LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$356M |
| 2 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$272M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$230M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$216M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$189M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.29% |
| 2 | Financials | 3.14% |
| 3 | Consumer Discretionary | 3.03% |
| 4 | Healthcare | 2.67% |
| 5 | Communication Services | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
QuidelOrtho
QDEL
$1.14B
| $3.32M | ﹤0.01% |
23,535
+3,897
| +20% | +$524K |
|
1677
iShares Global Comm Services ETF
IXP
$529M
| $3.32M | ﹤0.01% |
39,244
+3,022
| +8% | +$264K |
|
1678
JB Hunt Transport Services
JBHT
$25.5B
| $3.31M | ﹤0.01% |
19,817
+781
| +4% | +$133K |
|
1679
ArcelorMittal
MT
$52.9B
| $3.31M | ﹤0.01% |
109,865
-13,226
| -11% | -$432K |
|
1680
Vale
VALE
$64.1B
| $3.31M | ﹤0.01% |
236,979
+43,828
| +23% | +$860K |
|
1681
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
| $3.31M | ﹤0.01% |
370,047
+30,798
| +9% | +$282K |
|
1682
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.94B
| $3.31M | ﹤0.01% |
147,927
-87,003
| -37% | -$1.98M |
|
|
UTRN
1683
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
| $3.3M | ﹤0.01% |
96,196
+73,496
| +324% | +$2.59M |
|
|
CCD
1684
Calamos Dynamic Convertible & Income Fund
CCD
$707M
| $3.3M | ﹤0.01% |
108,473
+13,293
| +14% | +$412K |
|
1685
Amplify AI Powered Equity ETF
AIEQ
$120M
| $3.3M | ﹤0.01% |
80,047
+6,929
| +9% | +$290K |
|
1686
CALL
Amazon
AMZN
$2.92T
| $3.29M | ﹤0.01% |
+20,000
| New | +$3.45M |
|
1687
iShares US Oil & Gas Exploration & Production ETF
IEO
$580M
| $3.28M | ﹤0.01% |
56,481
-7,325
| -11% | -$382K |
|
1688
Global X Aging Population ETF
AGNG
$87.4M
| $3.27M | ﹤0.01% |
112,337
+28,667
| +34% | +$874K |
|
1689
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$800M
| $3.27M | ﹤0.01% |
111,820
-37,446
| -25% | -$1.03M |
|
1690
Kornit Digital
KRNT
$705M
| $3.26M | ﹤0.01% |
22,550
-5,390
| -19% | -$711K |
|
1691
iShares Core 5-10 Year USD Bond ETF
IMTB
$275M
| $3.24M | ﹤0.01% |
63,296
+2,024
| +3% | +$104K |
|
|
RESP
1692
DELISTED
WisdomTree U.S. ESG Fund
RESP
| $3.23M | ﹤0.01% |
69,203
+8,050
| +13% | +$388K |
|
|
DOC
1693
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $3.23M | ﹤0.01% |
183,440
+9,075
| +5% | +$168K |
|
1694
Power Integrations
POWI
$3.38B
| $3.23M | ﹤0.01% |
32,591
-2,139
| -6% | -$207K |
|
1695
Invesco S&P 500 Value with Momentum ETF
SPVM
$129M
| $3.21M | ﹤0.01% |
66,534
+22,767
| +52% | +$1.12M |
|
1696
Hyatt Hotels
H
$16.4B
| $3.21M | ﹤0.01% |
41,630
-2,972
| -7% | -$224K |
|
|
CAJ
1697
DELISTED
Canon, Inc.
CAJ
| $3.21M | ﹤0.01% |
131,643
+23,685
| +22% | +$565K |
|
1698
Cooper Companies
COO
$14.1B
| $3.2M | ﹤0.01% |
30,936
+3,144
| +11% | +$335K |
|
|
ARI
1699
Apollo Commercial Real Estate
ARI
$867M
| $3.18M | ﹤0.01% |
214,472
+36,733
| +21% | +$562K |
|
1700
Crane NXT
CXT
$2.99B
| $3.18M | ﹤0.01% |
96,605
+5,249
| +6% | +$175K |
|
Similar funds
LPL Financial's Q3 2021 Portfolio in Review
As of Q3 2021, LPL Financial held 4,505 positions worth $106B, up 7.7% from $98.9B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
LPL Financial deployed $9.03B of net new capital in Q3 2021, opening 283 new positions and adding to 2,835 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 6.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, an estimated $137M trimmed.
- LPL Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 4,232,890 shares worth $110M.
- LPL Financial added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $356M increase.
- LPL Financial's biggest Q3 2021 reduction was Goldman Sachs ActiveBeta US Large Cap Equity ETF, cutting an estimated $137M.
- LPL Financial fully exited At Home Group Inc. in Q3 2021, selling an estimated $7.42M.
- LPL Financial's ten largest holdings make up 19% of its $106B portfolio in Q3 2021.
- LPL Financial opened 283 new positions and closed 186 in Q3 2021.
- LPL Financial's portfolio value rose 7.7% quarter-over-quarter to $106B.
Based on LPL Financial's 13F filing for Q3 2021, filed 15 Nov 2021.