LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Hovnanian Enterprises
HOV
$726M
| $3.1M | ﹤0.01% |
32,186
+147
| +0.5% | +$14.7K |
|
|
ETG
1727
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
| $3.07M | ﹤0.01% |
144,316
+12,068
| +9% | +$260K |
|
1728
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
| $3.06M | ﹤0.01% |
51,386
+28,944
| +129% | +$1.78M |
|
|
HQL
1729
abrdn Life Sciences Investors
HQL
$581M
| $3.06M | ﹤0.01% |
147,224
+23,731
| +19% | +$508K |
|
1730
Amplify Video Game Tech ETF
GAMR
$38.3M
| $3.05M | ﹤0.01% |
36,519
-407
| -1% | -$36.3K |
|
1731
First Trust DorseyWright DALI 1 ETF
DALI
$98.4M
| $3.05M | ﹤0.01% |
122,767
+11,909
| +11% | +$303K |
|
1732
Compass Minerals
CMP
$1.23B
| $3.04M | ﹤0.01% |
47,197
-1,610
| -3% | -$106K |
|
|
SOLN
1733
DELISTED
The Southern Company
SOLN
| $3.03M | ﹤0.01% |
59,675
+1,030
| +2% | +$54K |
|
1734
GoDaddy
GDDY
$11B
| $3.03M | ﹤0.01% |
43,508
+6,581
| +18% | +$509K |
|
1735
WisdomTree US Efficient Core Fund
NTSX
$1.35B
| $3.03M | ﹤0.01% |
74,439
+25,047
| +51% | +$1.05M |
|
1736
Invesco Biotechnology & Genome ETF
PBE
$281M
| $3.03M | ﹤0.01% |
40,519
+2,136
| +6% | +$163K |
|
1737
Sprott Uranium Miners ETF
URNM
$1.76B
| $3.03M | ﹤0.01% |
78,776
+22,324
| +40% | +$725K |
|
1738
Huntington Ingalls Industries
HII
$12.9B
| $3.02M | ﹤0.01% |
15,665
+245
| +2% | +$49.6K |
|
1739
Invesco Food & Beverage ETF
PBJ
$108M
| $3.02M | ﹤0.01% |
71,823
+959
| +1% | +$40.1K |
|
1740
Amdocs
DOX
$5.92B
| $3.02M | ﹤0.01% |
39,931
+6,101
| +18% | +$472K |
|
1741
Wheaton Precious Metals
WPM
$49.5B
| $3.02M | ﹤0.01% |
80,393
+141
| +0.2% | +$6.15K |
|
1742
Nokia
NOK
$51B
| $3.02M | ﹤0.01% |
553,797
+21,451
| +4% | +$125K |
|
|
HZNP
1743
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $3.01M | ﹤0.01% |
27,501
-584
| -2% | -$60.6K |
|
1744
GoodRx Holdings
GDRX
$1.04B
| $3M | ﹤0.01% |
73,234
-27,389
| -27% | -$994K |
|
|
TBLU
1745
Tortoise Global Water ETF
TBLU
$57M
| $3M | ﹤0.01% |
66,027
+53,142
| +412% | +$2.51M |
|
|
FLG
1746
Flagstar Bank National Association
FLG
$5.93B
| $3M | ﹤0.01% |
77,811
+21,942
| +39% | +$796K |
|
|
P
1747
Everpure Inc
P
$25.7B
| $3M | ﹤0.01% |
119,286
-25,289
| -17% | -$558K |
|
1748
F5
FFIV
$22.9B
| $3M | ﹤0.01% |
15,068
+3,776
| +33% | +$755K |
|
1749
SEI Investments
SEIC
$12.4B
| $2.99M | ﹤0.01% |
50,372
+6,000
| +14% | +$366K |
|
|
TEI
1750
Templeton Emerging Markets Income Fund
TEI
$314M
| $2.98M | ﹤0.01% |
384,531
+67,561
| +21% | +$533K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.