LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NXQ
1901
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $486K | ﹤0.01% |
37,067
-2,203
| -6% | -$29.9K |
|
|
PAY
1902
DELISTED
Verifone Systems Inc
PAY
| $486K | ﹤0.01% |
14,549
+774
| +6% | +$28.1K |
|
1903
iShares New York Muni Bond ETF
NYF
$1.38B
| $485K | ﹤0.01% |
8,856
+2,444
| +38% | +$135K |
|
1904
Ryder
R
$9.98B
| $484K | ﹤0.01% |
5,520
-538
| -9% | -$50.8K |
|
1905
Goldman Sachs BDC
GSBD
$1,000M
| $479K | ﹤0.01% |
+21,205
| New | +$460K |
|
|
LLTC
1906
DELISTED
Linear Technology Corp
LLTC
| $479K | ﹤0.01% |
10,911
+4,955
| +83% | +$230K |
|
|
DYAX
1907
DELISTED
DYAX CORPORATION
DYAX
| $475K | ﹤0.01% |
17,847
+678
| +4% | +$18K |
|
1908
Bank of Hawaii
BOH
$3.17B
| $474K | ﹤0.01% |
7,101
+2,332
| +49% | +$147K |
|
1909
EnerSys
ENS
$6.69B
| $474K | ﹤0.01% |
6,841
+507
| +8% | +$34.8K |
|
|
NFO
1910
DELISTED
Invesco Insider Sentiment ETF
NFO
| $474K | ﹤0.01% |
9,448
+145
| +2% | +$7.35K |
|
|
MDP
1911
DELISTED
Meredith Corporation
MDP
| $473K | ﹤0.01% |
9,233
+283
| +3% | +$15K |
|
|
FFA
1912
First Trust Enhanced Equity Income Fund
FFA
$449M
| $472K | ﹤0.01% |
33,094
+231
| +0.7% | +$3.45K |
|
1913
Middleby
MIDD
$6.11B
| $472K | ﹤0.01% |
4,142
+1,876
| +83% | +$201K |
|
1914
Agnico Eagle Mines
AEM
$71.9B
| $470K | ﹤0.01% |
15,815
+3,751
| +31% | +$116K |
|
1915
Align Technology
ALGN
$12.6B
| $470K | ﹤0.01% |
7,515
-154
| -2% | -$9.1K |
|
1916
Hawaiian Electric Industries
HE
$2.28B
| $470K | ﹤0.01% |
15,575
+1,720
| +12% | +$53.5K |
|
1917
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.95B
| $470K | ﹤0.01% |
7,386
-233
| -3% | -$18.3K |
|
|
CNH
1918
CNH Industrial
CNH
$14.2B
| $470K | ﹤0.01% |
59,487
+31,391
| +112% | +$241K |
|
|
SBNY
1919
DELISTED
Signature Bank
SBNY
| $470K | ﹤0.01% |
+3,207
| New | +$445K |
|
1920
BlackRock MuniYield Quality Fund
MQY
$811M
| $468K | ﹤0.01% |
30,860
+15,992
| +108% | +$242K |
|
1921
Global X Uranium ETF
URA
$5.41B
| $466K | ﹤0.01% |
26,371
+8,867
| +51% | +$193K |
|
1922
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.87B
| $466K | ﹤0.01% |
9,212
+426
| +5% | +$21.9K |
|
1923
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
| $465K | ﹤0.01% |
14,650
-3,635
| -20% | -$126K |
|
1924
Mitsubishi UFJ Financial
MUFG
$253B
| $465K | ﹤0.01% |
64,297
+1,533
| +2% | +$10.9K |
|
|
BECN
1925
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $464K | ﹤0.01% |
14,265
+2,394
| +20% | +$75.3K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.