LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
P
1726
Everpure Inc
P
$23B
| $858K | ﹤0.01% |
42,991
+5,089
| +13% | +$99.9K |
|
1727
New Oriental
EDU
$9.32B
| $857K | ﹤0.01% |
9,779
+3,594
| +58% | +$334K |
|
1728
Lennar Class A
LEN
$20.4B
| $856K | ﹤0.01% |
14,994
+1,195
| +9% | +$72.1K |
|
1729
iShares US Small Cap Equity Factor ETF
SMLF
$4.05B
| $856K | ﹤0.01% |
21,892
+5,261
| +32% | +$210K |
|
1730
Allegion
ALLE
$13.5B
| $854K | ﹤0.01% |
10,013
-815
| -8% | -$68.3K |
|
|
EOS
1731
Eaton Vance Enhance Equity Income Fund II
EOS
$1.11B
| $853K | ﹤0.01% |
54,122
+15,093
| +39% | +$241K |
|
1732
MPLX
MPLX
$58.6B
| $853K | ﹤0.01% |
25,828
+8,562
| +50% | +$307K |
|
|
GRMN
1733
Garmin
GRMN
$56.9B
| $852K | ﹤0.01% |
14,459
+1,245
| +9% | +$76.3K |
|
1734
VanEck Vietnam ETF
VNM
$478M
| $849K | ﹤0.01% |
43,385
+12,242
| +39% | +$230K |
|
1735
American Homes 4 Rent
AMH
$12.1B
| $847K | ﹤0.01% |
42,198
+2,356
| +6% | +$46.9K |
|
1736
Take-Two Interactive
TTWO
$46.1B
| $847K | ﹤0.01% |
8,662
+1,436
| +20% | +$161K |
|
1737
iShares Core US REIT ETF
USRT
$4.71B
| $846K | ﹤0.01% |
18,770
-3,935
| -17% | -$180K |
|
1738
iShares Global Clean Energy ETF
ICLN
$2.22B
| $844K | ﹤0.01% |
88,619
+8,673
| +11% | +$82.1K |
|
1739
Pediatrix Medical
MD
$2.2B
| $843K | ﹤0.01% |
15,153
+1,233
| +9% | +$67.6K |
|
1740
Waters Corp
WAT
$37.3B
| $840K | ﹤0.01% |
4,228
+468
| +12% | +$96.8K |
|
1741
Oshkosh
OSK
$8.82B
| $839K | ﹤0.01% |
10,854
+3,511
| +48% | +$299K |
|
1742
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
| $838K | ﹤0.01% |
42,852
+23,690
| +124% | +$465K |
|
1743
Snap
SNAP
$7.96B
| $838K | ﹤0.01% |
52,808
+3,564
| +7% | +$57.8K |
|
1744
iShares Government/Credit Bond ETF
GBF
$133M
| $836K | ﹤0.01% |
7,488
+178
| +2% | +$19.9K |
|
1745
iShares Currency Hedged MSCI Emerging Markets
HEEM
$264M
| $836K | ﹤0.01% |
31,021
+222
| +0.7% | +$6.09K |
|
1746
Nexstar Media Group
NXST
$6.01B
| $836K | ﹤0.01% |
12,567
+5,908
| +89% | +$434K |
|
|
ANSS
1747
DELISTED
Ansys
ANSS
| $834K | ﹤0.01% |
5,340
-795
| -13% | -$127K |
|
|
IHIT
1748
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
| $833K | ﹤0.01% |
+84,498
| New | +$831K |
|
|
WGL
1749
DELISTED
Wgl Holdings
WGL
| $833K | ﹤0.01% |
9,962
+388
| +4% | +$32.6K |
|
|
CVRR
1750
DELISTED
CVR Refining, LP
CVRR
| $830K | ﹤0.01% |
63,632
+5,301
| +9% | +$78.6K |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.