LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Stratasys
SSYS
$679M
| $2.03M | ﹤0.01% |
94,492
+530
| +0.6% | +$11.5K |
|
2027
First Trust Switzerland AlphaDEX Fund
FSZ
$36.8M
| $2.03M | ﹤0.01% |
31,162
+9,760
| +46% | +$676K |
|
2028
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.19B
| $2.03M | ﹤0.01% |
137,507
+19,921
| +17% | +$306K |
|
|
LGI
2029
Lazard Global Total Return & Income Fund
LGI
$236M
| $2.03M | ﹤0.01% |
101,293
+75,804
| +297% | +$1.6M |
|
2030
Camping World
CWH
$639M
| $2.03M | ﹤0.01% |
52,183
+3,496
| +7% | +$137K |
|
2031
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
| $2.03M | ﹤0.01% |
57,389
-23,246
| -29% | -$844K |
|
2032
Virtus Biotech Clinical Trials ETF
BBC
$46.3M
| $2.02M | ﹤0.01% |
44,266
+4,382
| +11% | +$205K |
|
|
JMIA
2033
Jumia Technologies
JMIA
$737M
| $2.02M | ﹤0.01% |
108,753
+7,294
| +7% | +$154K |
|
2034
MGIC Investment
MTG
$6.16B
| $2.02M | ﹤0.01% |
135,018
+4,866
| +4% | +$70.5K |
|
2035
Thor Industries
THO
$3.9B
| $2.02M | ﹤0.01% |
16,449
+1,274
| +8% | +$145K |
|
2036
State Street SPDR S&P Kensho Intelligent Structures ETF
SIMS
$8.43M
| $2.01M | ﹤0.01% |
45,997
+7,152
| +18% | +$328K |
|
2037
BlackRock Health Sciences Trust
BME
$562M
| $2.01M | ﹤0.01% |
42,123
+2,781
| +7% | +$135K |
|
2038
AptarGroup
ATR
$8.55B
| $2M | ﹤0.01% |
16,719
+1,220
| +8% | +$161K |
|
2039
Qiagen
QGEN
$8.54B
| $2M | ﹤0.01% |
36,539
-23
| -0.1% | -$1.28K |
|
2040
United Microelectronic
UMC
$47.7B
| $2M | ﹤0.01% |
175,117
+77,201
| +79% | +$828K |
|
|
CUK
2041
DELISTED
Carnival PLC
CUK
| $2M | ﹤0.01% |
87,690
+8,135
| +10% | +$173K |
|
2042
Globant
GLOB
$1.58B
| $2M | ﹤0.01% |
7,174
-268
| -4% | -$73.5K |
|
|
THQ
2043
abrdn Healthcare Opportunities Fund
THQ
$777M
| $2M | ﹤0.01% |
88,313
+10,106
| +13% | +$243K |
|
|
BRMK
2044
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
| $2M | ﹤0.01% |
202,760
+24,260
| +14% | +$252K |
|
2045
CryoPort
CYRX
$761M
| $2M | ﹤0.01% |
30,026
+3,473
| +13% | +$214K |
|
2046
Neurocrine Biosciences
NBIX
$16.8B
| $2M | ﹤0.01% |
20,807
+6,644
| +47% | +$628K |
|
2047
Invesco International Corporate Bond ETF
PICB
$355M
| $2M | ﹤0.01% |
70,906
+39,048
| +123% | +$1.14M |
|
2048
Targa Resources
TRGP
$58B
| $1.99M | ﹤0.01% |
40,507
-46
| -0.1% | -$2.02K |
|
2049
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$104M
| $1.99M | ﹤0.01% |
50,400
-204
| -0.4% | -$8.32K |
|
2050
HEICO Corp Class A
HEI.A
$36B
| $1.99M | ﹤0.01% |
16,809
+1,452
| +9% | +$173K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.