LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$166M |
| 2 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$133M |
| 3 |
Vanguard FTSE Developed Markets ETF
VEA
|
+$126M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$120M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$117M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$65.1M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$42.7M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$38.3M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$36.5M |
| 5 |
Vanguard S&P 500 Value ETF
VOOV
|
+$27.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.1% |
| 2 | Financials | 2.91% |
| 3 | Industrials | 2.38% |
| 4 | Healthcare | 2.26% |
| 5 | Communication Services | 2.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NFX
1701
DELISTED
Newfield Exploration
NFX
| $883K | ﹤0.01% |
36,163
+12,408
| +52% | +$348K |
|
1702
Amplify AI Powered Equity ETF
AIEQ
$119M
| $881K | ﹤0.01% |
33,816
+5,331
| +19% | +$143K |
|
1703
Barron's 400 ETF
BFOR
$229M
| $880K | ﹤0.01% |
84,476
+25,072
| +42% | +$266K |
|
1704
Westlake Corp
WLK
$9.26B
| $880K | ﹤0.01% |
+7,920
| New | +$881K |
|
1705
NewMarket
NEU
$7.24B
| $877K | ﹤0.01% |
2,182
+138
| +7% | +$56.2K |
|
1706
United States Natural Gas Fund
UNG
$450M
| $876K | ﹤0.01% |
9,710
-6,867
| -41% | -$639K |
|
1707
ResMed
RMD
$31.1B
| $875K | ﹤0.01% |
8,887
-1,666
| -16% | -$157K |
|
1708
ServiceNow
NOW
$120B
| $872K | ﹤0.01% |
26,365
+2,220
| +9% | +$68.5K |
|
1709
Tidewater
TDW
$3.63B
| $872K | ﹤0.01% |
+30,478
| New | +$813K |
|
|
GG
1710
DELISTED
Goldcorp Inc
GG
| $872K | ﹤0.01% |
63,119
-2,912
| -4% | -$39.3K |
|
1711
Invesco Quality Municipal Securities
IQI
$526M
| $871K | ﹤0.01% |
73,165
+11,577
| +19% | +$140K |
|
1712
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
| $869K | ﹤0.01% |
3,600
+1,400
| +64% | +$352K |
|
1713
First Trust Germany AlphaDEX Fund
FGM
$96.8M
| $869K | ﹤0.01% |
17,395
+8,421
| +94% | +$435K |
|
|
ACH
1714
Accendra Health
ACH
$254M
| $869K | ﹤0.01% |
55,861
+44,923
| +411% | +$801K |
|
|
XLNX
1715
DELISTED
Xilinx Inc
XLNX
| $869K | ﹤0.01% |
12,031
+4,905
| +69% | +$353K |
|
|
ULTI
1716
DELISTED
Ultimate Software Group Inc
ULTI
| $869K | ﹤0.01% |
3,589
+352
| +11% | +$83.1K |
|
1717
iShares New York Muni Bond ETF
NYF
$1.38B
| $868K | ﹤0.01% |
15,853
+1,147
| +8% | +$63.1K |
|
1718
Energy Transfer Partners
ET
$69.5B
| $867K | ﹤0.01% |
61,047
+733
| +1% | +$12.2K |
|
|
DBD
1719
DELISTED
Diebold Nixdorf Incorporated
DBD
| $866K | ﹤0.01% |
56,265
+1,158
| +2% | +$19.3K |
|
1720
Tyler Technologies
TYL
$13.7B
| $864K | ﹤0.01% |
4,117
+11
| +0.3% | +$2.2K |
|
1721
Tiptree Inc
TIPT
$687M
| $863K | ﹤0.01% |
135,873
| – | – |
|
|
CHUBK
1722
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
| $861K | ﹤0.01% |
+38,276
| New | +$772K |
|
1723
Invesco MSCI Sustainable Future ETF
ERTH
$131M
| $859K | ﹤0.01% |
19,994
+1,715
| +9% | +$74.9K |
|
1724
Labcorp
LH
$25.2B
| $859K | ﹤0.01% |
6,182
+1,432
| +30% | +$210K |
|
|
TEF
1725
DELISTED
Telefonica
TEF
| $859K | ﹤0.01% |
107,669
-158,870
| -60% | -$1.26M |
|
Similar funds
LPL Financial's Q1 2018 Portfolio in Review
As of Q1 2018, LPL Financial held 3,320 positions worth $36.3B, up 11% from $32.9B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
LPL Financial deployed $3.99B of net new capital in Q1 2018, opening 302 new positions and adding to 1,901 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $65.1M trimmed.
- LPL Financial's largest Q1 2018 buy was WBI BullBear Global High Income ETF: 1,817,591 shares worth $44.3M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q1 2018, an estimated $166M increase.
- LPL Financial's biggest Q1 2018 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $65.1M.
- LPL Financial fully exited Potash Corp Of Saskatchewan in Q1 2018, selling an estimated $2.09M.
- LPL Financial's ten largest holdings make up 23% of its $36.3B portfolio in Q1 2018.
- LPL Financial opened 302 new positions and closed 144 in Q1 2018.
- LPL Financial's portfolio value rose 11% quarter-over-quarter to $36.3B.
Based on LPL Financial's 13F filing for Q1 2018, filed 15 May 2018.