LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares TIPS Bond ETF
TIP
|
+$209M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$151M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$138M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$133M |
| 5 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$72.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg High Yield Bond ETF
JNK
|
+$136M |
| 2 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$62.5M |
| 3 |
iShares US Basic Materials ETF
IYM
|
+$39.5M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$37.4M |
| 5 |
Vanguard Total Stock Market ETF
VTI
|
+$31.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.13% |
| 2 | Financials | 2.74% |
| 3 | Healthcare | 2.24% |
| 4 | Industrials | 2.19% |
| 5 | Communication Services | 2.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1826
Assured Guaranty
AGO
$3.73B
| $772K | ﹤0.01% |
21,593
+134
| +0.6% | +$4.88K |
|
1827
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.7B
| $772K | ﹤0.01% |
31,298
+1,824
| +6% | +$47K |
|
1828
DexCom
DXCM
$29B
| $771K | ﹤0.01% |
32,472
+292
| +0.9% | +$6.19K |
|
1829
Flowers Foods
FLO
$1.58B
| $771K | ﹤0.01% |
37,032
-110
| -0.3% | -$2.35K |
|
|
THW
1830
abrdn World Healthcare Fund
THW
$534M
| $771K | ﹤0.01% |
59,935
+10,280
| +21% | +$133K |
|
|
OPP
1831
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
| $770K | ﹤0.01% |
44,024
-11,420
| -21% | -$199K |
|
1832
Invesco Leisure and Entertainment ETF
PEJ
$263M
| $769K | ﹤0.01% |
16,521
+994
| +6% | +$45.7K |
|
1833
Voya Financial
VOYA
$8.96B
| $769K | ﹤0.01% |
16,363
-9,941
| -38% | -$514K |
|
1834
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
| $768K | ﹤0.01% |
31,047
+11,321
| +57% | +$267K |
|
1835
Invesco CurrencyShares Swiss Franc Trust
FXF
$411M
| $768K | ﹤0.01% |
8,102
-155
| -2% | -$14.8K |
|
1836
Oshkosh
OSK
$8.91B
| $768K | ﹤0.01% |
10,916
+62
| +0.6% | +$4.63K |
|
1837
TAL Education Group
TAL
$6.04B
| $768K | ﹤0.01% |
20,867
-10,277
| -33% | -$404K |
|
|
AAN.A
1838
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $767K | ﹤0.01% |
17,645
+1,166
| +7% | +$50.7K |
|
|
TLRD
1839
DELISTED
Tailored Brands, Inc.
TLRD
| $765K | ﹤0.01% |
+29,962
| New | +$911K |
|
1840
Brixmor Property Group
BRX
$9.72B
| $764K | ﹤0.01% |
43,842
-281
| -0.6% | -$4.37K |
|
1841
Infosys
INFY
$51B
| $764K | ﹤0.01% |
78,600
-85,794
| -52% | -$767K |
|
1842
New England Realty Associates
NEN
$199M
| $763K | ﹤0.01% |
11,384
-4,500
| -28% | -$304K |
|
1843
Global X Uranium ETF
URA
$5.21B
| $763K | ﹤0.01% |
59,262
-8,018
| -12% | -$108K |
|
1844
Bausch Health
BHC
$1.75B
| $762K | ﹤0.01% |
32,800
-45,451
| -58% | -$940K |
|
|
TERM
1845
DELISTED
EquityCompass Tactical Risk Manager ETF
TERM
| $761K | ﹤0.01% |
34,342
+2,581
| +8% | +$56.7K |
|
|
DNKN
1846
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $761K | ﹤0.01% |
11,013
+198
| +2% | +$12.7K |
|
1847
PUT
Apple
AAPL
$4.97T
| $759K | ﹤0.01% |
16,400
-23,600
| -59% | -$1.07M |
|
1848
iShares CMBS ETF
CMBS
$473M
| $758K | ﹤0.01% |
15,121
-368
| -2% | -$18.3K |
|
1849
Ryanair
RYAAY
$30B
| $756K | ﹤0.01% |
16,540
+75
| +0.5% | +$3.49K |
|
1850
VanEck Green Bond ETF
GRNB
$184M
| $755K | ﹤0.01% |
29,022
+2,640
| +10% | +$69.6K |
|
Similar funds
LPL Financial's Q2 2018 Portfolio in Review
As of Q2 2018, LPL Financial held 3,378 positions worth $38.1B, up 4.9% from $36.3B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $1.14B of net new capital in Q2 2018, opening 201 new positions and adding to 1,572 existing holdings. Its largest new stake was Invesco S&P 500 Quality ETF: 487,751 shares worth $14.6M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $136M trimmed.
- LPL Financial's largest Q2 2018 buy was Invesco S&P 500 Quality ETF: 487,751 shares worth $14.6M.
- LPL Financial added most to iShares TIPS Bond ETF in Q2 2018, an estimated $209M increase.
- LPL Financial's biggest Q2 2018 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $136M.
- LPL Financial fully exited PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q2 2018, selling an estimated $15.3M.
- LPL Financial's ten largest holdings make up 24% of its $38.1B portfolio in Q2 2018.
- LPL Financial opened 201 new positions and closed 171 in Q2 2018.
- LPL Financial's portfolio value rose 4.9% quarter-over-quarter to $38.1B.
Based on LPL Financial's 13F filing for Q2 2018, filed 14 Aug 2018.