LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1751
Core Laboratories
CLB
$488M
| $518K | ﹤0.01% |
3,099
+7
| +0.2% | +$1.25K |
|
1752
CenterPoint Energy
CNP
$27.7B
| $518K | ﹤0.01% |
20,301
-215
| -1% | -$5.21K |
|
1753
EnerSys
ENS
$6.78B
| $518K | ﹤0.01% |
7,524
-9,084
| -55% | -$617K |
|
|
BT
1754
DELISTED
BT Group plc (ADR)
BT
| $518K | ﹤0.01% |
+15,800
| New | +$508K |
|
1755
Palisade Bio
PALI
$330M
| – | – |
0
| – | – |
|
|
AGU
1756
DELISTED
Agrium
AGU
| $517K | ﹤0.01% |
5,642
+217
| +4% | +$20.1K |
|
|
CRF
1757
Cornerstone Total Return Fund
CRF
$1.16B
| $516K | ﹤0.01% |
23,340
+13,243
| +131% | +$301K |
|
1758
Navios Maritime Partners
NMM
$2.3B
| $516K | ﹤0.01% |
1,770
-635
| -26% | -$178K |
|
|
FCO
1759
DELISTED
abrdn Global Income Fund
FCO
| $515K | ﹤0.01% |
42,990
-3,907
| -8% | -$44.5K |
|
1760
Philips
PHG
$25.7B
| $515K | ﹤0.01% |
23,389
+1,285
| +6% | +$28.9K |
|
|
NXQ
1761
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $515K | ﹤0.01% |
37,682
-2,710
| -7% | -$36.2K |
|
1762
SAP
SAP
$212B
| $514K | ﹤0.01% |
6,679
-5,806
| -47% | -$451K |
|
|
AFSI
1763
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $513K | ﹤0.01% |
24,522
+2,656
| +12% | +$54.5K |
|
1764
Invesco Variable Rate Preferred ETF
VRP
$2.98B
| $512K | ﹤0.01% |
+20,199
| New | +$507K |
|
1765
ProShares Ultra Energy
DIG
$82.8M
| $511K | ﹤0.01% |
4,628
+257
| +6% | +$25.4K |
|
|
WPRT
1766
Westport Fuel Systems
WPRT
$33.4M
| $511K | ﹤0.01% |
2,838
+386
| +16% | +$57.7K |
|
1767
Alnylam Pharmaceuticals
ALNY
$27.5B
| $510K | ﹤0.01% |
8,076
-8,558
| -51% | -$509K |
|
1768
OGE Energy
OGE
$9.78B
| $509K | ﹤0.01% |
13,031
-819
| -6% | -$30K |
|
1769
ProShares Ultra Health Care
RXL
$84.3M
| $509K | ﹤0.01% |
41,528
+1,608
| +4% | +$18.2K |
|
|
BSD
1770
DELISTED
The BlackRock Strategic Municipal Trust
BSD
| $508K | ﹤0.01% |
37,590
-1,300
| -3% | -$17.4K |
|
1771
Ionis Pharmaceuticals
IONS
$8.6B
| $507K | ﹤0.01% |
14,715
+2,156
| +17% | +$67.9K |
|
|
MEN
1772
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $507K | ﹤0.01% |
45,371
-9,519
| -17% | -$107K |
|
1773
Nuveen California Municipal Value Fund
NCA
$297M
| $506K | ﹤0.01% |
50,107
+1,471
| +3% | +$14.6K |
|
|
BTO
1774
John Hancock Financial Opportunities Fund
BTO
$798M
| $504K | ﹤0.01% |
21,777
+1,786
| +9% | +$40.9K |
|
1775
Timken Company
TKR
$9.56B
| $504K | ﹤0.01% |
10,384
-711
| -6% | -$32.2K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.