LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$76.6M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$48M |
| 3 |
iShares MSCI Pacific ex Japan ETF
EPP
|
+$29M |
| 4 |
Invesco BuyBack Achievers ETF
PKW
|
+$26.6M |
| 5 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$24.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MBS ETF
MBB
|
+$99.8M |
| 2 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$57.6M |
| 3 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$38.2M |
| 4 |
iShares MSCI Japan ETF
EWJ
|
+$28.9M |
| 5 |
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
|
+$21.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.21% |
| 2 | Energy | 2.95% |
| 3 | Financials | 2.95% |
| 4 | Healthcare | 2.81% |
| 5 | Industrials | 2.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Kennametal
KMT
$2.53B
| $518K | ﹤0.01% |
9,954
+34
| +0.3% | +$1.61K |
|
|
IGTE
1702
DELISTED
IGATE CORPORATION
IGTE
| $517K | ﹤0.01% |
12,885
+723
| +6% | +$24.1K |
|
1703
Ambarella
AMBA
$3.15B
| $516K | ﹤0.01% |
15,228
-2,646
| -15% | -$60.7K |
|
1704
iShares MSCI Europe Small-Cap ETF
IEUS
$176M
| $516K | ﹤0.01% |
11,535
+2,108
| +22% | +$90.7K |
|
1705
Mettler-Toledo International
MTD
$28B
| $516K | ﹤0.01% |
2,126
+74
| +4% | +$18.1K |
|
1706
Old Dominion Freight Line
ODFL
$46.2B
| $513K | ﹤0.01% |
29,034
-243
| -0.8% | -$3.99K |
|
1707
Visteon
VC
$2.84B
| $513K | ﹤0.01% |
6,261
+199
| +3% | +$15.4K |
|
|
EVM
1708
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
| $512K | ﹤0.01% |
50,107
+5,213
| +12% | +$53K |
|
1709
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.21B
| $511K | ﹤0.01% |
14,904
+1,411
| +10% | +$48.4K |
|
1710
Olin
OLN
$2.52B
| $511K | ﹤0.01% |
17,704
+4,875
| +38% | +$121K |
|
1711
Diana Shipping
DSX
$267M
| $510K | ﹤0.01% |
54,856
+34,974
| +176% | +$291K |
|
|
FAM
1712
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
| $510K | ﹤0.01% |
36,291
-387
| -1% | -$5.49K |
|
|
P
1713
DELISTED
Pandora Media Inc
P
| $510K | ﹤0.01% |
19,188
+3,540
| +23% | +$97K |
|
|
RIT
1714
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
| $507K | ﹤0.01% |
50,375
-75
| -0.1% | -$774 |
|
|
FCO
1715
DELISTED
abrdn Global Income Fund
FCO
| $504K | ﹤0.01% |
48,485
-7,737
| -14% | -$83.3K |
|
1716
Avient
AVNT
$3.28B
| $503K | ﹤0.01% |
14,233
+541
| +4% | +$17.2K |
|
1717
Salesforce
CRM
$155B
| $503K | ﹤0.01% |
9,114
+2,026
| +29% | +$108K |
|
|
PFO
1718
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$118M
| $503K | ﹤0.01% |
49,880
+5,853
| +13% | +$59.2K |
|
1719
ProShares Ulta SmallCap600
SAA
$29.1M
| $503K | ﹤0.01% |
47,500
+3,650
| +8% | +$35.4K |
|
1720
Tenet Healthcare
THC
$22.1B
| $503K | ﹤0.01% |
11,931
+456
| +4% | +$19.9K |
|
|
DNKN
1721
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $503K | ﹤0.01% |
10,427
-17,189
| -62% | -$814K |
|
1722
Buckle
BKE
$2.32B
| $502K | ﹤0.01% |
9,782
-1,356
| -12% | -$67.1K |
|
1723
VanEck Natural Resources ETF
HAP
$301M
| $502K | ﹤0.01% |
13,413
-828
| -6% | -$30.8K |
|
1724
KBR
KBR
$4.54B
| $500K | ﹤0.01% |
15,676
+1,233
| +9% | +$41K |
|
|
JPM.WS
1725
DELISTED
JPMorgan Chase
JPM.WS
| $500K | ﹤0.01% |
25,786
| – | – |
|
Similar funds
LPL Financial's Q4 2013 Portfolio in Review
As of Q4 2013, LPL Financial held 2,780 positions worth $16B, up 6.6% from $15B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
LPL Financial's Q4 2013 filing shows 245 new, 1,314 increased, 1,020 reduced and 136 closed positions. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M. The largest sale was iShares MBS ETF, an estimated $99.8M.
By sector, the portfolio is most concentrated in Technology at 3.2% of assets, up from 3% a quarter earlier, followed by Energy and Financials.
- LPL Financial's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 364,765 shares worth $9.12M.
- LPL Financial added most to iShares Core S&P Small-Cap ETF in Q4 2013, an estimated $76.6M increase.
- LPL Financial's biggest Q4 2013 reduction was iShares MBS ETF, cutting an estimated $99.8M.
- LPL Financial fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $3.64M.
- LPL Financial's ten largest holdings make up 21% of its $16B portfolio in Q4 2013.
- LPL Financial opened 245 new positions and closed 136 in Q4 2013.
- LPL Financial's portfolio value rose 6.6% quarter-over-quarter to $16B.
Based on LPL Financial's 13F filing for Q4 2013, filed 13 Feb 2014.