LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
Ferrari
RACE
$69.2B
| $2.53M | ﹤0.01% |
12,119
-125
| -1% | -$26.8K |
|
|
SEE
1877
DELISTED
Sealed Air
SEE
| $2.53M | ﹤0.01% |
46,242
+6,846
| +17% | +$398K |
|
1878
SoFi Technologies
SOFI
$21B
| $2.53M | ﹤0.01% |
159,548
+95,456
| +149% | +$1.5M |
|
|
FUND
1879
Sprott Focus Trust
FUND
$297M
| $2.53M | ﹤0.01% |
305,252
+292,738
| +2,339% | +$2.43M |
|
1880
Dropbox
DBX
$7.6B
| $2.53M | ﹤0.01% |
86,526
-60,776
| -41% | -$1.89M |
|
1881
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
$212M
| $2.53M | ﹤0.01% |
25,096
+1,172
| +5% | +$118K |
|
|
COUP
1882
DELISTED
Coupa Software Incorporated
COUP
| $2.52M | ﹤0.01% |
11,501
+3,898
| +51% | +$916K |
|
1883
POSCO
PKX
$16.1B
| $2.52M | ﹤0.01% |
36,483
+9,780
| +37% | +$721K |
|
1884
Hartford Total Return Bond ETF
HTRB
$2.2B
| $2.51M | ﹤0.01% |
61,687
-115,343
| -65% | -$4.74M |
|
1885
Tyler Technologies
TYL
$12.7B
| $2.51M | ﹤0.01% |
5,468
+1,556
| +40% | +$743K |
|
1886
BlackLine
BL
$1.84B
| $2.5M | ﹤0.01% |
21,212
+6,502
| +44% | +$747K |
|
1887
Asana
ASAN
$1.92B
| $2.5M | ﹤0.01% |
24,099
+17,316
| +255% | +$1.44M |
|
1888
Global X Video Games & Esports ETF
HERO
$64.5M
| $2.49M | ﹤0.01% |
88,792
-353
| -0.4% | -$10.6K |
|
1889
Tapestry
TPR
$30.8B
| $2.49M | ﹤0.01% |
67,163
-96,472
| -59% | -$3.97M |
|
1890
Alnylam Pharmaceuticals
ALNY
$27.5B
| $2.47M | ﹤0.01% |
13,102
+2,858
| +28% | +$536K |
|
1891
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.8M
| $2.46M | ﹤0.01% |
27,558
-1,684
| -6% | -$154K |
|
1892
WisdomTree Global High Dividend Fund
DEW
$148M
| $2.46M | ﹤0.01% |
52,496
+2,849
| +6% | +$138K |
|
1893
Sunrun
RUN
$2.34B
| $2.46M | ﹤0.01% |
55,863
-19,439
| -26% | -$928K |
|
1894
PUT
QuantumScape Corp
QS
$3.21B
| $2.45M | ﹤0.01% |
+100,000
| New | +$2.28M |
|
1895
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$481M
| $2.45M | ﹤0.01% |
35,436
+3,394
| +11% | +$243K |
|
1896
WillScot Mobile Mini Holdings
WSC
$4.39B
| $2.45M | ﹤0.01% |
77,179
-8,334
| -10% | -$241K |
|
|
GERM
1897
DELISTED
Amplify Treatments, Testing and Advancements ETF
GERM
| $2.45M | ﹤0.01% |
59,645
+520
| +0.9% | +$21.9K |
|
1898
Invesco Senior Income Trust
VVR
$457M
| $2.44M | ﹤0.01% |
548,844
+32,830
| +6% | +$143K |
|
1899
Ingersoll Rand
IR
$32.6B
| $2.44M | ﹤0.01% |
48,370
+1,479
| +3% | +$75.3K |
|
1900
iShares New York Muni Bond ETF
NYF
$1.38B
| $2.44M | ﹤0.01% |
42,101
-8,302
| -16% | -$485K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.