LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2101
Golub Capital BDC
GBDC
$3.38B
| $305K | ﹤0.01% |
+16,286
| New | +$283K |
|
|
SUP
2102
DELISTED
Superior Industries International
SUP
| $305K | ﹤0.01% |
14,772
+96
| +0.7% | +$1.81K |
|
2103
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
| $305K | ﹤0.01% |
23,301
-1,612
| -6% | -$21.6K |
|
|
CS
2104
DELISTED
Credit Suisse Group
CS
| $305K | ﹤0.01% |
9,838
-28
| -0.3% | -$849 |
|
|
GTIP
2105
DELISTED
ISHARES TR GLOBAL INFLATION LKD BD ETF
GTIP
| $305K | ﹤0.01% |
6,147
+217
| +4% | +$10.9K |
|
2106
Kimco Realty
KIM
$17.7B
| $303K | ﹤0.01% |
15,365
-198
| -1% | -$4.09K |
|
2107
MasTec
MTZ
$24.7B
| $303K | ﹤0.01% |
9,255
+632
| +7% | +$20K |
|
2108
Hawaiian Electric Industries
HE
$2.28B
| $302K | ﹤0.01% |
11,597
+489
| +4% | +$12.6K |
|
2109
iShares MSCI Global Gold Miners ETF
RING
$2.27B
| $302K | ﹤0.01% |
16,590
+8,404
| +103% | +$165K |
|
2110
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$736M
| $301K | ﹤0.01% |
6,163
+1,041
| +20% | +$51.7K |
|
2111
Vermilion Energy
VET
$1.59B
| $301K | ﹤0.01% |
+5,129
| New | +$288K |
|
2112
Best Buy
BBY
$18.9B
| $300K | ﹤0.01% |
7,517
-1,447
| -16% | -$59.4K |
|
2113
MBIA
MBI
$278M
| $300K | ﹤0.01% |
25,123
-3,797
| -13% | -$43.7K |
|
|
TCP
2114
DELISTED
TC Pipelines LP
TCP
| $300K | ﹤0.01% |
6,191
-471
| -7% | -$22.6K |
|
|
LLTC
2115
DELISTED
Linear Technology Corp
LLTC
| $300K | ﹤0.01% |
6,579
-211
| -3% | -$8.8K |
|
2116
Cemex
CX
$17.3B
| $299K | ﹤0.01% |
29,575
+1,870
| +7% | +$17.6K |
|
2117
Brown-Forman Class B
BF.B
$13.3B
| $298K | ﹤0.01% |
12,328
-166
| -1% | -$3.9K |
|
2118
ENI
E
$72.9B
| $298K | ﹤0.01% |
+6,148
| New | +$294K |
|
2119
Allegion
ALLE
$13.7B
| $297K | ﹤0.01% |
+6,727
| New | +$291K |
|
2120
New Oriental
EDU
$8.08B
| $297K | ﹤0.01% |
9,434
+1,275
| +16% | +$35.5K |
|
2121
International Bancshares
IBOC
$4.83B
| $297K | ﹤0.01% |
11,260
+1,313
| +13% | +$31.9K |
|
|
TNH
2122
DELISTED
Terra Nitrogen
TNH
| $297K | ﹤0.01% |
2,108
-350
| -14% | -$62.4K |
|
|
PPLI
2123
People Inc
PPLI
$3.13B
| $296K | ﹤0.01% |
24,127
-14,772
| -38% | -$152K |
|
|
MSB
2124
Mesabi Trust
MSB
$300M
| $296K | ﹤0.01% |
13,300
-2,013
| -13% | -$44.6K |
|
2125
Rithm Capital
RITM
$5.46B
| $296K | ﹤0.01% |
22,131
+1,718
| +8% | +$22.2K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.