LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
+$123M |
| 2 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$105M |
| 3 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
+$94.2M |
| 4 |
Consumer Discretionary Select Sector SPDR Fund
XLY
|
+$84.2M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$75.8M |
Top Sells
| 1 |
SPDR S&P 500 ETF Trust
SPY
|
+$203M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$90.5M |
| 3 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$57M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$41.7M |
| 5 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$36M |
Sector Composition
| 1 | Technology | 3.11% |
| 2 | Healthcare | 3.02% |
| 3 | Financials | 3.01% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.19% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
2001
Nuveen Mortgage and Income Fund
JLS
$104M
| $395K | ﹤0.01% |
16,918
-759
| -4% | -$17.7K |
|
|
TLMR
2002
DELISTED
TALMER BANCORP INC (MI)
TLMR
| $395K | ﹤0.01% |
25,750
-30,368
| -54% | -$466K |
|
2003
National Fuel Gas
NFG
$7.99B
| $394K | ﹤0.01% |
6,480
+2,123
| +49% | +$129K |
|
2004
Agilent Technologies
A
$35.3B
| $393K | ﹤0.01% |
9,492
+317
| +3% | +$13.1K |
|
2005
Cal-Maine
CALM
$5.37B
| $392K | ﹤0.01% |
10,021
-5,208
| -34% | -$204K |
|
|
Y
2006
DELISTED
Alleghany Corporation
Y
| $390K | ﹤0.01% |
796
-64
| -7% | -$31.4K |
|
2007
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$376M
| $389K | ﹤0.01% |
12,952
+2,095
| +19% | +$62.9K |
|
2008
Hillenbrand
HI
$1.75B
| $389K | ﹤0.01% |
+12,532
| New | +$389K |
|
2009
Roper Technologies
ROP
$55.4B
| $389K | ﹤0.01% |
2,291
-187
| -8% | -$31.8K |
|
2010
Vanguard Emerging Markets Government Bond ETF
VWOB
$4.6B
| $389K | ﹤0.01% |
4,992
-3,864
| -44% | -$301K |
|
|
IRY
2011
DELISTED
SPDR S&P International Health Care Sector
IRY
| $389K | ﹤0.01% |
7,508
+628
| +9% | +$32.5K |
|
2012
Brookfield
BN
$101B
| $388K | ﹤0.01% |
20,705
+2,574
| +14% | +$48.2K |
|
|
BSL
2013
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$184M
| $388K | ﹤0.01% |
22,506
+4,224
| +23% | +$72.8K |
|
2014
SM Energy
SM
$3.13B
| $388K | ﹤0.01% |
+7,385
| New | +$388K |
|
2015
United States 12 Month Oil Fund,
USL
$43.2M
| $388K | ﹤0.01% |
15,755
+7,465
| +90% | +$184K |
|
2016
Invesco India ETF
PIN
$213M
| $387K | ﹤0.01% |
16,899
-12,009
| -42% | -$275K |
|
2017
Zoetis
ZTS
$65.4B
| $387K | ﹤0.01% |
8,362
-1,780
| -18% | -$82.4K |
|
|
ALTR
2018
DELISTED
ALTERA CORP
ALTR
| $387K | ﹤0.01% |
9,118
-511
| -5% | -$21.7K |
|
|
TSLF
2019
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
| $386K | ﹤0.01% |
+20,521
| New | +$386K |
|
|
AYR
2020
DELISTED
Aircastle Limited
AYR
| $386K | ﹤0.01% |
16,833
-34
| -0.2% | -$780 |
|
|
GNMX
2021
DELISTED
Aevi Genomic Medicine, Inc.
GNMX
| $386K | ﹤0.01% |
47,697
-550
| -1% | -$4.45K |
|
2022
Axos Financial
AX
$5.17B
| $385K | ﹤0.01% |
16,872
+1,352
| +9% | +$30.9K |
|
2023
T-Mobile US
TMUS
$271B
| $385K | ﹤0.01% |
12,173
+1,085
| +10% | +$34.3K |
|
|
LVL
2024
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
| $385K | ﹤0.01% |
33,779
-3,903
| -10% | -$44.5K |
|
2025
ArcBest
ARCB
$1.62B
| $384K | ﹤0.01% |
10,043
+761
| +8% | +$29.1K |
|