LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$79.9M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$50.1M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$28.1M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$28M |
| 5 |
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$98.9M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$29.5M |
| 5 |
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| 1 | Technology | 3.23% |
| 2 | Financials | 2.96% |
| 3 | Energy | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
NEV
2051
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
| $328K | ﹤0.01% |
25,306
-4,020
| -14% | -$52.1K |
|
2052
ProShares Ultra Health Care
RXL
$67.6M
| $326K | ﹤0.01% |
32,160
+1,080
| +3% | +$10.9K |
|
|
ARIA
2053
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $326K | ﹤0.01% |
47,755
+35,893
| +303% | +$245K |
|
2054
Bruker
BRKR
$4.73B
| $325K | ﹤0.01% |
+16,425
| New | +$325K |
|
2055
AES
AES
$9.06B
| $324K | ﹤0.01% |
22,346
+672
| +3% | +$9.74K |
|
2056
Santander
BSBR
$40.1B
| $324K | ﹤0.01% |
55,396
+25,780
| +87% | +$151K |
|
2057
GATX Corp
GATX
$5.99B
| $324K | ﹤0.01% |
6,201
+125
| +2% | +$6.53K |
|
2058
PhenixFIN
PFX
$96.4M
| $324K | ﹤0.01% |
1,171
+296
| +34% | +$81.9K |
|
2059
SBA Communications
SBAC
$20.6B
| $324K | ﹤0.01% |
3,610
+498
| +16% | +$44.7K |
|
|
PIR
2060
DELISTED
Pier 1 Imports, Inc.
PIR
| $324K | ﹤0.01% |
703
+7
| +1% | +$3.23K |
|
2061
Papa John's
PZZA
$1.63B
| $323K | ﹤0.01% |
+7,114
| New | +$323K |
|
2062
Coterra Energy
CTRA
$18.2B
| $322K | ﹤0.01% |
8,296
-719
| -8% | -$27.9K |
|
|
DNB
2063
DELISTED
Dun & Bradstreet
DNB
| $322K | ﹤0.01% |
2,624
+203
| +8% | +$24.9K |
|
|
PLL
2064
DELISTED
PALL CORP
PLL
| $322K | ﹤0.01% |
3,778
+169
| +5% | +$14.4K |
|
|
UTX.PRA
2065
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
| $322K | ﹤0.01% |
4,913
+812
| +20% | +$53.2K |
|
|
TBAR
2066
DELISTED
ROYAL BANK OF SCOTLAND PLC RBS GOLD TRENDPILOT ETN (NL)
TBAR
| $322K | ﹤0.01% |
11,519
-9,745
| -46% | -$272K |
|
|
VAL
2067
DELISTED
Valspar
VAL
| $321K | ﹤0.01% |
4,508
-339
| -7% | -$24.1K |
|
|
CIM
2068
Chimera Investment
CIM
$1.18B
| $320K | ﹤0.01% |
6,889
+2,398
| +53% | +$111K |
|
2069
Hormel Foods
HRL
$14B
| $320K | ﹤0.01% |
14,154
+4,148
| +41% | +$93.8K |
|
2070
MarketAxess Holdings
MKTX
$6.99B
| $320K | ﹤0.01% |
4,774
-3,215
| -40% | -$216K |
|
|
DS
2071
DELISTED
Drive Shack Inc.
DS
| $320K | ﹤0.01% |
61,727
-21,753
| -26% | -$113K |
|
|
ISD
2072
PGIM High Yield Bond Fund
ISD
$486M
| $319K | ﹤0.01% |
18,320
+4,481
| +32% | +$78K |
|
2073
LyondellBasell Industries
LYB
$17.5B
| $318K | ﹤0.01% |
3,960
+740
| +23% | +$59.4K |
|
|
NQJ
2074
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
| $318K | ﹤0.01% |
24,692
-7,823
| -24% | -$101K |
|
2075
WisdomTree India Earnings Fund ETF
EPI
$2.9B
| $317K | ﹤0.01% |
18,159
-11,056
| -38% | -$193K |
|