LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$85.6M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$80.5M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$75M |
| 4 |
Vanguard Total Bond Market
BND
|
+$72.2M |
| 5 |
iShares Core S&P US Growth ETF
IUSG
|
+$55.2M |
Top Sells
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 2 |
Consumer Discretionary Select Sector SPDR Fund
XLY
|
+$37.7M |
| 3 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$24.2M |
| 4 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$23.3M |
| 5 |
Vanguard S&P 500 Growth ETF
VOOG
|
+$20.8M |
Sector Composition
| 1 | Technology | 2.96% |
| 2 | Financials | 2.89% |
| 3 | Healthcare | 2.5% |
| 4 | Industrials | 2.34% |
| 5 | Communication Services | 2.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Clean Harbors
CLH
$12.6B
| $459K | ﹤0.01% |
8,261
+1,699
| +26% | +$94.4K |
|
2002
Wintrust Financial
WTFC
$9.17B
| $459K | ﹤0.01% |
5,866
+718
| +14% | +$56.2K |
|
|
ANH
2003
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $459K | ﹤0.01% |
76,442
+510
| +0.7% | +$3.06K |
|
2004
Pilgrim's Pride
PPC
$10.3B
| $458K | ﹤0.01% |
16,134
+2,931
| +22% | +$83.2K |
|
2005
Invesco S&P MidCap 400 Pure Value ETF
RFV
$279M
| $456K | ﹤0.01% |
7,042
-192
| -3% | -$12.4K |
|
2006
U-Haul Holding Co
UHAL
$10.8B
| $456K | ﹤0.01% |
12,170
+6,550
| +117% | +$245K |
|
|
NFJ
2007
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
| $455K | ﹤0.01% |
33,961
-1,596
| -4% | -$21.4K |
|
2008
UGI
UGI
$7.38B
| $455K | ﹤0.01% |
9,707
+214
| +2% | +$10K |
|
|
TCF
2009
DELISTED
TCF Financial Corporation
TCF
| $455K | ﹤0.01% |
26,722
+312
| +1% | +$5.31K |
|
2010
Hanover Insurance
THG
$6.37B
| $454K | ﹤0.01% |
4,686
-336
| -7% | -$32.6K |
|
2011
Tootsie Roll Industries
TR
$2.88B
| $454K | ﹤0.01% |
15,130
-529
| -3% | -$15.9K |
|
2012
Orion
OEC
$570M
| $453K | ﹤0.01% |
20,163
+1,563
| +8% | +$35.1K |
|
2013
US Commodity Index
USCI
$263M
| $453K | ﹤0.01% |
11,320
+3,028
| +37% | +$121K |
|
2014
Woodward
WWD
$14.4B
| $453K | ﹤0.01% |
5,853
+1,135
| +24% | +$87.8K |
|
2015
Ryanair
RYAAY
$31.1B
| $452K | ﹤0.01% |
10,725
+5,265
| +96% | +$222K |
|
2016
Cambria Global Value ETF
GVAL
$327M
| $451K | ﹤0.01% |
17,866
+2,285
| +15% | +$57.7K |
|
|
BTO
2017
John Hancock Financial Opportunities Fund
BTO
$748M
| $450K | ﹤0.01% |
12,069
+817
| +7% | +$30.5K |
|
2018
Rapid7
RPD
$1.26B
| $449K | ﹤0.01% |
25,525
+1,000
| +4% | +$17.6K |
|
2019
Texas Roadhouse
TXRH
$11B
| $449K | ﹤0.01% |
9,140
-637
| -7% | -$31.3K |
|
|
IPHI
2020
DELISTED
INPHI CORPORATION
IPHI
| $449K | ﹤0.01% |
+11,217
| New | +$449K |
|
|
AMRN
2021
Amarin Corp
AMRN
$310M
| $448K | ﹤0.01% |
6,393
+1,343
| +27% | +$94.1K |
|
2022
Fortune Brands Innovations
FBIN
$7.05B
| $448K | ﹤0.01% |
7,798
+35
| +0.5% | +$2.01K |
|
2023
iShares Core 10+ Year USD Bond ETF
ILTB
$594M
| $447K | ﹤0.01% |
7,004
+91
| +1% | +$5.81K |
|
|
SGEN
2024
DELISTED
Seagen Inc. Common Stock
SGEN
| $447K | ﹤0.01% |
8,224
-7
| -0.1% | -$380 |
|
|
RSO
2025
DELISTED
Resource Capital Corp.
RSO
| $447K | ﹤0.01% |
41,470
-2,229
| -5% | -$24K |
|