LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$109M |
| 2 |
iShares Russell 2000 ETF
IWM
|
+$91.3M |
| 3 |
iShares Core S&P Small-Cap ETF
IJR
|
+$89.2M |
| 4 |
iShares Short Maturity Bond ETF
NEAR
|
+$87.5M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$76.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$36.6M |
| 2 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$35.8M |
| 3 |
iShare MSCI Eurozone ETF
EZU
|
+$34.1M |
| 4 |
iShares MSCI Singapore ETF
EWS
|
+$32.2M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$28.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.42% |
| 2 | Financials | 2.78% |
| 3 | Healthcare | 2.37% |
| 4 | Industrials | 2.25% |
| 5 | Consumer Discretionary | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TYBS
1826
DELISTED
Direxion Daily 20+ Year Treasury Bear 1X Shares
TYBS
| $828K | ﹤0.01% |
39,153
-244
| -0.6% | -$5.06K |
|
1827
CRH
CRH
$66.6B
| $824K | ﹤0.01% |
25,177
-1,975
| -7% | -$66.4K |
|
|
FNSR
1828
DELISTED
Finisar Corp
FNSR
| $824K | ﹤0.01% |
43,244
+1,761
| +4% | +$32.8K |
|
|
GTLS
1829
DELISTED
Chart Industries
GTLS
| $823K | ﹤0.01% |
10,512
+2,930
| +39% | +$217K |
|
1830
WIX.com
WIX
$2.56B
| $823K | ﹤0.01% |
6,875
+1,112
| +19% | +$119K |
|
1831
Voya Financial
VOYA
$8.96B
| $821K | ﹤0.01% |
16,525
+162
| +1% | +$8.01K |
|
1832
H&R Block
HRB
$5.98B
| $818K | ﹤0.01% |
31,763
+5,242
| +20% | +$133K |
|
1833
CACI
CACI
$10.8B
| $817K | ﹤0.01% |
+4,438
| New | +$819K |
|
1834
abrdn Physical Silver Shares ETF
SIVR
$3.98B
| $815K | ﹤0.01% |
57,313
-6,399
| -10% | -$93.4K |
|
1835
Alliance Resource Partners
ARLP
$3.34B
| $813K | ﹤0.01% |
39,834
+9,703
| +32% | +$190K |
|
1836
Brookfield
BN
$102B
| $812K | ﹤0.01% |
51,116
-154
| -0.3% | -$2.34K |
|
|
JPMV
1837
DELISTED
iShares Edge MSCI Min Vol Japan ETF
JPMV
| $810K | ﹤0.01% |
11,779
-155
| -1% | -$10.4K |
|
|
MDR
1838
DELISTED
McDermott International
MDR
| $810K | ﹤0.01% |
43,963
-1,351
| -3% | -$25.3K |
|
1839
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$71.7M
| $808K | ﹤0.01% |
11,741
-2,256
| -16% | -$156K |
|
1840
AdvisorShares Ranger Equity Bear ETF
HDGE
$58.3M
| $807K | ﹤0.01% |
10,970
-2,018
| -16% | -$151K |
|
1841
Axalta
AXTA
$7.45B
| $804K | ﹤0.01% |
27,558
+462
| +2% | +$13.9K |
|
1842
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$642M
| $804K | ﹤0.01% |
63,976
+2,055
| +3% | +$26.5K |
|
1843
Labcorp
LH
$25.2B
| $803K | ﹤0.01% |
5,381
-808
| -13% | -$123K |
|
1844
Martin Marietta Materials
MLM
$34.2B
| $803K | ﹤0.01% |
4,413
-1,508
| -25% | -$311K |
|
1845
Atlassian
TEAM
$26.5B
| $803K | ﹤0.01% |
8,349
+1,915
| +30% | +$152K |
|
1846
PVH
PVH
$4.07B
| $801K | ﹤0.01% |
5,548
+259
| +5% | +$38.3K |
|
|
JPM.WS
1847
DELISTED
JPMorgan Chase
JPM.WS
| $800K | ﹤0.01% |
11,007
-12,930
| -54% | -$949K |
|
1848
Northwest Bancshares
NWBI
$2.33B
| $799K | ﹤0.01% |
46,142
-292
| -0.6% | -$5.26K |
|
1849
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
| $799K | ﹤0.01% |
31,695
+395
| +1% | +$9.71K |
|
|
TUP
1850
DELISTED
Tupperware Brands Corporation
TUP
| $799K | ﹤0.01% |
23,892
-729
| -3% | -$26.1K |
|
Similar funds
LPL Financial's Q3 2018 Portfolio in Review
As of Q3 2018, LPL Financial held 3,397 positions worth $41.7B, up 9.5% from $38.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $1.97B of net new capital in Q3 2018, opening 192 new positions and adding to 1,682 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 728,055 shares worth $29M.
By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $36.6M trimmed.
- LPL Financial's largest Q3 2018 buy was Xtrackers USD High Yield Corporate Bond ETF: 728,055 shares worth $29M.
- LPL Financial added most to iShares Core S&P Mid-Cap ETF in Q3 2018, an estimated $109M increase.
- LPL Financial's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $36.6M.
- LPL Financial fully exited iShares iBonds Sep 2018 Term Muni Bond ETF in Q3 2018, selling an estimated $2.44M.
- LPL Financial's ten largest holdings make up 24% of its $41.7B portfolio in Q3 2018.
- LPL Financial opened 192 new positions and closed 170 in Q3 2018.
- LPL Financial's portfolio value rose 9.5% quarter-over-quarter to $41.7B.
Based on LPL Financial's 13F filing for Q3 2018, filed 14 Nov 2018.