LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SGI
1926
Somnigroup International
SGI
$15.2B
| $382K | ﹤0.01% |
28,304
+3,800
| +16% | +$43.6K |
|
1927
Fortune Brands Innovations
FBIN
$6.09B
| $381K | ﹤0.01% |
9,765
+1,584
| +19% | +$57.1K |
|
|
SGEN
1928
DELISTED
Seagen Inc. Common Stock
SGEN
| $381K | ﹤0.01% |
9,542
-164
| -2% | -$6.69K |
|
|
WLT
1929
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
| $381K | ﹤0.01% |
22,921
-3,239
| -12% | -$50.6K |
|
|
CVG
1930
DELISTED
Convergys
CVG
| $380K | ﹤0.01% |
18,068
-1,648
| -8% | -$32.8K |
|
|
SAFE
1931
Safehold
SAFE
$1.19B
| $379K | ﹤0.01% |
5,459
+10
| +0.2% | +$623 |
|
|
AYR
1932
DELISTED
Aircastle Ltd
AYR
| $379K | ﹤0.01% |
19,761
-650
| -3% | -$12.1K |
|
|
DRC
1933
DELISTED
DRESSER-RAND GROUP INC
DRC
| $379K | ﹤0.01% |
+6,352
| New | +$377K |
|
|
ALTR
1934
DELISTED
Altera Corp
ALTR
| $378K | ﹤0.01% |
+11,620
| New | +$389K |
|
1935
AZZ Inc
AZZ
$4.41B
| $377K | ﹤0.01% |
7,724
+371
| +5% | +$16.8K |
|
1936
Protolabs
PRLB
$1.78B
| $377K | ﹤0.01% |
5,293
+304
| +6% | +$23.6K |
|
1937
LendingTree
TREE
$572M
| $377K | ﹤0.01% |
11,474
-65
| -0.6% | -$1.95K |
|
|
ULTI
1938
DELISTED
Ultimate Software Group Inc
ULTI
| $377K | ﹤0.01% |
+2,462
| New | +$372K |
|
|
VCF
1939
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
| $377K | ﹤0.01% |
30,423
-164
| -0.5% | -$2.03K |
|
1940
Teucrium Corn Fund
CORN
$180M
| $376K | ﹤0.01% |
12,304
-1,150
| -9% | -$36.9K |
|
1941
Nasdaq
NDAQ
$53.6B
| $375K | ﹤0.01% |
+28,254
| New | +$346K |
|
1942
Copart
CPRT
$28.4B
| $374K | ﹤0.01% |
81,600
-480
| -0.6% | -$2.01K |
|
1943
Marriott International
MAR
$101B
| $374K | ﹤0.01% |
7,579
+100
| +1% | +$4.55K |
|
|
ALR
1944
DELISTED
Alere Inc
ALR
| $374K | ﹤0.01% |
+10,324
| New | +$343K |
|
|
RAX
1945
DELISTED
Rackspace Hosting Inc
RAX
| $374K | ﹤0.01% |
9,556
-5,475
| -36% | -$238K |
|
|
IMVP
1946
Invesco India ETF
IMVP
$125M
| $373K | ﹤0.01% |
21,190
+68
| +0.3% | +$1.16K |
|
|
PPLT
1947
abrdn Physical Platinum Shares ETF
PPLT
$1.83B
| $373K | ﹤0.01% |
27,870
+2,280
| +9% | +$31.2K |
|
|
MNR
1948
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $372K | ﹤0.01% |
40,976
+28,504
| +229% | +$260K |
|
|
GDL
1949
GDL Fund
GDL
$91.7M
| $371K | ﹤0.01% |
33,671
+1,870
| +6% | +$21K |
|
|
TEG
1950
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
| $371K | ﹤0.01% |
6,822
+2,063
| +43% | +$115K |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.