LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$65.9M |
| 2 |
Vanguard Small-Cap Growth ETF
VBK
|
+$35.7M |
| 3 |
Technology Select Sector SPDR Fund
XLK
|
+$29.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$23.2M |
| 5 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$21.8M |
Top Sells
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$930M |
| 2 |
iShares Russell 1000 Growth ETF
IWF
|
+$261M |
| 3 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$156M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$129M |
| 5 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$79.1M |
Sector Composition
| 1 | Financials | 2.87% |
| 2 | Technology | 1.79% |
| 3 | Healthcare | 1.78% |
| 4 | Real Estate | 1.45% |
| 5 | Energy | 1.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2001
TAL Education Group
TAL
$6.56B
| $343K | ﹤0.01% |
29,346
-3,090
| -10% | -$36.1K |
|
|
VGR
2002
DELISTED
Vector Group Ltd.
VGR
| $343K | ﹤0.01% |
26,960
+3,759
| +16% | +$47.8K |
|
|
KSM
2003
DELISTED
DWS Strategic Municipal Income Trust
KSM
| $343K | ﹤0.01% |
24,492
+1,805
| +8% | +$25.3K |
|
2004
Pinnacle West Capital
PNW
$10.5B
| $342K | ﹤0.01% |
4,642
-1,383
| -23% | -$102K |
|
2005
Reinsurance Group of America
RGA
$12.7B
| $342K | ﹤0.01% |
3,192
-66
| -2% | -$7.07K |
|
|
LGF
2006
DELISTED
Lions Gate Entertainment
LGF
| $342K | ﹤0.01% |
16,408
-2,420
| -13% | -$50.4K |
|
2007
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
| $341K | ﹤0.01% |
15,038
| – | – |
|
2008
Ironwood Pharmaceuticals
IRWD
$195M
| $340K | ﹤0.01% |
25,652
-666
| -3% | -$8.83K |
|
2009
RB Global
RBA
$22B
| $340K | ﹤0.01% |
9,674
+2,183
| +29% | +$76.7K |
|
|
DIVY
2010
DELISTED
Reality Shares DIVS ETF
DIVY
| $340K | ﹤0.01% |
14,099
-147,313
| -91% | -$3.55M |
|
2011
Arch Capital
ACGL
$34.2B
| $339K | ﹤0.01% |
12,816
+588
| +5% | +$15.6K |
|
2012
Criteo
CRTO
$1.14B
| $338K | ﹤0.01% |
9,234
-588
| -6% | -$21.5K |
|
|
EMO
2013
ClearBridge Energy Midstream Opportunity Fund
EMO
$861M
| $338K | ﹤0.01% |
5,203
+630
| +14% | +$40.9K |
|
2014
Helen of Troy
HELE
$559M
| $338K | ﹤0.01% |
3,912
-255
| -6% | -$22K |
|
2015
Skechers
SKX
$9.52B
| $338K | ﹤0.01% |
14,633
+548
| +4% | +$12.7K |
|
2016
Xylem
XYL
$34.5B
| $338K | ﹤0.01% |
6,465
-427
| -6% | -$22.3K |
|
2017
Ionis Pharmaceuticals
IONS
$10.1B
| $337K | ﹤0.01% |
+9,449
| New | +$337K |
|
2018
iShares Yield Optimized Bond ETF
BYLD
$272M
| $336K | ﹤0.01% |
13,346
+3,892
| +41% | +$98K |
|
2019
iShares Asia/Pacific Dividend ETF
DVYA
$47.6M
| $336K | ﹤0.01% |
7,264
+182
| +3% | +$8.42K |
|
2020
Nuveen Municipal Income
NMI
$102M
| $336K | ﹤0.01% |
26,608
-199
| -0.7% | -$2.51K |
|
2021
Otter Tail
OTTR
$3.49B
| $336K | ﹤0.01% |
+10,043
| New | +$336K |
|
|
SGEN
2022
DELISTED
Seagen Inc. Common Stock
SGEN
| $336K | ﹤0.01% |
+6,168
| New | +$336K |
|
|
NBD
2023
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
| $335K | ﹤0.01% |
14,731
-7,796
| -35% | -$177K |
|
2024
Camden Property Trust
CPT
$11.8B
| $334K | ﹤0.01% |
4,051
-811
| -17% | -$66.9K |
|
2025
UFP Industries
UFPI
$5.99B
| $334K | ﹤0.01% |
10,218
-768
| -7% | -$25.1K |
|