LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
+$273M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$215M |
| 3 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$204M |
| 4 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$192M |
| 5 |
SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$167M |
Top Sells
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$363M |
| 2 |
iShares TIPS Bond ETF
TIP
|
+$162M |
| 3 |
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
|
+$99.4M |
| 4 |
iShares Core High Dividend ETF
HDV
|
+$91.2M |
| 5 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$77.4M |
Sector Composition
| 1 | Technology | 5.08% |
| 2 | Healthcare | 3.26% |
| 3 | Financials | 3.13% |
| 4 | Industrials | 2.22% |
| 5 | Consumer Discretionary | 2.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
THW
2001
abrdn World Healthcare Fund
THW
$469M
| $2.21M | ﹤0.01% |
150,571
+2,678
| +2% | +$39.2K |
|
2002
Ally Financial
ALLY
$13.5B
| $2.21M | ﹤0.01% |
90,213
-44,787
| -33% | -$1.1M |
|
2003
BlackRock Income Trust
BKT
$282M
| $2.2M | ﹤0.01% |
177,990
-6,514
| -4% | -$80.4K |
|
2004
Sumitomo Mitsui Financial
SMFG
$106B
| $2.2M | ﹤0.01% |
273,844
+43,764
| +19% | +$351K |
|
|
HPI
2005
John Hancock Preferred Income Fund
HPI
$459M
| $2.2M | ﹤0.01% |
136,781
-2,171
| -2% | -$34.8K |
|
|
PMT
2006
PennyMac Mortgage Investment
PMT
$1.07B
| $2.19M | ﹤0.01% |
176,769
-1,956
| -1% | -$24.2K |
|
|
EHI
2007
Western Asset Global High Income Fund
EHI
$202M
| $2.18M | ﹤0.01% |
321,272
+40,851
| +15% | +$278K |
|
|
ONEM
2008
DELISTED
1Life Healthcare, Inc. Common Stock
ONEM
| $2.18M | ﹤0.01% |
130,512
+70,908
| +119% | +$1.18M |
|
2009
iShares GNMA Bond ETF
GNMA
$370M
| $2.18M | ﹤0.01% |
50,121
-7,163
| -13% | -$312K |
|
2010
VanEck Mortgage REIT Income ETF
MORT
$333M
| $2.18M | ﹤0.01% |
186,558
-37,715
| -17% | -$440K |
|
2011
Kimbell Royalty Partners
KRP
$1.24B
| $2.17M | ﹤0.01% |
129,974
+11,871
| +10% | +$198K |
|
2012
NetApp
NTAP
$24.7B
| $2.17M | ﹤0.01% |
36,115
+1,016
| +3% | +$61K |
|
2013
Invesco DB Oil Fund
DBO
$229M
| $2.17M | ﹤0.01% |
142,470
-13,677
| -9% | -$208K |
|
2014
Goodyear
GT
$2.44B
| $2.16M | ﹤0.01% |
212,955
-16,455
| -7% | -$167K |
|
2015
Advanced Energy
AEIS
$5.95B
| $2.16M | ﹤0.01% |
25,131
+963
| +4% | +$82.6K |
|
2016
WesBanco
WSBC
$2.99B
| $2.16M | ﹤0.01% |
58,285
+3,715
| +7% | +$137K |
|
|
DOC
2017
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $2.15M | ﹤0.01% |
148,558
-57,422
| -28% | -$831K |
|
|
SBNY
2018
DELISTED
Signature Bank
SBNY
| $2.15M | ﹤0.01% |
18,625
-339
| -2% | -$39.1K |
|
2019
iShares Global Comm Services ETF
IXP
$702M
| $2.14M | ﹤0.01% |
39,369
-25,541
| -39% | -$1.39M |
|
2020
Medpace
MEDP
$14B
| $2.14M | ﹤0.01% |
10,198
+1,230
| +14% | +$259K |
|
2021
JPMorgan BetaBuilders US Aggregate Bond ETF
BBAG
$1.3B
| $2.14M | ﹤0.01% |
46,800
+186
| +0.4% | +$8.52K |
|
2022
Tortoise North American Pipeline Fund
TPYP
$708M
| $2.14M | ﹤0.01% |
86,526
+1,171
| +1% | +$28.9K |
|
2023
iShares ESG Advanced MSCI EAFE ETF
DMXF
$839M
| $2.13M | ﹤0.01% |
39,328
+7,592
| +24% | +$412K |
|
2024
Franklin Resources
BEN
$12.6B
| $2.13M | ﹤0.01% |
80,849
+2,405
| +3% | +$63.4K |
|
2025
FT Vest US Equity Buffer ETF May
FMAY
$1.05B
| $2.13M | ﹤0.01% |
60,572
+47,575
| +366% | +$1.67M |
|