LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$511M |
| 2 |
Schwab Intermediately-Term US Treasury ETF
SCHR
|
+$482M |
| 3 |
SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$240M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$224M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$217M |
Top Sells
| 1 |
SPDR Blackstone Senior Loan ETF
SRLN
|
+$378M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$268M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$240M |
| 4 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$115M |
| 5 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$110M |
Sector Composition
| 1 | Technology | 5.54% |
| 2 | Healthcare | 3.12% |
| 3 | Financials | 3.03% |
| 4 | Consumer Discretionary | 2.71% |
| 5 | Industrials | 2.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Fidelity Value Factor ETF
FVAL
$1.04B
| $1.95M | ﹤0.01% |
48,827
-1,539
| -3% | -$61.6K |
|
|
NCV
2002
Virtus Convertible & Income Fund
NCV
$341M
| $1.95M | ﹤0.01% |
152,539
-6,646
| -4% | -$85.1K |
|
|
CIZ
2003
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
| $1.95M | ﹤0.01% |
67,456
+5,229
| +8% | +$151K |
|
2004
Darling Ingredients
DAR
$4.97B
| $1.95M | ﹤0.01% |
29,414
-129
| -0.4% | -$8.54K |
|
2005
Snap
SNAP
$12.4B
| $1.94M | ﹤0.01% |
197,532
+6,857
| +4% | +$67.3K |
|
|
LAC
2006
DELISTED
Lithium Americas Corp. Common Shares
LAC
| $1.94M | ﹤0.01% |
73,907
+13,962
| +23% | +$366K |
|
2007
ScottsMiracle-Gro
SMG
$3.51B
| $1.94M | ﹤0.01% |
45,307
+3,797
| +9% | +$162K |
|
2008
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$76.3M
| $1.94M | ﹤0.01% |
120,814
+17,992
| +17% | +$288K |
|
2009
Peabody Energy
BTU
$2.24B
| $1.94M | ﹤0.01% |
77,943
+61,253
| +367% | +$1.52M |
|
2010
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
$283M
| $1.93M | ﹤0.01% |
35,154
-1,380
| -4% | -$75.9K |
|
2011
iShares MSCI Brazil ETF
EWZ
$5.55B
| $1.93M | ﹤0.01% |
65,279
+2,048
| +3% | +$60.7K |
|
2012
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$98.7M
| $1.93M | ﹤0.01% |
25,844
-10,512
| -29% | -$787K |
|
2013
Diodes
DIOD
$2.44B
| $1.93M | ﹤0.01% |
29,752
-3,033
| -9% | -$197K |
|
2014
Sun Communities
SUI
$16.3B
| $1.93M | ﹤0.01% |
14,254
-1
| -0% | -$135 |
|
2015
First Trust Nasdaq Pharmaceuticals ETF
FTXH
$15.4M
| $1.93M | ﹤0.01% |
80,209
+20,540
| +34% | +$494K |
|
2016
iShares ESG MSCI USA Leaders ETF
SUSL
$907M
| $1.93M | ﹤0.01% |
31,194
-145
| -0.5% | -$8.96K |
|
2017
Cadence Bank
CADE
$7.02B
| $1.91M | ﹤0.01% |
75,275
-5,806
| -7% | -$148K |
|
2018
HSBC
HSBC
$238B
| $1.91M | ﹤0.01% |
73,388
+42,347
| +136% | +$1.1M |
|
2019
Ameresco
AMRC
$1.44B
| $1.91M | ﹤0.01% |
28,744
-1,777
| -6% | -$118K |
|
2020
Genmab
GMAB
$17.1B
| $1.91M | ﹤0.01% |
59,446
+17,186
| +41% | +$552K |
|
2021
Hanesbrands
HBI
$2.2B
| $1.91M | ﹤0.01% |
274,421
+65,063
| +31% | +$453K |
|
2022
Range Resources
RRC
$8.41B
| $1.91M | ﹤0.01% |
75,622
-4,035
| -5% | -$102K |
|
2023
iShares Global Timber & Forestry ETF
WOOD
$247M
| $1.91M | ﹤0.01% |
29,167
-1,080
| -4% | -$70.7K |
|
2024
Schwab Fundamental US Small Company Index ETF
FNDA
$9.01B
| $1.91M | ﹤0.01% |
89,638
+154
| +0.2% | +$3.28K |
|
2025
Globant
GLOB
$2.47B
| $1.9M | ﹤0.01% |
10,179
+244
| +2% | +$45.6K |
|