LPL Financial Portfolio holdings
LPL Financial, founded in 1989 through the merger of Linsco and Private Ledger and headquartered in San Diego, California, is the largest independent broker-dealer in the U.S., supporting over 22,000 financial advisors who manage more than $1.4 trillion in advisory and brokerage assets as of late 2024. Serving independent advisors, banks, and credit unions, LPL provides a robust technology platform, research, and back-office support, enabling advisors to offer personalized wealth management, retirement planning, and investment services to clients without proprietary products. The firm, publicly traded since 2010 under CEO Dan Arnold, has grown through acquisitions like Waddell & Reed’s wealth management business in 2021, emphasizing flexibility and advisor autonomy. With additional offices in Fort Mill, South Carolina, and Boston, LPL Financial remains a leader in empowering advisors amid a shifting financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Total Bond Market
BND
|
+$746M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$672M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$629M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$493M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$411M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$86.2M |
| 2 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$30.8M |
| 3 |
iShares Core S&P Small-Cap ETF
IJR
|
+$29.7M |
| 4 |
iShares S&P 500 Value ETF
IVE
|
+$26M |
| 5 |
iShares Currency Hedged MSCI Japan ETF
HEWJ
|
+$23.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 2.78% |
| 2 | Technology | 2.72% |
| 3 | Healthcare | 2.43% |
| 4 | Industrials | 2.36% |
| 5 | Communication Services | 2.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1676
United Natural Foods
UNFI
$2.96B
| $656K | ﹤0.01% |
17,911
+4,546
| +34% | +$183K |
|
1677
American States Water
AWR
$3.37B
| $654K | ﹤0.01% |
13,792
+3,938
| +40% | +$181K |
|
1678
Banc of California
BANC
$3.22B
| $654K | ﹤0.01% |
+30,400
| New | +$642K |
|
1679
Revvity
RVTY
$12.1B
| $653K | ﹤0.01% |
+9,579
| New | +$595K |
|
1680
Kulicke & Soffa
KLIC
$5.03B
| $652K | ﹤0.01% |
+34,269
| New | +$722K |
|
1681
STMicroelectronics
STM
$46.7B
| $649K | ﹤0.01% |
45,098
+25,679
| +132% | +$405K |
|
1682
Hain Celestial
HAIN
$46.2M
| $648K | ﹤0.01% |
16,432
+7,168
| +77% | +$259K |
|
1683
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
| $647K | ﹤0.01% |
33,012
+6,561
| +25% | +$127K |
|
1684
PACCAR
PCAR
$69.4B
| $646K | ﹤0.01% |
14,684
+860
| +6% | +$37.2K |
|
|
JSD
1685
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $644K | ﹤0.01% |
36,872
-18,633
| -34% | -$333K |
|
|
TDAY
1686
USA Today Co
TDAY
$1.25B
| $642K | ﹤0.01% |
47,640
+15,445
| +48% | +$206K |
|
1687
Smith & Nephew
SNN
$13.1B
| $641K | ﹤0.01% |
18,395
-9,046
| -33% | -$306K |
|
|
CVGW
1688
DELISTED
Calavo Growers
CVGW
| $640K | ﹤0.01% |
9,262
+142
| +2% | +$9.56K |
|
1689
Gaming and Leisure Properties
GLPI
$12.8B
| $639K | ﹤0.01% |
16,961
+216
| +1% | +$7.74K |
|
|
PF
1690
DELISTED
Pinnacle Foods, Inc.
PF
| $639K | ﹤0.01% |
10,759
+885
| +9% | +$52.9K |
|
1691
Invesco MSCI Sustainable Future ETF
ERTH
$132M
| $638K | ﹤0.01% |
16,549
-4,522
| -21% | -$170K |
|
1692
ARK Genomic Revolution ETF
ARKG
$1.54B
| $637K | ﹤0.01% |
28,446
+16,677
| +142% | +$348K |
|
1693
Nomura Holdings
NMR
$28.4B
| $637K | ﹤0.01% |
105,542
-78,234
| -43% | -$479K |
|
|
LGF.B
1694
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $637K | ﹤0.01% |
24,251
+2,039
| +9% | +$49.4K |
|
1695
Community Trust Bancorp
CTBI
$1.39B
| $636K | ﹤0.01% |
14,534
-350
| -2% | -$15.3K |
|
|
HIX
1696
Western Asset High Income Fund II
HIX
$351M
| $635K | ﹤0.01% |
88,258
-351,883
| -80% | -$2.57M |
|
1697
Crane NXT
CXT
$3.08B
| $633K | ﹤0.01% |
22,974
+3,970
| +21% | +$107K |
|
1698
TAL Education Group
TAL
$5.86B
| $633K | ﹤0.01% |
31,074
+2,460
| +9% | +$48.3K |
|
1699
iShares Latin America 40 ETF
ILF
$3.78B
| $631K | ﹤0.01% |
20,838
-3,353
| -14% | -$104K |
|
1700
John Hancock Multifactor Developed International ETF
JHMD
$946M
| $631K | ﹤0.01% |
+22,527
| New | +$626K |
|
Similar funds
LPL Financial's Q2 2017 Portfolio in Review
As of Q2 2017, LPL Financial held 3,108 positions worth $26.4B, up 80% from $14.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
LPL Financial deployed $11.3B of net new capital in Q2 2017, opening 409 new positions and adding to 1,228 existing holdings. Its largest new stake was State Street SPDR S&P Dividend ETF: 1,023,486 shares worth $91M.
By sector, the portfolio is most concentrated in Financials at 2.8% of assets, up from 2.4% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $86.2M trimmed.
- LPL Financial's largest Q2 2017 buy was State Street SPDR S&P Dividend ETF: 1,023,486 shares worth $91M.
- LPL Financial added most to Vanguard Total Bond Market in Q2 2017, an estimated $746M increase.
- LPL Financial's biggest Q2 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $86.2M.
- LPL Financial fully exited Energy Transfer Partners L.p. in Q2 2017, selling an estimated $5.54M.
- LPL Financial's ten largest holdings make up 24% of its $26.4B portfolio in Q2 2017.
- LPL Financial opened 409 new positions and closed 314 in Q2 2017.
- LPL Financial's portfolio value rose 80% quarter-over-quarter to $26.4B.
Based on LPL Financial's 13F filing for Q2 2017, filed 14 Aug 2017.