LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.5M |
| 2 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$51.9M |
| 3 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$51.7M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$50.7M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| 1 |
iShares MBS ETF
MBB
|
+$96.3M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$73.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$67.3M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$60.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$37.8M |
Sector Composition
| 1 | Healthcare | 3.17% |
| 2 | Financials | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2026
TC Energy
TRP
$54.2B
| $418K | ﹤0.01% |
10,523
+89
| +0.9% | +$3.54K |
|
|
ARG
2027
DELISTED
AIRGAS INC
ARG
| $417K | ﹤0.01% |
3,965
+1,822
| +85% | +$192K |
|
2028
Genworth Financial
GNW
$3.62B
| $416K | ﹤0.01% |
55,636
+13,126
| +31% | +$98.1K |
|
2029
MGM Resorts International
MGM
$9.62B
| $416K | ﹤0.01% |
22,758
+3,625
| +19% | +$66.3K |
|
2030
Northwest Natural Holdings
NWN
$1.73B
| $415K | ﹤0.01% |
9,578
+415
| +5% | +$18K |
|
2031
ONE Gas
OGS
$4.56B
| $415K | ﹤0.01% |
9,536
-96
| -1% | -$4.18K |
|
|
FHK
2032
DELISTED
First Trust Hong Kong AlphaDEX Fund
FHK
| $415K | ﹤0.01% |
+10,767
| New | +$415K |
|
|
BBT
2033
Beacon Financial Corporation
BBT
$2.2B
| $414K | ﹤0.01% |
14,406
-1,799
| -11% | -$51.7K |
|
2034
iShares MSCI Ireland ETF
EIRL
$60.9M
| $414K | ﹤0.01% |
10,649
+982
| +10% | +$38.2K |
|
2035
Nuveen Select Maturities Municipal Fund
NIM
$116M
| $414K | ﹤0.01% |
40,613
+3,266
| +9% | +$33.3K |
|
2036
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.7B
| $414K | ﹤0.01% |
8,172
-308
| -4% | -$15.6K |
|
|
SGI
2037
Somnigroup International Inc.
SGI
$18.1B
| $414K | ﹤0.01% |
24,412
+1,376
| +6% | +$23.3K |
|
2038
Dentsply Sirona
XRAY
$2.78B
| $413K | ﹤0.01% |
7,966
+1,477
| +23% | +$76.6K |
|
2039
Xerox
XRX
$466M
| $411K | ﹤0.01% |
14,812
+3,818
| +35% | +$106K |
|
|
PAI
2040
Western Asset Investment Grade Income Fund
PAI
$121M
| $410K | ﹤0.01% |
31,391
-275
| -0.9% | -$3.59K |
|
2041
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.35B
| $410K | ﹤0.01% |
8,139
+2,820
| +53% | +$142K |
|
|
EGOV
2042
DELISTED
NIC Inc
EGOV
| $410K | ﹤0.01% |
22,949
-191
| -0.8% | -$3.41K |
|
|
DNY
2043
DELISTED
DONNELLEY R R & SONS CO
DNY
| $410K | ﹤0.01% |
23,888
-7,493
| -24% | -$129K |
|
|
JCP
2044
DELISTED
J.C. Penney Company, Inc.
JCP
| $408K | ﹤0.01% |
46,765
-14,068
| -23% | -$123K |
|
2045
BlackBerry
BB
$2.3B
| $406K | ﹤0.01% |
50,994
+14,568
| +40% | +$116K |
|
|
TGH
2046
DELISTED
Textainer Group Holdings limited
TGH
| $406K | ﹤0.01% |
15,506
-1,203
| -7% | -$31.5K |
|
|
TSLF
2047
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
| $406K | ﹤0.01% |
23,821
+3,300
| +16% | +$56.2K |
|
2048
BlackRock Investment Quality Municipal Trust
BKN
$196M
| $405K | ﹤0.01% |
27,639
-4,526
| -14% | -$66.3K |
|
2049
Kirby Corp
KEX
$4.91B
| $405K | ﹤0.01% |
5,313
-50
| -0.9% | -$3.81K |
|
2050
Consolidated Water Co
CWCO
$534M
| $404K | ﹤0.01% |
31,942
+18,713
| +141% | +$237K |
|