LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| 1 |
Capital Group Dividend Value ETF
CGDV
|
+$529M |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$507M |
| 3 |
THRO
iShares U.S. Thematic Rotation Active ETF
THRO
|
+$494M |
| 4 |
iShares MSCI EAFE Value ETF
EFV
|
+$485M |
| 5 |
NVIDIA
NVDA
|
+$404M |
Top Sells
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$787M |
| 2 |
iShares MSCI Emerging Markets ex China ETF
EMXC
|
+$365M |
| 3 |
iShares Currency Hedged MSCI EAFE ETF
HEFA
|
+$97M |
| 4 |
Invesco Preferred ETF
PGX
|
+$92.7M |
| 5 |
Industrial Select Sector SPDR Fund
XLI
|
+$89.2M |
Sector Composition
| 1 | Technology | 8.5% |
| 2 | Financials | 3.73% |
| 3 | Consumer Discretionary | 2.77% |
| 4 | Communication Services | 2.41% |
| 5 | Industrials | 2.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Western Alliance Bancorporation
WAL
$9.77B
| $10.1M | ﹤0.01% |
129,912
-4,404
| -3% | -$343K |
|
1702
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
| $10.1M | ﹤0.01% |
927,680
-89,300
| -9% | -$975K |
|
1703
Global X Lithium & Battery Tech ETF
LIT
$1.14B
| $10.1M | ﹤0.01% |
263,492
-30,081
| -10% | -$1.16M |
|
1704
NatWest
NWG
$58.2B
| $10.1M | ﹤0.01% |
714,638
+134,538
| +23% | +$1.9M |
|
1705
BlackRock Corporate High Yield Fund
HYT
$1.54B
| $10.1M | ﹤0.01% |
1,035,045
+80,992
| +8% | +$790K |
|
1706
Bank of America Series L
BAC.PRL
$3.95B
| $10.1M | ﹤0.01% |
8,290
+639
| +8% | +$775K |
|
1707
FT Vest US Equity Moderate Buffer ETF July
GJUL
$611M
| $10M | ﹤0.01% |
259,285
+97,874
| +61% | +$3.79M |
|
1708
Hubbell
HUBB
$23.2B
| $10M | ﹤0.01% |
24,533
+3,037
| +14% | +$1.24M |
|
1709
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$270M
| $10M | ﹤0.01% |
426,482
+87,575
| +26% | +$2.06M |
|
1710
AB US Low Volatility Equity ETF
LOWV
$149M
| $10M | ﹤0.01% |
133,191
+15,038
| +13% | +$1.13M |
|
1711
FT Vest US Equity Buffer ETF January
FJAN
$1.13B
| $10M | ﹤0.01% |
210,222
+41,448
| +25% | +$1.97M |
|
1712
Okta
OKTA
$15.9B
| $10M | ﹤0.01% |
99,989
+25,015
| +33% | +$2.5M |
|
1713
Exelixis
EXEL
$10.5B
| $9.99M | ﹤0.01% |
226,697
+39,600
| +21% | +$1.75M |
|
1714
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$522M
| $9.96M | ﹤0.01% |
388,657
+744
| +0.2% | +$19.1K |
|
1715
BlackRock Science and Technology Trust
BST
$1.42B
| $9.94M | ﹤0.01% |
260,467
+10,603
| +4% | +$405K |
|
1716
FT Vest US Equity Buffer ETF June
FJUN
$999M
| $9.92M | ﹤0.01% |
184,914
+12,390
| +7% | +$665K |
|
1717
Cambria Foreign Shareholder Yield ETF
FYLD
$456M
| $9.92M | ﹤0.01% |
339,385
+85,485
| +34% | +$2.5M |
|
|
FTF
1718
Franklin Limited Duration Income Trust
FTF
$261M
| $9.91M | ﹤0.01% |
1,543,762
-40,395
| -3% | -$259K |
|
1719
First Trust Small Cap Value AlphaDEX Fund
FYT
$138M
| $9.89M | ﹤0.01% |
196,208
-24,521
| -11% | -$1.24M |
|
1720
Alnylam Pharmaceuticals
ALNY
$61.1B
| $9.89M | ﹤0.01% |
30,339
+9,660
| +47% | +$3.15M |
|
1721
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
| $9.89M | ﹤0.01% |
451,662
-8,605
| -2% | -$188K |
|
1722
Baidu
BIDU
$39.5B
| $9.87M | ﹤0.01% |
115,084
+14,558
| +14% | +$1.25M |
|
1723
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$223M
| $9.87M | ﹤0.01% |
94,189
-1,876
| -2% | -$197K |
|
1724
Masco
MAS
$15.4B
| $9.87M | ﹤0.01% |
153,279
-34,614
| -18% | -$2.23M |
|
1725
VanEck Energy Income ETF
EINC
$71.9M
| $9.86M | ﹤0.01% |
99,888
-3,468
| -3% | -$342K |
|