LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
iShares MBS ETF
MBB
|
$223M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
$57.2M |
| 3 |
iShares Short Treasury Bond ETF
SHV
|
$46.3M |
| 4 |
iShares Russell 1000 ETF
IWB
|
$33.6M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
$28.7M |
Top Sells
| 1 |
SPDR S&P MidCap 400 ETF Trust
MDY
|
$90.7M |
| 2 |
SPDR S&P 500 ETF Trust
SPY
|
$74M |
| 3 |
Alphabet (Google) Class C
GOOG
|
$47.2M |
| 4 |
iShares Gold Trust
IAU
|
$47.1M |
| 5 |
SRV
NXG Cushing Midstream Energy Fund
SRV
|
$42.8M |
Sector Composition
| 1 | Healthcare | 3.15% |
| 2 | Financials | 3.11% |
| 3 | Technology | 3.05% |
| 4 | Industrials | 2.56% |
| 5 | Consumer Staples | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
CELG
151
DELISTED
Celgene Corp
CELG
| $23.3M | 0.13% | 200,184 +23,264 | +13% | +$2.71M |
|
152
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
| $23.3M | 0.13% | 231,268 +16,765 | +8% | +$1.69M |
|
153
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$295M
| $23.1M | 0.13% | 182,088 +3,430 | +2% | +$435K |
|
154
SPDR Gold Trust
GLD
$107B
| $22.7M | 0.13% | 209,112 -14,951 | -7% | -$1.63M |
|
155
iShares US Technology ETF
IYW
$22.9B
| $22.7M | 0.13% | 221,613 -53,000 | -19% | -$5.43M |
|
156
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$8.42B
| $22.5M | 0.12% | 738,229 +3,153 | +0.4% | +$96.3K |
|
157
Southern Company
SO
$102B
| $22.1M | 0.12% | 488,368 +26,619 | +6% | +$1.2M |
|
158
AbbVie
ABBV
$372B
| $21.8M | 0.12% | 384,808 -707 | -0.2% | -$40.1K |
|
159
SPDR DoubleLine Total Return Tactical ETF
TOTL
$3.86B
| $21.8M | 0.12% | 440,537 +311,677 | +242% | +$15.4M |
|
160
WisdomTree US Total Dividend Fund
DTD
$1.44B
| $21.6M | 0.12% | 307,687 -7,194 | -2% | -$505K |
|
161
IBM
IBM
$227B
| $21M | 0.12% | 140,631 -3,013 | -2% | -$449K |
|
162
Vanguard Total World Stock ETF
VT
$51.6B
| $20.7M | 0.11% | 360,075 -30,712 | -8% | -$1.77M |
|
163
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
| $20.7M | 0.11% | 296,798 -17,697 | -6% | -$1.23M |
|
164
Vanguard Russell 1000 Growth ETF
VONG
$30.9B
| $20.4M | 0.11% | 207,144 +4,623 | +2% | +$456K |
|
165
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
| $20.3M | 0.11% | 188,833 +21,101 | +13% | +$2.27M |
|
166
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
| $20.3M | 0.11% | 238,961 -186,912 | -44% | -$15.8M |
|
167
iShares International Select Dividend ETF
IDV
$5.77B
| $20.2M | 0.11% | 688,024 -216,605 | -24% | -$6.36M |
|
168
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.3B
| $20M | 0.11% | 673,537 +15,206 | +2% | +$451K |
|
169
First Trust US Equity Opportunities ETF
FPX
$1.03B
| $19.9M | 0.11% | 393,963 +82,861 | +27% | +$4.19M |
|
170
Invesco Preferred ETF
PGX
$3.85B
| $19.9M | 0.11% | 1,358,160 -189,948 | -12% | -$2.78M |
|
171
iShares Select U.S. REIT ETF
ICF
$1.93B
| $19.9M | 0.11% | 208,642 +12,508 | +6% | +$1.19M |
|
172
Ford
F
$46.8B
| $19.7M | 0.11% | 1,385,495 +134,496 | +11% | +$1.91M |
|
173
VanEck Intermediate Muni ETF
ITM
$1.94B
| $19.6M | 0.11% | 828,783 +445,900 | +116% | +$10.5M |
|
|
174
iShares Gold Trust
IAU
$50.6B
| $19.6M | 0.11% | 1,785,038 -4,296,803 | -71% | -$47.1M |
|
175
First Trust Small Cap Core AlphaDEX Fund
FYX
$883M
| $19.5M | 0.11% | 430,176 -33,791 | -7% | -$1.53M |
|