LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$86.9M |
| 2 |
iShares Core MSCI EAFE ETF
IEFA
|
+$71.2M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$47.2M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$43.1M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$118M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$56.1M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$52.7M |
| 4 |
iShares Russell 1000 ETF
IWB
|
+$40.5M |
| 5 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$39.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.04% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.86% |
| 4 | Healthcare | 2.78% |
| 5 | Industrials | 2.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGD
1976
abrdn Global Dynamic Dividend Fund
AGD
$313M
| $374K | ﹤0.01% |
37,377
-2,499
| -6% | -$24.7K |
|
1977
Cohen & Steers Select Preferred & Income Fund
PSF
$233M
| $374K | ﹤0.01% |
15,009
-2,552
| -15% | -$63K |
|
|
NPP
1978
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
| $374K | ﹤0.01% |
25,819
-4,332
| -14% | -$61.3K |
|
1979
Hormel Foods
HRL
$14.2B
| $373K | ﹤0.01% |
15,122
+968
| +7% | +$22.3K |
|
|
IGA
1980
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
| $373K | ﹤0.01% |
31,200
+709
| +2% | +$8.34K |
|
1981
Vipshop
VIPS
$7.26B
| $373K | ﹤0.01% |
24,990
-40,470
| -62% | -$481K |
|
1982
Pilgrim's Pride
PPC
$7.13B
| $370K | ﹤0.01% |
+17,675
| New | +$304K |
|
1983
Carpenter Technology
CRS
$26.4B
| $369K | ﹤0.01% |
5,592
-160
| -3% | -$9.65K |
|
|
NRO
1984
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
| $369K | ﹤0.01% |
81,926
-7,381
| -8% | -$32.1K |
|
|
CS
1985
DELISTED
Credit Suisse Group
CS
| $369K | ﹤0.01% |
11,386
+1,548
| +16% | +$48.5K |
|
1986
Boston Properties
BXP
$11.6B
| $368K | ﹤0.01% |
3,212
+444
| +16% | +$48.4K |
|
|
CTRA
1987
DELISTED
Coterra Energy
CTRA
| $368K | ﹤0.01% |
10,852
+2,556
| +31% | +$94.4K |
|
1988
Kimco Realty
KIM
$17.5B
| $368K | ﹤0.01% |
16,798
+1,433
| +9% | +$30.5K |
|
1989
Steven Madden
SHOO
$3.17B
| $368K | ﹤0.01% |
15,323
-1,386
| -8% | -$32.1K |
|
|
GTLS
1990
DELISTED
Chart Industries
GTLS
| $367K | ﹤0.01% |
4,624
-330
| -7% | -$28.4K |
|
|
SCHR
1991
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
| $367K | ﹤0.01% |
13,964
+4,918
| +54% | +$129K |
|
1992
Gaming and Leisure Properties
GLPI
$13B
| $366K | ﹤0.01% |
10,045
-1,973
| -16% | -$74.7K |
|
|
EVF
1993
Eaton Vance Senior Income Trust
EVF
$90.1M
| $365K | ﹤0.01% |
52,841
-39,635
| -43% | -$278K |
|
|
CRBQ
1994
DELISTED
Alps Etf Tr Global Commodity Equity ETF (DE)
CRBQ
| $365K | ﹤0.01% |
8,303
-865
| -9% | -$37.2K |
|
|
HME
1995
DELISTED
HOME PROPERTIES, INC
HME
| $365K | ﹤0.01% |
6,069
+576
| +10% | +$33.3K |
|
1996
Brown & Brown
BRO
$25.1B
| $364K | ﹤0.01% |
23,664
-3,900
| -14% | -$59.9K |
|
1997
Moog Inc Class A
MOG.A
$12.4B
| $364K | ﹤0.01% |
5,560
+273
| +5% | +$17.3K |
|
1998
Rithm Capital
RITM
$5.58B
| $364K | ﹤0.01% |
28,138
+6,007
| +27% | +$77.5K |
|
1999
Molson Coors Class B
TAP
$8.02B
| $364K | ﹤0.01% |
6,176
-2,207
| -26% | -$123K |
|
2000
Allegion
ALLE
$13.5B
| $363K | ﹤0.01% |
6,955
+228
| +3% | +$11.5K |
|
Similar funds
LPL Financial's Q1 2014 Portfolio in Review
As of Q1 2014, LPL Financial held 2,836 positions worth $16.3B, up 1.6% from $16B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q1 2014 filing shows 192 new, 1,211 increased, 1,175 reduced and 199 closed positions. Its largest new stake was iShares MSCI France ETF: 526,189 shares worth $15.4M. The largest sale was iShares MSCI EAFE ETF, an estimated $118M.
By sector, the portfolio is most concentrated in Technology at 3% of assets, down from 3.2% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q1 2014 buy was iShares MSCI France ETF: 526,189 shares worth $15.4M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q1 2014, an estimated $86.9M increase.
- LPL Financial's biggest Q1 2014 reduction was iShares MSCI EAFE ETF, cutting an estimated $118M.
- LPL Financial fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $20.7M.
- LPL Financial's ten largest holdings make up 19% of its $16.3B portfolio in Q1 2014.
- LPL Financial opened 192 new positions and closed 199 in Q1 2014.
- LPL Financial's portfolio value rose 1.6% quarter-over-quarter to $16.3B.
Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.