LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$266M |
| 2 |
iShare MSCI Eurozone ETF
EZU
|
+$69.4M |
| 3 |
iShares Russell 1000 ETF
IWB
|
+$62M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$49.8M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$44.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$223M |
| 2 |
iShares Europe ETF
IEV
|
+$80M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$52.5M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$49.2M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$43.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.13% |
| 2 | Financials | 3.12% |
| 3 | Energy | 2.94% |
| 4 | Healthcare | 2.93% |
| 5 | Industrials | 2.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
| $349K | ﹤0.01% |
6,978
+2,688
| +63% | +$135K |
|
2027
CF Industries
CF
$19.6B
| $348K | ﹤0.01% |
6,455
-2,415
| -27% | -$123K |
|
2028
Lincoln Electric
LECO
$14.1B
| $348K | ﹤0.01% |
5,134
| – | – |
|
|
SGEN
2029
DELISTED
Seagen Inc. Common Stock
SGEN
| $348K | ﹤0.01% |
9,413
+640
| +7% | +$25.2K |
|
2030
McEwen Inc
MUX
$1B
| $347K | ﹤0.01% |
+18,177
| New | +$486K |
|
|
SEE
2031
DELISTED
Sealed Air
SEE
| $347K | ﹤0.01% |
10,221
+326
| +3% | +$11.3K |
|
2032
Oceaneering
OII
$4.64B
| $345K | ﹤0.01% |
5,360
-4,034
| -43% | -$279K |
|
2033
Hilltop Holdings
HTH
$2.26B
| $344K | ﹤0.01% |
17,189
+860
| +5% | +$17.8K |
|
2034
Pinnacle West Capital
PNW
$12.4B
| $344K | ﹤0.01% |
6,270
+1,233
| +24% | +$68.7K |
|
2035
Voya Financial
VOYA
$8.96B
| $344K | ﹤0.01% |
8,910
-85
| -0.9% | -$3.23K |
|
2036
Avient
AVNT
$3.29B
| $343K | ﹤0.01% |
9,766
-11,762
| -55% | -$462K |
|
2037
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
| $343K | ﹤0.01% |
12,879
+3,247
| +34% | +$93.5K |
|
2038
EnerSys
ENS
$6.43B
| $343K | ﹤0.01% |
6,117
-1,407
| -19% | -$90K |
|
|
PXR
2039
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
| $343K | ﹤0.01% |
9,583
-69,513
| -88% | -$2.68M |
|
2040
LG Display
LPL
$2.79B
| $342K | ﹤0.01% |
+22,870
| New | +$376K |
|
2041
Brunswick
BC
$5.23B
| $341K | ﹤0.01% |
+8,306
| New | +$352K |
|
|
SAFE
2042
Safehold
SAFE
$1.17B
| $341K | ﹤0.01% |
5,379
-35
| -0.6% | -$2.48K |
|
|
BSJI
2043
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
| $340K | ﹤0.01% |
12,780
+1,662
| +15% | +$45K |
|
2044
Markel Group
MKL
$25.2B
| $339K | ﹤0.01% |
534
+88
| +20% | +$56.8K |
|
2045
Materion
MTRN
$3.94B
| $339K | ﹤0.01% |
11,342
-250
| -2% | -$8.49K |
|
2046
Invesco Trust for Investment Grade New York Municipals
VTN
$161M
| $339K | ﹤0.01% |
25,054
+1,403
| +6% | +$19.3K |
|
|
PLL
2047
DELISTED
PALL CORP
PLL
| $338K | ﹤0.01% |
4,092
-598
| -13% | -$49K |
|
|
RBS.PRM
2048
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
| $338K | ﹤0.01% |
13,845
+17
| +0.1% | +$415 |
|
|
ACAS
2049
DELISTED
American Capital Ltd
ACAS
| $338K | ﹤0.01% |
24,104
-649
| -3% | -$9.9K |
|
|
HGT
2050
DELISTED
Hugoton Royalty Trust
HGT
| $337K | ﹤0.01% |
37,410
+5,551
| +17% | +$54.7K |
|
Similar funds
LPL Financial's Q3 2014 Portfolio in Review
As of Q3 2014, LPL Financial held 2,870 positions worth $16.8B, down 2.3% from $17.2B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q3 2014 filing shows 194 new, 1,224 increased, 1,195 reduced and 174 closed positions. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund: 685,236 shares worth $17M. The largest sale was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $223M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3.1% a quarter earlier, followed by Financials and Energy.
- LPL Financial's largest Q3 2014 buy was WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund: 685,236 shares worth $17M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $266M increase.
- LPL Financial's biggest Q3 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $223M.
- LPL Financial fully exited iShares MSCI France ETF in Q3 2014, selling an estimated $15.9M.
- LPL Financial's ten largest holdings make up 20% of its $16.8B portfolio in Q3 2014.
- LPL Financial opened 194 new positions and closed 174 in Q3 2014.
- LPL Financial's portfolio value fell 2.3% quarter-over-quarter to $16.8B.
Based on LPL Financial's 13F filing for Q3 2014, filed 10 Nov 2014.