LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
Vanguard Total Stock Market ETF
VTI
|
+$884M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$627M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$574M |
| 4 |
Vanguard Total Bond Market
BND
|
+$537M |
| 5 |
SPDR S&P 500 ETF Trust
SPY
|
+$463M |
Top Sells
| 1 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$12.2M |
| 2 |
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$12M |
| 3 |
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
|
+$7.41M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$4.34M |
| 5 |
SPDR S&P Transportation ETF
XTN
|
+$4.08M |
Sector Composition
| 1 | Healthcare | 2.89% |
| 2 | Financials | 2.66% |
| 3 | Technology | 2.63% |
| 4 | Industrials | 2.33% |
| 5 | Consumer Staples | 2.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
GAP
1701
The Gap, Inc.
GAP
$8.5B
| $962K | ﹤0.01% |
36,591
+20,014
| +121% | +$526K |
|
|
LVLT
1702
DELISTED
Level 3 Communications Inc
LVLT
| $962K | ﹤0.01% |
17,896
-13,148
| -42% | -$707K |
|
|
AGU
1703
DELISTED
Agrium
AGU
| $961K | ﹤0.01% |
10,892
+5,270
| +94% | +$465K |
|
1704
Carriage Services
CSV
$670M
| $960K | ﹤0.01% |
40,876
+20,474
| +100% | +$481K |
|
1705
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.35B
| $957K | ﹤0.01% |
36,867
+25,273
| +218% | +$656K |
|
1706
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
| $956K | ﹤0.01% |
12,784
+7,542
| +144% | +$564K |
|
|
TFCFA
1707
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $956K | ﹤0.01% |
35,962
+16,802
| +88% | +$447K |
|
|
RESP
1708
DELISTED
WisdomTree U.S. ESG Fund
RESP
| $955K | ﹤0.01% |
41,178
+8,673
| +27% | +$201K |
|
|
NCB
1709
DELISTED
Nuveen California Municipal Value Fund 2
NCB
| $954K | ﹤0.01% |
55,730
+27,365
| +96% | +$468K |
|
1710
Iron Mountain
IRM
$28.6B
| $952K | ﹤0.01% |
34,824
+17,245
| +98% | +$471K |
|
1711
Korea Electric Power
KEP
$17.2B
| $951K | ﹤0.01% |
44,858
-8,761
| -16% | -$186K |
|
|
SAFE
1712
Safehold
SAFE
$1.18B
| $951K | ﹤0.01% |
16,865
+11,054
| +190% | +$623K |
|
|
MUH
1713
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
| $951K | ﹤0.01% |
61,619
+31,912
| +107% | +$493K |
|
|
TCP
1714
DELISTED
TC Pipelines LP
TCP
| $951K | ﹤0.01% |
18,920
+9,484
| +101% | +$477K |
|
1715
UGI
UGI
$7.47B
| $950K | ﹤0.01% |
27,857
+13,658
| +96% | +$466K |
|
|
TSI
1716
TCW Strategic Income Fund
TSI
$238M
| $947K | ﹤0.01% |
177,270
+82,699
| +87% | +$442K |
|
|
FNI
1717
DELISTED
First Trust Chindia ETF
FNI
| $944K | ﹤0.01% |
34,506
+11,990
| +53% | +$328K |
|
1718
IPG Photonics
IPGP
$3.38B
| $943K | ﹤0.01% |
11,149
+7,003
| +169% | +$592K |
|
1719
PennantPark Floating Rate Capital
PFLT
$1.01B
| $943K | ﹤0.01% |
81,692
+47,387
| +138% | +$547K |
|
|
UDF
1720
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
| $943K | ﹤0.01% |
90,694
+42,800
| +89% | +$445K |
|
1721
Deutsche Bank
DB
$71.6B
| $942K | ﹤0.01% |
44,923
+21,096
| +89% | +$442K |
|
1722
Pembina Pipeline
PBA
$22.8B
| $942K | ﹤0.01% |
43,835
+20,518
| +88% | +$441K |
|
|
NNC
1723
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
| $942K | ﹤0.01% |
70,800
+23,350
| +49% | +$311K |
|
|
THW
1724
abrdn World Healthcare Fund
THW
$474M
| $938K | ﹤0.01% |
+59,160
| New | +$938K |
|
1725
Arrow Dow Jones Global Yield ETF
GYLD
$27.3M
| $935K | ﹤0.01% |
54,427
+29,027
| +114% | +$499K |
|