LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$351M |
| 2 |
iShares Core Total USD Bond Market ETF
IUSB
|
+$313M |
| 3 |
SPDR Portfolio S&P 500 ETF
SPLG
|
+$236M |
| 4 |
Apple
AAPL
|
+$204M |
| 5 |
Microsoft
MSFT
|
+$199M |
Top Sells
| 1 |
Energy Select Sector SPDR Fund
XLE
|
+$88M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$81.4M |
| 3 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$80.6M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$51.7M |
| 5 |
iShares Russell Mid-Cap ETF
IWR
|
+$45.6M |
Sector Composition
| 1 | Technology | 7.91% |
| 2 | Financials | 3.36% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.72% |
| 5 | Industrials | 2.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2001
SoundHound AI
SOUN
$5.76B
| $4.9M | ﹤0.01% |
1,052,209
+268,774
| +34% | +$1.25M |
|
2002
JPMorgan Realty Income ETF
JPRE
$466M
| $4.9M | ﹤0.01% |
96,194
+8,464
| +10% | +$431K |
|
2003
Yum China
YUMC
$16.1B
| $4.9M | ﹤0.01% |
108,777
-4,051
| -4% | -$182K |
|
2004
Donaldson
DCI
$9.42B
| $4.89M | ﹤0.01% |
66,332
-6,060
| -8% | -$447K |
|
2005
Global X Defense Tech ETF
SHLD
$3.66B
| $4.89M | ﹤0.01% |
131,289
+101,450
| +340% | +$3.78M |
|
|
NHS
2006
Neuberger Berman High Yield Strategies Fund
NHS
$235M
| $4.89M | ﹤0.01% |
563,726
+1,438
| +0.3% | +$12.5K |
|
2007
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$114M
| $4.88M | ﹤0.01% |
103,734
-5,981
| -5% | -$281K |
|
2008
iShares Core MSCI Pacific ETF
IPAC
$1.91B
| $4.87M | ﹤0.01% |
73,154
+7,056
| +11% | +$470K |
|
2009
iShares Emerging Markets Equity Factor ETF
EMGF
$1.04B
| $4.86M | ﹤0.01% |
97,574
+1,777
| +2% | +$88.5K |
|
2010
Invesco Leisure and Entertainment ETF
PEJ
$486M
| $4.86M | ﹤0.01% |
101,848
-9,774
| -9% | -$466K |
|
2011
NVR
NVR
$23.3B
| $4.86M | ﹤0.01% |
495
+88
| +22% | +$863K |
|
2012
SPDR FactSet Innovative Technology ETF
XITK
$89.4M
| $4.86M | ﹤0.01% |
31,414
-939
| -3% | -$145K |
|
2013
Capital Southwest
CSWC
$1.27B
| $4.86M | ﹤0.01% |
191,996
+10,985
| +6% | +$278K |
|
2014
EPAM Systems
EPAM
$8.69B
| $4.86M | ﹤0.01% |
24,396
+17,539
| +256% | +$3.49M |
|
2015
CACI
CACI
$10.9B
| $4.85M | ﹤0.01% |
9,610
+2,448
| +34% | +$1.24M |
|
2016
iShares MSCI United Kingdom ETF
EWU
$2.93B
| $4.85M | ﹤0.01% |
129,559
+35,426
| +38% | +$1.33M |
|
2017
Selective Insurance
SIGI
$4.81B
| $4.85M | ﹤0.01% |
51,940
+793
| +2% | +$74K |
|
2018
Invesco BulletShares 2031 High Yield Corporate Bond ETF
BSJV
$40.2M
| $4.84M | ﹤0.01% |
179,888
+39,347
| +28% | +$1.06M |
|
2019
Samsara
IOT
$21.9B
| $4.84M | ﹤0.01% |
100,500
-499
| -0.5% | -$24K |
|
2020
STAG Industrial
STAG
$6.77B
| $4.83M | ﹤0.01% |
123,526
+902
| +0.7% | +$35.3K |
|
2021
iShares Core 5-10 Year USD Bond ETF
IMTB
$257M
| $4.82M | ﹤0.01% |
108,338
+40,163
| +59% | +$1.79M |
|
2022
Invesco International Corporate Bond ETF
PICB
$196M
| $4.81M | ﹤0.01% |
205,445
+8,315
| +4% | +$195K |
|
|
CSF
2023
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
| $4.79M | ﹤0.01% |
87,713
-1,314
| -1% | -$71.8K |
|
2024
Transocean
RIG
$3.11B
| $4.79M | ﹤0.01% |
1,126,885
+199,893
| +22% | +$850K |
|
2025
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$343M
| $4.79M | ﹤0.01% |
118,830
+37,173
| +46% | +$1.5M |
|