LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
+$223M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57.2M |
| 3 |
iShares Short Treasury Bond ETF
SHV
|
+$46.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$33.6M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$28.7M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$90.7M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
+$74M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$47.2M |
| 4 |
iShares Gold Trust
IAU
|
+$47.1M |
| 5 |
iShare MSCI Eurozone ETF
EZU
|
+$42.5M |
Sector Composition
| 1 | Healthcare | 3.15% |
| 2 | Financials | 3.11% |
| 3 | Technology | 3.05% |
| 4 | Industrials | 2.55% |
| 5 | Consumer Staples | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Nuveen Mortgage and Income Fund
JLS
$103M
| $381K | ﹤0.01% |
16,938
+990
| +6% | +$22.3K |
|
2002
Parker-Hannifin
PH
$96.9B
| $381K | ﹤0.01% |
3,754
+486
| +15% | +$49.3K |
|
2003
Rayonier
RYN
$4.04B
| $381K | ﹤0.01% |
17,297
-7,848
| -31% | -$173K |
|
|
TSLF
2004
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
| $381K | ﹤0.01% |
24,861
+1,040
| +4% | +$15.9K |
|
2005
Fortune Brands Innovations
FBIN
$7.05B
| $380K | ﹤0.01% |
9,091
+425
| +5% | +$17.8K |
|
2006
ProShares Short MidCap400
MYY
$3.48M
| $380K | ﹤0.01% |
5,841
+3,228
| +124% | +$210K |
|
|
EVO
2007
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
| $380K | ﹤0.01% |
28,396
-134
| -0.5% | -$1.79K |
|
2008
Incyte
INCY
$16.8B
| $379K | ﹤0.01% |
3,134
-12,395
| -80% | -$1.5M |
|
2009
Northwest Natural Holdings
NWN
$1.7B
| $379K | ﹤0.01% |
8,091
-1,487
| -16% | -$69.7K |
|
|
GAM
2010
General American Investors Company
GAM
$1.41B
| $378K | ﹤0.01% |
11,788
-1,281
| -10% | -$41.1K |
|
|
IRL
2011
DELISTED
NEW IRELAND FUND INC
IRL
| $378K | ﹤0.01% |
28,057
+17,285
| +160% | +$233K |
|
|
PZI
2012
DELISTED
Invesco Zacks Micro Cap ETF
PZI
| $378K | ﹤0.01% |
25,242
+1,329
| +6% | +$19.9K |
|
2013
Canadian Solar
CSIQ
$725M
| $377K | ﹤0.01% |
19,315
+200
| +1% | +$3.9K |
|
2014
SL Green Realty
SLG
$4.29B
| $377K | ﹤0.01% |
3,482
-185
| -5% | -$20K |
|
2015
Xerox
XRX
$456M
| $377K | ﹤0.01% |
14,333
-479
| -3% | -$12.6K |
|
2016
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$13.2M
| $376K | ﹤0.01% |
16,507
-1,701
| -9% | -$38.7K |
|
2017
BlackBerry
BB
$2.25B
| $375K | ﹤0.01% |
56,739
+5,745
| +11% | +$38K |
|
2018
CNO Financial Group
CNO
$3.8B
| $375K | ﹤0.01% |
19,526
+780
| +4% | +$15K |
|
2019
First Horizon
FHN
$11.5B
| $375K | ﹤0.01% |
26,182
-5,085
| -16% | -$72.8K |
|
2020
Moody's
MCO
$90.8B
| $375K | ﹤0.01% |
3,715
-262
| -7% | -$26.4K |
|
|
ATW
2021
DELISTED
Atwood Oceanics
ATW
| $375K | ﹤0.01% |
22,439
-4,395
| -16% | -$73.4K |
|
2022
Invesco High Income Trust II
VLT
$72.8M
| $374K | ﹤0.01% |
28,952
+2,953
| +11% | +$38.1K |
|
|
ZLTQ
2023
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
| $374K | ﹤0.01% |
11,488
+1,165
| +11% | +$37.9K |
|
|
TAI
2024
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
| $374K | ﹤0.01% |
17,298
+1,111
| +7% | +$24K |
|
2025
Brookfield
BN
$100B
| $373K | ﹤0.01% |
21,729
+1,428
| +7% | +$24.5K |
|