LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$118M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$88.6M |
| 3 |
SPDR Gold Trust
GLD
|
+$49.2M |
| 4 |
iShares MSCI Emerging Markets ETF
EEM
|
+$41.6M |
| 5 |
FS KKR Capital
FSK
|
+$33.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$129M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$98.6M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$81.1M |
| 4 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$34M |
| 5 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 3.14% |
| 2 | Technology | 3.06% |
| 3 | Financials | 2.97% |
| 4 | Healthcare | 2.73% |
| 5 | Industrials | 2.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Ciena
CIEN
$53.4B
| $562K | ﹤0.01% |
25,932
+7,229
| +39% | +$149K |
|
1702
Flex
FLEX
$41.7B
| $562K | ﹤0.01% |
67,352
-12,884
| -16% | -$97K |
|
|
SD
1703
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $561K | ﹤0.01% |
78,434
-11,355
| -13% | -$76.5K |
|
1704
Parker-Hannifin
PH
$123B
| $560K | ﹤0.01% |
4,457
-313
| -7% | -$39K |
|
|
POM
1705
DELISTED
PEPCO HOLDINGS, INC.
POM
| $559K | ﹤0.01% |
20,324
+2,712
| +15% | +$69.1K |
|
|
JNPR
1706
DELISTED
Juniper Networks
JNPR
| $558K | ﹤0.01% |
22,739
-3,624
| -14% | -$90K |
|
1707
Ormat Technologies
ORA
$6B
| $555K | ﹤0.01% |
19,267
-1
| -0% | -$28 |
|
1708
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$481M
| $554K | ﹤0.01% |
20,682
+468
| +2% | +$12.3K |
|
1709
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.62B
| $554K | ﹤0.01% |
11,434
+728
| +7% | +$33.8K |
|
1710
Royal Caribbean
RCL
$85.1B
| $554K | ﹤0.01% |
9,966
+1,003
| +11% | +$54K |
|
|
GNC
1711
DELISTED
GNC Holdings, Inc.
GNC
| $554K | ﹤0.01% |
16,241
+1,772
| +12% | +$70.6K |
|
|
HNW
1712
DELISTED
Pioneer Diversified High Income Fund
HNW
| $552K | ﹤0.01% |
26,093
+347
| +1% | +$7.22K |
|
1713
Tenet Healthcare
THC
$20.5B
| $551K | ﹤0.01% |
11,746
-1,228
| -9% | -$55.5K |
|
1714
Invesco S&P 500 Value with Momentum ETF
SPVM
$129M
| $548K | ﹤0.01% |
18,336
+2,965
| +19% | +$87.2K |
|
|
NPSP
1715
DELISTED
NPS PHARMACEUTICALS INC
NPSP
| $548K | ﹤0.01% |
16,574
-329
| -2% | -$9.5K |
|
1716
EPR Properties
EPR
$4.76B
| $547K | ﹤0.01% |
9,787
+2,055
| +27% | +$111K |
|
|
TLI
1717
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
| $547K | ﹤0.01% |
45,529
-2,990
| -6% | -$35.7K |
|
1718
Global X Uranium ETF
URA
$5.42B
| $546K | ﹤0.01% |
18,882
-6,386
| -25% | -$194K |
|
1719
Invesco S&P SmallCap Energy ETF
PSCE
$98.6M
| $543K | ﹤0.01% |
1,994
+67
| +3% | +$17.3K |
|
1720
Starwood Property Trust
STWD
$5.92B
| $542K | ﹤0.01% |
22,790
-50,690
| -69% | -$1.21M |
|
1721
Iron Mountain
IRM
$36.4B
| $541K | ﹤0.01% |
16,505
-2,187
| -12% | -$59.3K |
|
|
IELG
1722
DELISTED
ISHARES ENHANCED U.S. LARGE CAP ETF
IELG
| $540K | ﹤0.01% |
17,741
+3,069
| +21% | +$91.1K |
|
1723
iShares MSCI Chile ETF
ECH
$1.01B
| $539K | ﹤0.01% |
11,872
+680
| +6% | +$31.5K |
|
1724
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
| $539K | ﹤0.01% |
40,064
+1,265
| +3% | +$17.1K |
|
|
MCR
1725
DELISTED
MFS Charter Income Trust
MCR
| $538K | ﹤0.01% |
58,262
-652
| -1% | -$6K |
|
Similar funds
LPL Financial's Q2 2014 Portfolio in Review
As of Q2 2014, LPL Financial held 2,843 positions worth $17.2B, up 5.5% from $16.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
LPL Financial's Q2 2014 filing shows 204 new, 1,214 increased, 1,177 reduced and 167 closed positions. Its largest new stake was FS KKR Capital: 815,533 shares worth $34.7M. The largest sale was iShares MBS ETF, an estimated $129M.
By sector, the portfolio is most concentrated in Energy at 3.1% of assets, up from 2.9% a quarter earlier, followed by Technology and Financials.
- LPL Financial's largest Q2 2014 buy was FS KKR Capital: 815,533 shares worth $34.7M.
- LPL Financial added most to State Street SPDR S&P 500 ETF Trust in Q2 2014, an estimated $118M increase.
- LPL Financial's biggest Q2 2014 reduction was iShares MBS ETF, cutting an estimated $129M.
- LPL Financial fully exited Invesco CurrencyShares Euro Currency Trust in Q2 2014, selling an estimated $6.53M.
- LPL Financial's ten largest holdings make up 20% of its $17.2B portfolio in Q2 2014.
- LPL Financial opened 204 new positions and closed 167 in Q2 2014.
- LPL Financial's portfolio value rose 5.5% quarter-over-quarter to $17.2B.
Based on LPL Financial's 13F filing for Q2 2014, filed 5 Aug 2014.