
$347M
| $316K | ﹤0.01% |
+14,450
| New | +$316K |
|
|
RTR
2143
DELISTED
Oppenheimer ADR Revenue ETF
RTR
| $316K | ﹤0.01% |
7,568
+190
| +3% | +$7.93K |
|
2144
Customers Bancorp
CUBI
$2.32B
| $315K | ﹤0.01% |
15,725
-1,573
| -9% | -$31.5K |
|
2145
Kadant
KAI
$3.73B
| $314K | ﹤0.01% |
+8,162
| New | +$314K |
|
2146
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$393M
| $314K | ﹤0.01% |
6,086
+648
| +12% | +$33.4K |
|
|
MDSO
2147
DELISTED
Medidata Solutions, Inc.
MDSO
| $314K | ﹤0.01% |
7,334
-1,133
| -13% | -$48.5K |
|
|
CIK
2148
Credit Suisse Asset Management Income Fund
CIK
$163M
| $313K | ﹤0.01% |
85,621
-1,139
| -1% | -$4.16K |
|
|
AVTA
2149
DELISTED
Avantax, Inc. Common Stock
AVTA
| $313K | ﹤0.01% |
16,599
-25,020
| -60% | -$472K |
|
|
DS
2150
DELISTED
Drive Shack Inc.
DS
| $313K | ﹤0.01% |
60,662
-9,645
| -14% | -$49.8K |
|