LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares S&P 500 Growth ETF
IVW
|
+$346M |
| 2 |
Apple
AAPL
|
+$225M |
| 3 |
iShares MSCI EAFE Growth ETF
EFG
|
+$223M |
| 4 |
Microsoft
MSFT
|
+$217M |
| 5 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$181M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE Value ETF
EFV
|
+$124M |
| 2 |
Vanguard Total Bond Market
BND
|
+$66.2M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$64.2M |
| 4 |
iShares Global Energy ETF
IXC
|
+$62.3M |
| 5 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$60.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.15% |
| 2 | Financials | 3.16% |
| 3 | Healthcare | 2.8% |
| 4 | Consumer Discretionary | 2.64% |
| 5 | Industrials | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1851
Modine Manufacturing
MOD
$10.7B
| $4.99M | ﹤0.01% |
49,796
+1,742
| +4% | +$167K |
|
1852
NiSource
NI
$21.3B
| $4.98M | ﹤0.01% |
173,025
-2,733
| -2% | -$77.1K |
|
1853
iShares S&P India Nifty 50 Index Fund
INDY
$562M
| $4.98M | ﹤0.01% |
92,891
-1,453
| -2% | -$74.3K |
|
1854
Teleflex
TFX
$6.05B
| $4.98M | ﹤0.01% |
23,695
+5,383
| +29% | +$1.13M |
|
1855
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.23B
| $4.97M | ﹤0.01% |
103,343
+2,332
| +2% | +$112K |
|
1856
Transocean
RIG
$5.89B
| $4.96M | ﹤0.01% |
926,992
+514,121
| +125% | +$2.97M |
|
1857
Amplify Junior Silver Miners ETF
SILJ
$3.18B
| $4.96M | ﹤0.01% |
437,876
+21,824
| +5% | +$252K |
|
|
FITE
1858
State Street SPDR S&P Kensho Future Security ETF
FITE
$143M
| $4.95M | ﹤0.01% |
87,421
+4,426
| +5% | +$245K |
|
1859
Leidos
LDOS
$14.5B
| $4.94M | ﹤0.01% |
33,833
+15,674
| +86% | +$2.19M |
|
|
HES
1860
DELISTED
Hess
HES
| $4.93M | ﹤0.01% |
33,420
-4,507
| -12% | -$691K |
|
1861
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $4.93M | ﹤0.01% |
156,013
-7,872
| -5% | -$245K |
|
1862
Neuberger Option Strategy ETF
NBOS
$470M
| $4.93M | ﹤0.01% |
187,363
-1,447
| -0.8% | -$37.5K |
|
1863
Snap
SNAP
$7.89B
| $4.93M | ﹤0.01% |
296,613
+8,021
| +3% | +$115K |
|
1864
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$310M
| $4.92M | ﹤0.01% |
211,957
+9,015
| +4% | +$210K |
|
1865
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
| $4.91M | ﹤0.01% |
213,360
+36,682
| +21% | +$849K |
|
1866
Invesco S&P Global Water Index ETF
CGW
$1.05B
| $4.91M | ﹤0.01% |
88,743
+1,438
| +2% | +$81K |
|
1867
Bio-Techne
TECH
$11.2B
| $4.91M | ﹤0.01% |
68,480
+6,070
| +10% | +$447K |
|
1868
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
| $4.9M | ﹤0.01% |
179,493
+40,168
| +29% | +$1.1M |
|
1869
RBC Bearings
RBC
$17.4B
| $4.9M | ﹤0.01% |
18,152
-430
| -2% | -$116K |
|
1870
iShares Morningstar Small-Cap ETF
ISCB
$282M
| $4.88M | ﹤0.01% |
90,579
+471
| +0.5% | +$25.4K |
|
|
RCS
1871
PIMCO Strategic Income Fund
RCS
$244M
| $4.88M | ﹤0.01% |
785,303
+39,430
| +5% | +$236K |
|
1872
JPMorgan ActiveBuilders Emerging Markets Equity ETF
JEMA
$1.61B
| $4.87M | ﹤0.01% |
127,614
+54,270
| +74% | +$2.03M |
|
1873
Ryanair
RYAAY
$30.4B
| $4.87M | ﹤0.01% |
104,493
+9,070
| +10% | +$472K |
|
1874
Global X FinTech ETF
FINX
$170M
| $4.86M | ﹤0.01% |
193,348
+44,835
| +30% | +$1.15M |
|
1875
Applied Industrial Technologies
AIT
$12.8B
| $4.86M | ﹤0.01% |
25,059
+4,044
| +19% | +$771K |
|
Similar funds
LPL Financial's Q2 2024 Portfolio in Review
As of Q2 2024, LPL Financial held 5,204 positions worth $201B, up 7.8% from $186B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
LPL Financial deployed $11.6B of net new capital in Q2 2024, opening 296 new positions and adding to 3,022 existing holdings. Its largest new stake was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 7.2% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares MSCI EAFE Value ETF, an estimated $124M trimmed.
- LPL Financial's largest Q2 2024 buy was AB Short Duration High Yield ETF: 1,874,937 shares worth $65.8M.
- LPL Financial added most to iShares S&P 500 Growth ETF in Q2 2024, an estimated $346M increase.
- LPL Financial's biggest Q2 2024 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $124M.
- LPL Financial fully exited Pioneer Natural Resource Co. in Q2 2024, selling an estimated $30.9M.
- LPL Financial's ten largest holdings make up 17% of its $201B portfolio in Q2 2024.
- LPL Financial opened 296 new positions and closed 196 in Q2 2024.
- LPL Financial's portfolio value rose 7.8% quarter-over-quarter to $201B.
Based on LPL Financial's 13F filing for Q2 2024, filed 7 Aug 2024.