LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco BuyBack Achievers ETF
PKW
|
+$145M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$130M |
| 3 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$60.7M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$57M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$50.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$1.07B |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$199M |
| 3 |
iShares MBS ETF
MBB
|
+$140M |
| 4 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$91.8M |
| 5 |
HDV
iShares Core High Dividend ETF
HDV
|
+$78.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3% |
| 2 | Energy | 2.83% |
| 3 | Healthcare | 2.65% |
| 4 | Financials | 2.62% |
| 5 | Industrials | 2.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SAFE
1951
Safehold
SAFE
$1.16B
| $324K | ﹤0.01% |
5,449
-31
| -0.6% | -$1.74K |
|
1952
Wendy's
WEN
$1.4B
| $324K | ﹤0.01% |
37,960
+18,930
| +99% | +$142K |
|
1953
MGIC Investment
MTG
$6.16B
| $323K | ﹤0.01% |
42,535
+5,070
| +14% | +$36K |
|
1954
BlackRock MuniYield New York Quality Fund
MYN
$372M
| $323K | ﹤0.01% |
26,904
-1,220
| -4% | -$15.1K |
|
|
IVH
1955
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $323K | ﹤0.01% |
+18,337
| New | +$330K |
|
|
TCP
1956
DELISTED
TC Pipelines LP
TCP
| $323K | ﹤0.01% |
6,662
-3,917
| -37% | -$194K |
|
|
VAL
1957
DELISTED
Valspar
VAL
| $323K | ﹤0.01% |
4,847
-1,023
| -17% | -$67K |
|
1958
BBVA Argentina
BBAR
$3.87B
| $322K | ﹤0.01% |
+36,015
| New | +$176K |
|
|
TRIB
1959
Trinity Biotech
TRIB
$7.83M
| $322K | ﹤0.01% |
95
-7
| -7% | -$20.5K |
|
1960
American States Water
AWR
$3.36B
| $321K | ﹤0.01% |
+11,675
| New | +$333K |
|
|
ORAN
1961
DELISTED
Orange
ORAN
| $321K | ﹤0.01% |
23,402
-5,222
| -18% | -$54.6K |
|
1962
WisdomTree Global High Dividend Fund
DEW
$148M
| $320K | ﹤0.01% |
6,838
+34
| +0.5% | +$1.51K |
|
1963
IDT Corp
IDT
$1.64B
| $320K | ﹤0.01% |
+24,172
| New | +$293K |
|
|
CEO
1964
DELISTED
CNOOC Limited
CEO
| $320K | ﹤0.01% |
1,537
-3,400
| -69% | -$647K |
|
1965
Kimco Realty
KIM
$17.2B
| $319K | ﹤0.01% |
15,563
+601
| +4% | +$12.8K |
|
|
CPL
1966
DELISTED
CPFL Energia S.A.
CPL
| $318K | ﹤0.01% |
18,386
-1,035
| -5% | -$17.4K |
|
|
NXG
1967
NXG NextGen Infrastructure Income Fund
NXG
$327M
| $317K | ﹤0.01% |
3,475
+650
| +23% | +$61.5K |
|
|
EVO
1968
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
| $316K | ﹤0.01% |
26,663
+13,163
| +98% | +$160K |
|
1969
NewMarket
NEU
$7.82B
| $315K | ﹤0.01% |
1,061
+105
| +11% | +$29.2K |
|
1970
Marriott International
MAR
$98.3B
| $314K | ﹤0.01% |
7,479
+154
| +2% | +$6.39K |
|
|
MSB
1971
Mesabi Trust
MSB
$289M
| $314K | ﹤0.01% |
15,313
-179
| -1% | -$3.49K |
|
|
CS
1972
DELISTED
Credit Suisse Group
CS
| $312K | ﹤0.01% |
+9,866
| New | +$293K |
|
|
SGY
1973
DELISTED
Stone Energy
SGY
| $312K | ﹤0.01% |
+156
| New | +$243K |
|
1974
Maximus
MMS
$3.17B
| $311K | ﹤0.01% |
6,565
+29
| +0.4% | +$1.12K |
|
1975
HCA Healthcare
HCA
$87.2B
| $310K | ﹤0.01% |
6,690
+409
| +7% | +$16K |
|
Similar funds
LPL Financial's Q3 2013 Portfolio in Review
As of Q3 2013, LPL Financial held 2,666 positions worth $15B, up 8% from $13.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial withdrew a net $671M in Q3 2013, closing 131 positions and reducing 998 holdings. Its most notable exit was Equinix, an estimated $2.26M position sold in full.
By sector, the portfolio is most concentrated in Technology at 3% of assets, up from 2.8% a quarter earlier, followed by Energy and Healthcare.
Against the trend, LPL Financial opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $32.5M.
- LPL Financial's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 2,619,591 shares worth $32.5M.
- LPL Financial added most to Invesco BuyBack Achievers ETF in Q3 2013, an estimated $145M increase.
- LPL Financial's biggest Q3 2013 reduction was iShares TIPS Bond ETF, cutting an estimated $1.07B.
- LPL Financial fully exited Equinix in Q3 2013, selling an estimated $2.26M.
- LPL Financial's ten largest holdings make up 20% of its $15B portfolio in Q3 2013.
- LPL Financial opened 246 new positions and closed 131 in Q3 2013.
- LPL Financial's portfolio value rose 8% quarter-over-quarter to $15B.
Based on LPL Financial's 13F filing for Q3 2013, filed 4 Nov 2013.