LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$60.1M |
| 2 |
iShares MSCI All Country Asia ex Japan ETF
AAXJ
|
+$55.9M |
| 3 |
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
|
+$55.5M |
| 4 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$51.1M |
| 5 |
iShares Short Maturity Bond ETF
NEAR
|
+$34.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$97.2M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$68.4M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$61.1M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$38.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.18% |
| 2 | Healthcare | 3.17% |
| 3 | Technology | 3.15% |
| 4 | Industrials | 2.53% |
| 5 | Energy | 2.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Brunswick
BC
$5.33B
| $626K | ﹤0.01% |
12,350
-25
| -0.2% | -$1.31K |
|
1702
Rayonier
RYN
$6.64B
| $624K | ﹤0.01% |
26,373
-14,423
| -35% | -$339K |
|
|
UMH
1703
UMH Properties
UMH
$1.34B
| $624K | ﹤0.01% |
62,542
+18,102
| +41% | +$181K |
|
1704
Nasdaq
NDAQ
$53.6B
| $623K | ﹤0.01% |
38,304
+432
| +1% | +$7.25K |
|
1705
Smith & Wesson
SWBI
$657M
| $623K | ﹤0.01% |
49,083
-17,049
| -26% | -$197K |
|
|
IBMD
1706
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
| $623K | ﹤0.01% |
11,865
-3,417
| -22% | -$179K |
|
|
TYC
1707
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $621K | ﹤0.01% |
15,528
+5,902
| +61% | +$252K |
|
1708
Nuveen Core Equity Alpha Fund
JCE
$280M
| $620K | ﹤0.01% |
39,095
-470
| -1% | -$7.87K |
|
1709
MidCap Financial Investment
MFIC
$811M
| $620K | ﹤0.01% |
28,597
+855
| +3% | +$19.8K |
|
|
CS
1710
DELISTED
Credit Suisse Group
CS
| $620K | ﹤0.01% |
22,214
-2,057
| -8% | -$55.6K |
|
|
AFSI
1711
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $620K | ﹤0.01% |
18,684
+1,692
| +10% | +$51.1K |
|
|
IIF
1712
Morgan Stanley India Investment Fund
IIF
$214M
| $619K | ﹤0.01% |
21,908
-25,085
| -53% | -$679K |
|
1713
Steven Madden
SHOO
$3.22B
| $619K | ﹤0.01% |
21,995
+569
| +3% | +$15K |
|
|
FMK
1714
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
| $618K | ﹤0.01% |
23,084
-1,341
| -5% | -$36.6K |
|
|
ERC
1715
Allspring Multi-Sector Income Fund
ERC
$253M
| $616K | ﹤0.01% |
47,956
-4,104
| -8% | -$54.5K |
|
1716
Cambria Foreign Shareholder Yield ETF
FYLD
$688M
| $616K | ﹤0.01% |
28,378
+1,901
| +7% | +$44.8K |
|
|
MQT
1717
DELISTED
BlackRock MuniYield Quality Fund II
MQT
| $616K | ﹤0.01% |
48,972
+15,837
| +48% | +$206K |
|
1718
Wendy's
WEN
$1.46B
| $616K | ﹤0.01% |
57,952
+4,027
| +7% | +$44.4K |
|
|
TGP
1719
DELISTED
Teekay LNG Partners L.P.
TGP
| $616K | ﹤0.01% |
19,219
-3,257
| -14% | -$118K |
|
|
MES
1720
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
| $615K | ﹤0.01% |
22,578
-87
| -0.4% | -$2.43K |
|
1721
Pultegroup
PHM
$25.7B
| $614K | ﹤0.01% |
29,864
-39,296
| -57% | -$797K |
|
1722
Suburban Propane Partners
SPH
$1.24B
| $614K | ﹤0.01% |
15,129
-1,327
| -8% | -$56.5K |
|
1723
Avanos Medical
AVNS
| $612K | ﹤0.01% |
15,311
-2,943
| -16% | -$132K |
|
|
PMO
1724
Franklin Municipal Opportunities Trust
PMO
$282M
| $612K | ﹤0.01% |
52,533
-3,360
| -6% | -$40.1K |
|
1725
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
| $610K | ﹤0.01% |
44,638
-1,114
| -2% | -$15.7K |
|
Similar funds
LPL Financial's Q2 2015 Portfolio in Review
As of Q2 2015, LPL Financial held 3,035 positions worth $19.7B, up 0.73% from $19.6B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial's Q2 2015 filing shows 255 new, 1,398 increased, 1,142 reduced and 164 closed positions. Its largest new stake was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M. The largest sale was iShares MBS ETF, an estimated $97.2M.
By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.
- LPL Financial's largest Q2 2015 buy was Pacer Trendpilot US Large Cap ETF: 489,795 shares worth $12M.
- LPL Financial added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $60.1M increase.
- LPL Financial's biggest Q2 2015 reduction was iShares MBS ETF, cutting an estimated $97.2M.
- LPL Financial fully exited LORILLARD INC COM STK in Q2 2015, selling an estimated $7.53M.
- LPL Financial's ten largest holdings make up 19% of its $19.7B portfolio in Q2 2015.
- LPL Financial opened 255 new positions and closed 164 in Q2 2015.
- LPL Financial's portfolio value rose 0.73% quarter-over-quarter to $19.7B.
Based on LPL Financial's 13F filing for Q2 2015, filed 14 Aug 2015.