LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
Vanguard Total Bond Market
BND
|
+$748M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$678M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$634M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$493M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$411M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$87M |
| 2 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$30.9M |
| 3 |
iShares Core S&P Small-Cap ETF
IJR
|
+$30M |
| 4 |
iShares S&P 500 Value ETF
IVE
|
+$26.2M |
| 5 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$24M |
Sector Composition
| 1 | Financials | 2.78% |
| 2 | Technology | 2.72% |
| 3 | Healthcare | 2.43% |
| 4 | Industrials | 2.36% |
| 5 | Communication Services | 2.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
BRG
2001
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
| $421K | ﹤0.01% |
32,623
-26,813
| -45% | -$346K |
|
|
TCF
2002
DELISTED
TCF Financial Corporation
TCF
| $421K | ﹤0.01% |
26,410
+9,870
| +60% | +$157K |
|
|
INN
2003
Summit Hotel Properties
INN
$622M
| $420K | ﹤0.01% |
22,519
-13,889
| -38% | -$259K |
|
|
RDUS
2004
DELISTED
Radius Health, Inc.
RDUS
| $419K | ﹤0.01% |
9,257
+51
| +0.6% | +$2.31K |
|
2005
Global X MSCI Greece ETF
GREK
$307M
| $418K | ﹤0.01% |
13,784
+6,414
| +87% | +$195K |
|
2006
Sprott Junior Gold Miners ETF
SGDJ
$237M
| $418K | ﹤0.01% |
12,552
+334
| +3% | +$11.1K |
|
2007
Brunswick
BC
$4.35B
| $417K | ﹤0.01% |
6,651
-13
| -0.2% | -$815 |
|
2008
Otter Tail
OTTR
$3.51B
| $417K | ﹤0.01% |
10,528
+61
| +0.6% | +$2.42K |
|
2009
PVH
PVH
$3.96B
| $417K | ﹤0.01% |
3,643
+987
| +37% | +$113K |
|
2010
iShares Global Industrials ETF
EXI
$1.02B
| $416K | ﹤0.01% |
4,918
+1,753
| +55% | +$148K |
|
2011
GoDaddy
GDDY
$20.6B
| $416K | ﹤0.01% |
9,806
-3,268
| -25% | -$139K |
|
|
LGI
2012
Lazard Global Total Return & Income Fund
LGI
$230M
| $416K | ﹤0.01% |
25,407
+7,641
| +43% | +$125K |
|
2013
Jack in the Box
JACK
$343M
| $415K | ﹤0.01% |
4,215
+657
| +18% | +$64.7K |
|
2014
Sibanye-Stillwater
SBSW
$6.16B
| $415K | ﹤0.01% |
95,159
+24,395
| +34% | +$106K |
|
|
VIAB
2015
DELISTED
Viacom Inc. Class B
VIAB
| $415K | ﹤0.01% |
+12,374
| New | +$415K |
|
2016
Integra LifeSciences
IART
$1.2B
| $414K | ﹤0.01% |
8,051
+2,477
| +44% | +$127K |
|
|
FGP
2017
DELISTED
Ferrellgas Partners, L.P.
FGP
| $414K | ﹤0.01% |
90,300
+10,810
| +14% | +$49.6K |
|
2018
Quaker Houghton
KWR
$2.47B
| $413K | ﹤0.01% |
2,842
+392
| +16% | +$57K |
|
2019
Rapid7
RPD
$1.29B
| $413K | ﹤0.01% |
24,525
-100
| -0.4% | -$1.68K |
|
2020
Semtech
SMTC
$5.2B
| $413K | ﹤0.01% |
11,560
-6,748
| -37% | -$241K |
|
2021
Citizens Financial Group
CFG
$22.3B
| $412K | ﹤0.01% |
11,540
+646
| +6% | +$23.1K |
|
2022
United Bankshares
UBSI
$5.36B
| $410K | ﹤0.01% |
+10,471
| New | +$410K |
|
|
EHI
2023
Western Asset Global High Income Fund
EHI
$201M
| $409K | ﹤0.01% |
40,679
-81,057
| -67% | -$815K |
|
2024
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$343M
| $409K | ﹤0.01% |
7,824
-492
| -6% | -$25.7K |
|
2025
iShares International Equity Factor ETF
INTF
$2.42B
| $408K | ﹤0.01% |
15,561
-180
| -1% | -$4.72K |
|